Stock Transactions — EAGLE POINT CREDIT COMPANY I

Total Bought
5,169,408
62 transactions
Total Sold
1,461,856
45 transactions
Net
+3,707,552
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC423,5701,278,195+854,6250.000.50+0.50buy
MORGAN STANLEY1,712,3832,467,854+755,4710.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC0454,249+454,2490.000.12+0.12buy
Karpus Management, Inc.0443,719+443,7190.000.28+0.28buy
ARES MANAGEMENT LLC0311,659+311,6590.000.10+0.10buy
JANE STREET GROUP, LLC172,004460,318+288,3140.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC129,908410,830+280,9220.000.00+0.00buy
Invesco Ltd.0201,527+201,5270.000.00+0.00buy
Freestone Capital Holdings, LLC332,853528,356+195,5030.070.09+0.02buy
&PARTNERS22,350202,685+180,3350.000.01+0.01buy
BI Asset Management Fondsmaeglerselskab A/S67,052247,357+180,3050.000.01+0.01buy
XTX Topco Ltd0134,413+134,4130.000.02+0.02buy
Thomas J. Herzfeld Advisors, Inc.0124,736+124,7360.000.24+0.24buy
OSAIC HOLDINGS, INC.117,808196,685+78,8770.000.00+0.00buy
TWO SIGMA SECURITIES, LLC073,186+73,1860.000.06+0.06buy
Quadrature Capital Ltd067,546+67,5460.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP061,345+61,3450.000.00+0.00buy
Kovack Advisors, Inc.041,576+41,5760.000.01+0.01buy
MONEY CONCEPTS CAPITAL CORP313,206354,597+41,3910.130.11-0.01buy
Marex Group plc036,999+36,9990.000.00+0.00buy
Castleview Partners, LLC036,200+36,2000.000.10+0.10buy
Balboa Wealth Partners55,71990,343+34,6240.060.09+0.02buy
CIBC WORLD MARKET INC.033,673+33,6730.000.00+0.00buy
Ferguson Shapiro LLC029,616+29,6160.000.05+0.05buy
Apollon Wealth Management, LLC66,77794,273+27,4960.010.01+0.00buy
PFG Investments, LLC816,964839,463+22,4990.280.23-0.05buy
Global Retirement Partners, LLC20018,912+18,7120.000.00+0.00buy
Cetera Investment Advisers99,263117,410+18,1470.000.00-0.00buy
Wealthcare Advisory Partners LLC013,417+13,4170.000.00+0.00buy
CFO4Life Group, LLC23,47536,175+12,7000.020.03+0.01buy
J.W. COLE ADVISORS, INC.306,809319,506+12,6970.040.04+0.01buy
Kestra Advisory Services, LLC166,290177,311+11,0210.010.00-0.00buy
CoreCap Advisors, LLC3,71114,211+10,5000.000.00+0.00buy
Arlington Capital Management, Inc.010,360+10,3600.000.04+0.04buy
Chicago Partners Investment Group LLC27,03334,045+7,0120.000.00+0.00buy
Mariner, LLC22,66229,144+6,4820.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.06,414+6,4140.000.00+0.00buy
Oxinas Partners Wealth Management LLC131,350136,185+4,8350.460.38-0.09buy
Sage Capital Advisors,llc36,62641,170+4,5440.060.06-0.00buy
MGO ONE SEVEN LLC28,35732,217+3,8600.000.00-0.00buy
Cape Investment Advisory, Inc.03,751+3,7510.000.01+0.01buy
FLAGSHIP HARBOR ADVISORS, LLC03,464+3,4640.000.00+0.00buy
EVOKE WEALTH, LLC16,35219,792+3,4400.000.00-0.00buy
Tower Research Capital LLC (TRC)03,161+3,1610.000.00+0.00buy
Compound Planning, Inc.16,08519,220+3,1350.000.00-0.00buy
Smartleaf Asset Management LLC03,081+3,0810.000.00+0.00buy
US BANCORP \DE\02,742+2,7420.000.00+0.00buy
