Stock TransactionsNUVEEN NASDAQ 100 DYNAMIC OV

Total Bought
1,217,113
12 transactions
Total Sold
86,198
14 transactions
Net
+1,130,915
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Cornerstone Advisors, LLC760,1411,144,884+384,7430.771.14+0.37buy
Karpus Management, Inc.233,280558,603+325,3230.160.39+0.22buy
1607 Capital Partners, LLC119,105385,351+266,2460.190.76+0.57buy
Shaker Financial Services, LLC120,804229,898+109,0941.152.18+1.04buy
Thomas J. Herzfeld Advisors, Inc.19268,893+68,7010.000.59+0.59buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.214,398268,165+53,7670.440.57+0.12buy
GREAT VALLEY ADVISOR GROUP, INC.29,58333,543+3,9600.020.02+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC190,581193,914+3,3330.320.30-0.02buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,34014,475+1,1350.040.04-0.00buy
Arete Wealth Advisors, LLC116,840117,298+4580.210.26+0.06buy
Merit Financial Group, LLC8,9849,284+3000.010.01-0.00buy
Caitlin John, LLC3,7163,769+530.070.07-0.00buy
Aviance Capital Partners, LLC12,92312,890-330.060.05-0.02sell
SAPIENT CAPITAL LLC23,40023,267-1330.010.01-0.00sell
Compound Planning, Inc.8,6998,516-1830.030.02-0.01sell
Ranch Capital Advisors Inc.35,79335,601-1920.520.47-0.05sell
Capstone Financial Advisors, Inc.15,38615,048-3380.030.02-0.00sell
Capital CS Group, LLC9,2568,858-3980.240.21-0.02sell
KINGSWOOD WEALTH ADVISORS, LLC15,04314,609-4340.040.04+0.00sell
WealthShield Partners, LLC9,7169,197-5190.040.04-0.00sell
Moors & Cabot, Inc.16,55515,552-1,0030.020.02-0.00sell
AXXCESS WEALTH MANAGEMENT, LLC125,239124,146-1,0930.090.08-0.00sell
SCHNIEDERS CAPITAL MANAGEMENT LLC72,92168,171-4,7500.370.34-0.03sell
MONECO Advisors, LLC78,72672,861-5,8650.350.28-0.07sell
Cyndeo Wealth Partners, LLC29,37915,061-14,3180.060.03-0.03sell
Ionic Capital Management LLC144,49987,560-56,9390.820.68-0.14sell
Page 1 of 1