Stock Transactions — AURINIA PHARMACEUTICALS INC

Total Bought
7,364,645
93 transactions
Total Sold
7,612,125
66 transactions
Net
-247,480
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TANG CAPITAL MANAGEMENT LLC7,229,5008,429,500+1,200,0003.795.01+1.22buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP01,075,911+1,075,9110.000.01+0.01buy
Point72 Asset Management, L.P.0849,621+849,6210.000.02+0.02buy
LAZARD ASSET MANAGEMENT LLC134,959596,389+461,4300.000.01+0.01buy
JPMORGAN CHASE & CO502,816927,298+424,4820.000.00+0.00buy
Woodline Partners LP500,494849,477+348,9830.030.05+0.02buy
RENAISSANCE TECHNOLOGIES LLC486,700700,900+214,2000.010.01+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP64,221263,530+199,3090.000.00+0.00buy
Qube Research & Technologies Ltd0195,759+195,7590.000.00+0.00buy
MORGAN STANLEY1,470,4971,645,129+174,6320.000.00+0.00buy
FMR LLC12,673179,197+166,5240.000.00+0.00buy
ROYAL BANK OF CANADA56,107222,482+166,3750.000.00+0.00buy
Cubist Systematic Strategies, LLC20,409168,252+147,8430.000.02+0.02buy
Squarepoint Ops LLC0116,597+116,5970.000.00+0.00buy
VANGUARD GROUP INC1,617,8351,729,948+112,1130.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.454,259556,454+102,1950.020.02+0.01buy
AMERICAN CENTURY COMPANIES INC76,524171,590+95,0660.000.00+0.00buy
FRANKLIN RESOURCES INC20,25392,921+72,6680.000.00+0.00buy
CANTOR FITZGERALD, L. P.072,000+72,0000.000.02+0.02buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC298,454363,674+65,2200.000.00+0.00buy
IFP Advisors, Inc207,025271,132+64,1070.050.08+0.03buy
UBS Group AG150,699213,273+62,5740.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP060,751+60,7510.000.00+0.00buy
NORTHERN TRUST CORP995,6891,054,365+58,6760.000.00+0.00buy
ExodusPoint Capital Management, LP053,500+53,5000.000.00+0.00buy
DEUTSCHE BANK AG\92,294142,869+50,5750.000.00+0.00buy
FEDERATED HERMES, INC.449,359+49,3550.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.047,512+47,5120.000.00+0.00buy
CWA Asset Management Group, LLC044,389+44,3890.000.02+0.02buy
XTX Topco Ltd042,754+42,7540.000.03+0.03buy
D. E. Shaw & Co., Inc.93,949133,333+39,3840.000.00+0.00buy
Capula Management Ltd035,670+35,6700.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC58,32587,421+29,0960.000.00+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC027,610+27,6100.000.02+0.02buy
AMERIPRISE FINANCIAL INC10,81537,796+26,9810.000.00+0.00buy
Caption Management, LLC026,670+26,6700.000.01+0.01buy
Verition Fund Management LLC58,51883,812+25,2940.000.00+0.00buy
BARCLAYS PLC219,331243,948+24,6170.000.00+0.00buy
Dynamic Technology Lab Private Ltd020,509+20,5090.000.03+0.03buy
FOX RUN MANAGEMENT, L.L.C.020,185+20,1850.000.03+0.03buy
OSAIC HOLDINGS, INC.25,11545,031+19,9160.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC35,71855,623+19,9050.000.00+0.00buy
Atria Wealth Solutions, Inc.015,000+15,0000.000.00+0.00buy
BAILARD, INC.014,300+14,3000.000.00+0.00buy
JACOBS LEVY EQUITY MANAGEMENT, INC013,236+13,2360.000.00+0.00buy
CIBC WORLD MARKETS CORP012,563+12,5630.000.00+0.00buy
Quarry LP012,000+12,0000.000.02+0.02buy
Graham Capital Management, L.P.011,409+11,4090.000.00+0.00buy
