Stock Transactions — EAGLE POINT CREDIT COMPANY I

Total Bought
2,146,932
59 transactions
Total Sold
913,391
39 transactions
Net
+1,233,541
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
North Ground Capital0633,333+633,3330.003.05+3.05buy
Legacy Wealth Managment, LLC/ID508,109853,592+345,4832.062.55+0.49buy
Alpine Global Management, LLC0333,333+333,3330.000.40+0.40buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC301,100423,570+122,4700.170.00-0.17buy
PFG Investments, LLC740,183816,964+76,7810.330.28-0.05buy
UBS Group AG79,474153,907+74,4330.000.00+0.00buy
Freestone Capital Holdings, LLC262,925332,853+69,9280.070.07-0.00buy
Virtus Investment Advisers, LLC236,506302,122+65,6160.610.57-0.04buy
M&T BANK CORP18,73978,430+59,6910.000.00+0.00buy
MORGAN STANLEY1,678,5091,712,383+33,8740.000.00-0.00buy
Apollon Wealth Management, LLC41,82566,777+24,9520.010.01+0.00buy
Kestra Advisory Services, LLC144,932166,290+21,3580.010.01-0.00buy
Samalin Investment Counsel, LLC66,23484,531+18,2970.190.19-0.00buy
OSAIC HOLDINGS, INC.99,522117,808+18,2860.000.00-0.00buy
Rockefeller Capital Management L.P.289,993307,852+17,8590.000.00-0.00buy
Prospera Financial Services Inc016,721+16,7210.000.00+0.00buy
Oxinas Partners Wealth Management LLC114,721131,350+16,6290.450.46+0.01buy
ENVESTNET ASSET MANAGEMENT INC014,667+14,6670.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS014,043+14,0430.000.00+0.00buy
HARBOUR INVESTMENTS, INC.20,11132,812+12,7010.000.00+0.00buy
Private Advisor Group, LLC114,821126,838+12,0170.000.00-0.00buy
J.W. COLE ADVISORS, INC.294,869306,809+11,9400.050.04-0.01buy
JANE STREET GROUP, LLC160,677172,004+11,3270.000.00-0.00buy
LPL Financial LLC171,591182,549+10,9580.000.00-0.00buy
AXXCESS WEALTH MANAGEMENT, LLC010,518+10,5180.000.00+0.00buy
Per Stirling Capital Management, LLC.010,100+10,1000.000.01+0.01buy
Abel Hall, LLC010,000+10,0000.000.03+0.03buy
&PARTNERS14,45022,350+7,9000.000.00+0.00buy
B. Riley Wealth Advisors, Inc.22,17529,814+7,6390.010.01+0.00buy
IFP Advisors, Inc3,70010,300+6,6000.000.00+0.00buy
Spire Wealth Management05,600+5,6000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC136,181141,674+5,4930.000.00-0.00buy
AMERIFLEX GROUP, INC.05,000+5,0000.000.01+0.01buy
Global Assets Advisory, LLC27,22231,365+4,1430.080.06-0.02buy
AdvisorNet Financial, Inc5,97310,077+4,1040.000.00+0.00buy
NBC SECURITIES, INC.7,00011,000+4,0000.000.01+0.00buy
Balboa Wealth Partners51,98455,719+3,7350.080.06-0.02buy
KESTRA PRIVATE WEALTH SERVICES, LLC96,589100,116+3,5270.010.01-0.00buy
Advisory Services Network, LLC02,598+2,5980.000.00+0.00buy
PRINCIPAL SECURITIES, INC.2,0004,440+2,4400.000.00+0.00buy
Creative Planning12,55114,820+2,2690.000.00-0.00buy
EverSource Wealth Advisors, LLC8,25010,000+1,7500.000.00-0.00buy
MONTAG A & ASSOCIATES INC01,750+1,7500.000.00+0.00buy
Fermata Advisors, LLC10,83912,545+1,7060.020.02-0.00buy
Compound Planning, Inc.14,60916,085+1,4760.000.00-0.00buy
Mariner, LLC21,35022,662+1,3120.000.00-0.00buy
