Stock Transactions — Nuveen NASDAQ 100 Dynamic Over

Total Bought
694,844
60 transactions
Total Sold
1,316,223
58 transactions
Net
-621,379
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Advisor OS, LLC0127,390+127,3900.000.25+0.25buy
Kestra Advisory Services, LLC10,62673,344+62,7180.000.01+0.01buy
LPL Financial LLC584,905636,887+51,9820.000.00-0.00buy
Advisors Asset Management, Inc.195,036243,838+48,8020.090.11+0.01buy
Shulman DeMeo Asset Management LLC045,829+45,8290.000.26+0.26buy
GUGGENHEIM CAPITAL LLC526,256568,698+42,4420.110.12+0.01buy
Allspring Global Investments Holdings, LLC557,308598,826+41,5180.030.03+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP023,169+23,1690.000.00+0.00buy
Baird Financial Group, Inc.021,261+21,2610.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC7,03524,688+17,6530.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC402,097419,171+17,0740.000.00-0.00buy
Cypress Capital Management LLC (WY)162,599177,931+15,3324.314.49+0.18buy
DIVERSIFY WEALTH MANAGEMENT, LLC013,216+13,2160.000.01+0.01buy
FIFTH THIRD BANCORP011,529+11,5290.000.00+0.00buy
BANK OF AMERICA CORP /DE/364,429375,648+11,2190.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC10,92121,843+10,9220.000.00+0.00buy
Cetera Investment Advisers44,97355,703+10,7300.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV17,17727,895+10,7180.000.00+0.00buy
D.A. DAVIDSON & CO.91,531100,726+9,1950.020.02+0.00buy
XTX Topco Ltd08,633+8,6330.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,76314,350+8,5870.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,240,3731,248,095+7,7220.010.01-0.00buy
OSAIC HOLDINGS, INC.205,505212,827+7,3220.010.01-0.00buy
Main Street Group, LTD07,158+7,1580.000.06+0.06buy
NewEdge Advisors, LLC47,70254,584+6,8820.000.01+0.00buy
FIRST TRUST ADVISORS LP51,33656,321+4,9850.000.00+0.00buy
Ionic Capital Management LLC61,84266,113+4,2711.751.48-0.27buy
Western Wealth Management, LLC04,050+4,0500.000.00+0.00buy
FNY Investment Advisers, LLC03,800+3,8000.000.04+0.04buy
Dynamic Advisor Solutions LLC12,87615,786+2,9100.010.01+0.00buy
Mariner, LLC10,84513,567+2,7220.000.00+0.00buy
Golden State Equity Partners02,708+2,7080.000.01+0.01buy
Capital Analysts, LLC2,7025,404+2,7020.000.00+0.00buy
Cyndeo Wealth Partners, LLC13,78216,408+2,6260.020.02+0.00buy
PFG Investments, LLC25,92528,375+2,4500.030.04+0.00buy
WealthTrust Asset Management, LLC9,50311,696+2,1930.190.19-0.00buy
ROYAL BANK OF CANADA743,680745,857+2,1770.000.00+0.00buy
WealthShield Partners, LLC7,2799,196+1,9170.020.03+0.00buy
Janney Montgomery Scott LLC233,889235,769+1,8800.020.02+0.00buy
TRUIST FINANCIAL CORP16,68318,224+1,5410.000.00+0.00buy
MATHER GROUP, LLC.01,262+1,2620.000.00+0.00buy
Pathstone Holdings, LLC7,7908,997+1,2070.000.00+0.00buy
Creative Planning10,33911,461+1,1220.000.00-0.00buy
HARBOUR INVESTMENTS, INC.4,6145,714+1,1000.000.00-0.00buy
Abound Wealth Management01,022+1,0220.000.01+0.01buy
Advisory Services Network, LLC01,006+1,0060.000.00+0.00buy
MML INVESTORS SERVICES, LLC9,34910,286+9370.000.00+0.00buy
Huntleigh Advisors, Inc.22,13423,053+9190.110.11-0.00buy
UBS Group AG726,889727,794+9050.000.00-0.00buy
Equitable Holdings, Inc.8,5389,354+8160.000.00+0.00buy
Financial Management Professionals, Inc.0708+7080.000.00+0.00buy
Moors & Cabot, Inc.17,63618,226+5900.020.02-0.00buy
CWM, LLC8,4018,821+4200.000.00-0.00buy
Private Advisor Group, LLC29,86430,266+4020.000.00-0.00buy
Hickory Point Bank & Trust0200+2000.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0100+1000.000.00+0.00buy
Summit Financial, LLC9,7729,863+910.000.00-0.00buy
Arkadios Wealth Advisors31,51731,567+500.020.01-0.00buy
Root Financial Partners, LLC048+480.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.221225+40.000.00-0.00buy
EASTERN BANK2,2932,29300.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT52252200.000.00+0.00hold
GWN SECURITIES INC.7,8877,88700.050.04-0.01hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC67067000.000.00-0.00hold
VISION FINANCIAL MARKETS LLC43543500.010.01-0.00hold
Aviance Capital Partners, LLC13,89713,89700.050.04-0.00hold
Allworth Financial LP5,1825,18200.000.00-0.00hold
Sunbelt Securities, Inc.1,8341,83400.000.00-0.00hold
Jacobi Capital Management LLC9,5109,51000.020.01-0.00hold
Cypress Wealth Services, LLC7,6197,61900.030.03-0.00hold
Salomon & Ludwin, LLC49149100.000.00-0.00hold
Cornerstone Wealth Group, LLC8,4538,45300.020.02-0.00hold
Golden State Wealth Management, LLC21021000.000.00-0.00hold
Key FInancial Inc1,1041,10400.010.01-0.00hold
Aurora Private Wealth, Inc.7,3697,36900.140.15+0.01hold
GoalVest Advisory LLC21321300.000.00-0.00hold
HUB Investment Partners, LLC28,15328,15300.020.02-0.00hold
Avory & Company, LLC17,15717,15700.310.59+0.28hold
CoreFirst Bank & Trust65865800.010.01-0.00hold
Spire Wealth Management35235200.000.00-0.00hold
Register Financial Advisors LLC10,11510,11500.110.10-0.01hold
Compound Planning, Inc.7,7027,70200.010.01-0.00hold
TD Waterhouse Canada Inc.2,9762,97600.000.00-0.00hold
Caitlin John, LLC4,2834,28300.080.07-0.01hold
Diversified Enterprises, LLC12,69412,69400.020.02-0.00hold
Alteri Wealth LLC20,75920,75900.190.18-0.01hold
Bay Capital Advisors, LLC10,00310,00300.170.16-0.01hold
PNC FINANCIAL SERVICES GROUP, INC.26,91326,91300.000.00-0.00hold
DAVENPORT & Co LLC17,50017,50000.000.00-0.00hold
UMB Bank, n.a.13613600.000.00-0.00hold
BOKF, NA65865800.000.00-0.00hold
STIFEL FINANCIAL CORP11,86711,841-260.000.00-0.00sell
Vermillion Wealth Management, Inc.237201-360.000.00-0.00sell
Smithfield Trust Co370-370.000.00-0.00sell
Chancellor Financial Group WB LP10,20810,123-850.200.19-0.01sell
WPG Advisers, LLC211126-850.000.00-0.00sell
Rockefeller Capital Management L.P.31,67231,522-1500.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP1500-1500.000.00-0.00sell
SAPIENT CAPITAL LLC16,97816,814-1640.010.01+0.00sell
Pinnacle Wealth Planning Services, Inc.368197-1710.000.00-0.00sell
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