Stock Transactions — AURINIA PHARMACEUTICALS INC

Total Bought
10,289,167
122 transactions
Total Sold
5,216,535
110 transactions
Net
+5,072,632
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
NOMURA HOLDINGS INC316,1941,156,133+839,9390.020.05+0.04buy
TWO SIGMA ADVISERS, LP479,9001,305,800+825,9000.010.04+0.03buy
Man Group plc181,859852,671+670,8120.000.03+0.02buy
LSV ASSET MANAGEMENT0656,847+656,8470.000.02+0.02buy
MILLENNIUM MANAGEMENT LLC100,573738,306+637,7330.000.01+0.01buy
D. E. Shaw & Co., Inc.909,9221,532,273+622,3510.010.02+0.01buy
TWO SIGMA INVESTMENTS, LP1,341,0671,962,742+621,6750.020.05+0.02buy
BlackRock, Inc.7,448,8587,928,129+479,2710.000.00+0.00buy
Nuveen, LLC305,233665,317+360,0840.000.00+0.00buy
PRUDENTIAL FINANCIAL INC97,685372,560+274,8750.000.01+0.01buy
MORGAN STANLEY1,946,7852,216,915+270,1300.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC132,537386,844+254,3070.010.03+0.03buy
JANE STREET GROUP, LLC677,253910,737+233,4840.010.02+0.01buy
Neo Ivy Capital Management0229,401+229,4010.000.58+0.58buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC512,569739,444+226,8750.020.04+0.02buy
BNP PARIBAS FINANCIAL MARKETS421,358625,684+204,3260.000.01+0.00buy
WELLS FARGO & COMPANY/MN73,993264,234+190,2410.000.00+0.00buy
RITHOLTZ WEALTH MANAGEMENT84,515258,816+174,3010.020.08+0.06buy
GOLDMAN SACHS GROUP INC842,0271,006,333+164,3060.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC1,449,6001,590,135+140,5350.020.04+0.02buy
LOS ANGELES CAPITAL MANAGEMENT LLC0123,486+123,4860.000.01+0.01buy
AQR CAPITAL MANAGEMENT LLC358,292481,336+123,0440.000.00+0.00buy
GSA CAPITAL PARTNERS LLP11,464131,948+120,4840.010.18+0.17buy
AMERICAN CENTURY COMPANIES INC307,440402,925+95,4850.000.00+0.00buy
Cetera Investment Advisers57,809152,003+94,1940.000.00+0.00buy
MARSHALL WACE, LLP1,483,1321,574,957+91,8250.020.02+0.01buy
Wakefield Asset Management LLLP077,895+77,8950.000.34+0.34buy
CITADEL ADVISORS LLC702,655779,495+76,8400.010.01+0.00buy
JUPITER ASSET MANAGEMENT LTD823,579899,483+75,9040.080.11+0.04buy
Engineers Gate Manager LP55,805117,483+61,6780.010.02+0.02buy
Headlands Technologies LLC33,69292,525+58,8330.030.12+0.09buy
SIMPLEX TRADING, LLC058,793+58,7930.000.03+0.03buy
DARK FOREST CAPITAL MANAGEMENT LP056,035+56,0350.000.04+0.04buy
UBS Group AG198,748254,672+55,9240.000.00+0.00buy
SG Americas Securities, LLC80,321136,224+55,9030.000.00-0.00buy
Jain Global LLC052,923+52,9230.000.01+0.01buy
FMR LLC218,266268,302+50,0360.000.00+0.00buy
Gotham Asset Management, LLC80,753127,387+46,6340.000.01+0.00buy
HRT FINANCIAL LP40,84082,234+41,3940.000.00+0.00buy
State of New Jersey Common Pension Fund D038,189+38,1890.000.00+0.00buy
DEUTSCHE BANK AG\116,614151,158+34,5440.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC80,740115,215+34,4750.000.00+0.00buy
Uniplan Investment Counsel, Inc.91,557125,616+34,0590.100.20+0.10buy
Entropy Technologies, LP18,35947,697+29,3380.020.04+0.03buy
NAVELLIER & ASSOCIATES INC83,780111,686+27,9060.090.20+0.11buy
Jackson Creek Investment Advisors LLC027,603+27,6030.000.13+0.13buy
nVerses Capital, LLC025,440+25,4400.000.91+0.91buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP025,384+25,3840.000.00+0.00buy
CoreCap Advisors, LLC80024,769+23,9690.000.01+0.01buy