Corient Private Wealth LLC16,66117,802+1,1410.000.00+0.00buy
CWM, LLC01,058+1,0580.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC01,000+1,0000.000.00+0.00buy
Essex Financial Services, Inc.26,61227,415+8030.010.01-0.00buy
FIRST FOUNDATION ADVISORS12,24513,000+7550.000.00-0.00buy
Freestate Advisors LLC10,49911,144+6450.070.06-0.01buy
Cerity Partners LLC18,59519,095+5000.000.00-0.00buy
Russell Investments Group, Ltd.0300+3000.000.00+0.00buy
Global Retirement Partners, LLC100200+1000.000.00+0.00buy
Newbridge Financial Services Group, Inc.1,0721,158+860.000.00-0.00buy
Blue Trust, Inc.080+800.000.00+0.00buy
Plante Moran Financial Advisors, LLC913970+570.000.00-0.00buy
DHJJ Financial Advisors, Ltd.050+500.000.00+0.00buy
MAI Capital Management10010000.000.00-0.00hold
WEBSTER BANK, N. A.2,8552,85500.000.00-0.00hold
DOCK STREET ASSET MANAGEMENT INC32,99432,99400.020.02-0.00hold
SUMMITRY LLC12,00012,00000.000.00-0.00hold
STONE POINT CAPITAL LLC5,822,7285,822,72805.7014.32+8.62hold
Ballentine Partners, LLC24,26924,26900.000.00-0.00hold
TCTC Holdings, LLC5,5005,50000.000.00-0.00hold
Arax Advisory Partners16016000.000.00-0.00hold
Blume Capital Management, Inc.75075000.000.00-0.00hold
MCF Advisors LLC0000.000.00-0.00hold
Pacer Advisors, Inc.1,9051,90500.000.00-0.00hold
IAT REINSURANCE CO LTD.120,000120,00000.620.59-0.03hold
McIlrath & Eck, LLC6,1236,12300.010.00-0.00hold
CFO4Life Group, LLC23,47523,47500.030.02-0.01hold
MGO ONE SEVEN LLC28,35728,35700.010.00-0.00hold
GPS Wealth Strategies Group, LLC3,2003,20000.000.00-0.00hold
Cresset Asset Management, LLC30,18730,18700.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S67,05267,05200.010.00-0.00hold
Kingsview Wealth Management, LLC10,00010,00000.000.00-0.00hold
EVOKE WEALTH, LLC16,35216,35200.000.00-0.00hold
N.E.W. Advisory Services LLC2,6502,65000.000.00-0.00hold
CastleKnight Management LP22,40022,40000.010.01-0.00hold
CoreCap Advisors, LLC3,7113,71100.000.00-0.00hold
SWAN Capital LLC1,3001,30000.000.00-0.00hold
Hilltop National Bank20020000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.9,1009,10000.000.00-0.00hold
STEPHENS INC /AR/15,00015,00000.000.00-0.00hold
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV10,50010,50000.010.01-0.00hold
WPG Advisers, LLC1,8151,814-10.010.01-0.00sell
WADDELL & ASSOCIATES, LLC12,40112,373-280.010.01-0.00sell
PIN OAK INVESTMENT ADVISORS INC1000-1000.000.000.00sell
Allworth Financial LP374225-1490.000.00-0.00sell
Farther Finance Advisors, LLC4,5254,202-3230.000.00-0.00sell
Sage Capital Advisors,llc37,03836,626-4120.070.06-0.01sell
Pacer Advisors, Inc.8,3547,891-4630.000.00-0.00sell
Arete Wealth Advisors, LLC20,18519,685-5000.010.01-0.00sell
CIBC Private Wealth Group LLC4,0003,400-6000.000.00-0.00sell
Cape Investment Advisory, Inc.6190-6190.000.00-0.00sell
TT Capital Management LLC15,60014,900-7000.040.08+0.04sell
World Investment Advisors22,30019,800-2,5000.000.00-0.00sell
Red Tortoise LLC2,7260-2,7260.010.00-0.01sell
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