ProShare Advisors LLC33,81744,588+10,7710.000.00+0.00buy
OXFORD ASSET MANAGEMENT LLP010,764+10,7640.000.04+0.04buy
Virtu Financial LLC010,653+10,6530.000.01+0.01buy
STRS OHIO64,00074,300+10,3000.000.00+0.00buy
DARK FOREST CAPITAL MANAGEMENT LP010,275+10,2750.000.01+0.01buy
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC010,001+10,0010.000.00+0.00buy
WELLS FARGO & COMPANY/MN63,08872,084+8,9960.000.00+0.00buy
CITIGROUP INC654,186662,632+8,4460.000.01+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/43,74852,098+8,3500.000.00+0.00buy
LPL Financial LLC38,27346,600+8,3270.000.00+0.00buy
US BANCORP \DE\11,96019,366+7,4060.000.00+0.00buy
ALPS ADVISORS INC108,733115,772+7,0390.010.01+0.00buy
Blue Trust, Inc.2036,377+6,1740.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)28,63434,251+5,6170.000.00+0.00buy
NATIXIS05,500+5,5000.000.00+0.00buy
HSBC HOLDINGS PLC10,53615,616+5,0800.000.00+0.00buy
Gotham Asset Management, LLC41,34144,996+3,6550.000.00+0.00buy
Vermillion & White Wealth Management Group, LLC03,500+3,5000.000.02+0.02buy
Legal & General Group Plc127,880131,306+3,4260.000.00+0.00buy
MetLife Investment Management, LLC82,76285,680+2,9180.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.73,42776,314+2,8870.000.00+0.00buy
China Universal Asset Management Co., Ltd.27,50230,359+2,8570.020.03+0.00buy
Tower Research Capital LLC (TRC)7153,350+2,6350.000.00+0.00buy
Headlands Technologies LLC02,113+2,1130.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS34,07836,098+2,0200.000.00-0.00buy
Cetera Investment Advisers62,63864,638+2,0000.000.00+0.00buy
Bridgefront Capital, LLC14,71516,606+1,8910.040.05+0.01buy
CWM, LLC11,48313,211+1,7280.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP01,615+1,6150.000.00+0.00buy
Creative Planning14,68116,132+1,4510.000.00+0.00buy
Invesco Ltd.142,691144,112+1,4210.000.00+0.00buy
IRONWOOD INVESTMENT MANAGEMENT LLC93,18194,310+1,1290.330.42+0.09buy
Sterling Capital Management LLC2191,249+1,0300.000.00+0.00buy
NORDEA INVESTMENT MANAGEMENT AB337,600338,600+1,0000.000.00+0.00buy
Physician Wealth Advisors, Inc.0871+8710.000.00+0.00buy
Smartleaf Asset Management LLC468879+4110.000.00+0.00buy
GAMMA Investing LLC2,8003,108+3080.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC14,27414,572+2980.000.00+0.00buy
EverSource Wealth Advisors, LLC282364+820.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC2,2652,335+700.000.00-0.00buy
SIGNATUREFD, LLC179247+680.000.00+0.00buy
Parallel Advisors, LLC043+430.000.00+0.00buy
Rockefeller Capital Management L.P.79,16579,200+350.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC175190+150.000.00+0.00buy
SALEM INVESTMENT COUNSELORS INC3,5173,520+30.000.00+0.00buy
PITTENGER & ANDERSON INC1,0001,00000.000.00+0.00hold
CANADA LIFE ASSURANCE Co53,51453,51400.000.00+0.00hold
BESSEMER GROUP INC21521500.000.00-0.00hold
Ameritas Investment Partners, Inc.13,45413,45400.000.00+0.00hold
ALLIANCEBERNSTEIN L.P.135,500135,50000.000.00+0.00hold
TRUST CO OF VERMONT1,0001,00000.000.00+0.00hold
DIAMOND HILL CAPITAL MANAGEMENT INC70,09970,09900.000.00+0.00hold
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