N.E.W. Advisory Services LLC2,6505,300+2,6500.000.00+0.00buy
TCTC Holdings, LLC5,5008,000+2,5000.000.00+0.00buy
WPG Advisers, LLC1,8143,694+1,8800.010.02+0.01buy
Global Assets Advisory, LLC31,36532,433+1,0680.060.05-0.01buy
Fermata Advisors, LLC12,54513,578+1,0330.020.02-0.00buy
FIRST FOUNDATION ADVISORS13,00013,920+9200.000.00-0.00buy
AdvisorNet Financial, Inc10,07710,983+9060.000.00-0.00buy
WADDELL & ASSOCIATES, LLC12,37313,192+8190.010.01-0.00buy
Freestate Advisors LLC11,14411,932+7880.060.06-0.01buy
COMERICA BANK0734+7340.000.00+0.00buy
IFP Advisors, Inc10,30010,900+6000.000.00-0.00buy
Corient Private Wealth LLC17,80218,366+5640.000.00-0.00buy
Parisi Gray Wealth Management68,30068,724+4240.120.09-0.03buy
AXXCESS WEALTH MANAGEMENT, LLC10,51810,659+1410.000.00-0.00buy
CWM, LLC1,0581,158+1000.000.00-0.00buy
MAI Capital Management10010000.000.00-0.00hold
WEBSTER BANK, N. A.2,8552,85500.000.00-0.00hold
CIBC Private Wealth Group LLC3,4003,40000.000.00-0.00hold
STONE POINT CAPITAL LLC5,822,7285,822,728014.32100.00+85.68hold
Ballentine Partners, LLC24,26924,26900.000.00-0.00hold
Arax Advisory Partners16016000.000.00+0.00hold
Blume Capital Management, Inc.75075000.000.00-0.00hold
MCF Advisors LLC0000.000.00-0.00hold
Pacer Advisors, Inc.1,9051,90500.000.00-0.00hold
Sunbelt Securities, Inc.3,9503,95000.000.00-0.00hold
NewEdge Advisors, LLC2,9782,97800.000.00-0.00hold
IAT REINSURANCE CO LTD.120,000120,00000.590.83+0.24hold
World Investment Advisors19,80019,80000.000.00-0.00hold
Per Stirling Capital Management, LLC.10,10010,10000.010.01-0.00hold
EverSource Wealth Advisors, LLC10,00010,00000.000.00-0.00hold
Cresset Asset Management, LLC30,18730,18700.000.00-0.00hold
IEQ CAPITAL, LLC16,68916,68900.000.00-0.00hold
Kingsview Wealth Management, LLC10,00010,00000.000.00-0.00hold
DHJJ Financial Advisors, Ltd.505000.000.00-0.00hold
Blue Trust, Inc.808000.000.00-0.00hold
SWAN Capital LLC1,3001,30000.000.00-0.00hold
Farther Finance Advisors, LLC4,2024,20200.000.00-0.00hold
Hilltop National Bank20020000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC1,0001,00000.000.00-0.00hold
M&T BANK CORP78,43078,43000.000.00-0.00hold
NBC SECURITIES, INC.11,00011,00000.010.00-0.00hold
Virtus Investment Advisers, LLC302,122302,090-320.570.47-0.10sell
DOCK STREET ASSET MANAGEMENT INC32,99432,954-400.020.02-0.00sell
Allworth Financial LP2250-2250.000.00-0.00sell
Russell Investments Group, Ltd.3000-3000.000.00-0.00sell
Pacer Advisors, Inc.7,8917,479-4120.000.00-0.00sell
Creative Planning14,82014,267-5530.000.00-0.00sell
MONTAG A & ASSOCIATES INC1,7501,000-7500.000.00-0.00sell
Plante Moran Financial Advisors, LLC9700-9700.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,1580-1,1580.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS14,04311,711-2,3320.000.00-0.00sell
TT Capital Management LLC14,90012,500-2,4000.080.06-0.02sell
Cerity Partners LLC19,09516,595-2,5000.000.00-0.00sell
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