Abacus Wealth Partners, LLC023,003+23,0030.000.04+0.04buy
GEODE CAPITAL MANAGEMENT, LLC1,485,7001,507,869+22,1690.000.00+0.00buy
ADAR1 Capital Management, LLC022,000+22,0000.000.03+0.03buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main565,956587,356+21,4000.010.01+0.00buy
KLP KAPITALFORVALTNING AS22,40041,700+19,3000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC13,63432,502+18,8680.000.00+0.00buy
Financiere des Professionnels - Fonds d,investissement inc.017,933+17,9330.000.02+0.02buy
Walleye Capital LLC6,39322,905+16,5120.000.00+0.00buy
Bank of New York Mellon Corp313,502329,353+15,8510.000.00+0.00buy
BARCLAYS PLC171,600186,140+14,5400.000.00+0.00buy
Graham Capital Management, L.P.014,432+14,4320.000.01+0.01buy
Russell Investments Group, Ltd.104,029118,165+14,1360.000.00+0.00buy
IEQ CAPITAL, LLC013,882+13,8820.000.00+0.00buy
Freestone Grove Partners LP013,622+13,6220.000.00+0.00buy
PRAKASH INVESTMENT ADVISORS LLC013,200+13,2000.000.06+0.06buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP3,374,0213,387,194+13,1730.020.03+0.01buy
FIRST TRUST ADVISORS LP012,182+12,1820.000.00+0.00buy
BCS Wealth Management12,17024,166+11,9960.030.04+0.01buy
Brevan Howard Capital Management LP011,888+11,8880.000.00+0.00buy
IFP Advisors, Inc262,852274,686+11,8340.080.10+0.02buy
Brooklyn Investment Group011,746+11,7460.000.01+0.01buy
Dynamic Technology Lab Private Ltd011,729+11,7290.000.04+0.04buy
GLOBEFLEX CAPITAL L P011,646+11,6460.000.03+0.03buy
Mach-1 Financial Group, LLC011,348+11,3480.000.04+0.04buy
Cornerstone Investment Partners, LLC011,171+11,1710.000.01+0.01buy
ALLIANCEBERNSTEIN L.P.114,380124,820+10,4400.000.00+0.00buy
PFG Investments, LLC24,70034,440+9,7400.010.03+0.01buy
ACADIAN ASSET MANAGEMENT LLC09,608+9,6080.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.26,70233,480+6,7780.050.08+0.04buy
NEW YORK STATE COMMON RETIREMENT FUND31,24237,642+6,4000.000.00+0.00buy
Mariner, LLC14,17320,537+6,3640.000.00+0.00buy
Walleye Trading LLC06,103+6,1030.000.00+0.00buy
CWA Asset Management Group, LLC123,552129,201+5,6490.050.07+0.02buy
Kemnay Advisory Services Inc.05,150+5,1500.000.01+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/62,28667,406+5,1200.000.00+0.00buy
FRANKLIN RESOURCES INC127,506132,563+5,0570.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)42,09446,681+4,5870.000.00+0.00buy
Sterling Capital Management LLC2824,154+3,8720.000.00+0.00buy
Pictet Asset Management Holding SA12,41515,604+3,1890.000.00+0.00buy
ProShare Advisors LLC24,60227,641+3,0390.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,41814,252+2,8340.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP51,30053,721+2,4210.000.00+0.00buy
CWM, LLC14,31816,543+2,2250.000.00+0.00buy
Concurrent Investment Advisors, LLC28,07030,270+2,2000.010.01+0.00buy
BOK Financial Private Wealth, Inc.02,000+2,0000.000.00+0.00buy
MML INVESTORS SERVICES, LLC13,87815,643+1,7650.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.53,80155,409+1,6080.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.5,0896,407+1,3180.000.00+0.00buy
Sound Income Strategies, LLC0851+8510.000.00+0.00buy
Hudson Bay Capital Management LP84,21885,000+7820.010.01+0.00buy
SEGALL BRYANT & HAMILL, LLC145,772146,332+5600.020.03+0.01buy
Page 1 of 3