Stock Transactions — Nuveen NASDAQ 100 Dynamic Over

Total Bought
1,365,776
49 transactions
Total Sold
460,854
47 transactions
Net
+904,922
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Karpus Management, Inc.558,6031,081,038+522,4350.390.76+0.37buy
1607 Capital Partners, LLC385,351498,726+113,3750.761.12+0.36buy
Logan Stone Capital, LLC22,113132,935+110,8220.110.86+0.75buy
HighTower Advisors, LLC153,179248,834+95,6550.010.01+0.00buy
AQR Arbitrage LLC18,131113,063+94,9320.020.07+0.06buy
LPL Financial LLC402,489484,862+82,3730.010.01+0.00buy
Invesco Ltd.620,006699,268+79,2620.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.68,893109,920+41,0270.590.97+0.38buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP9,12644,271+35,1450.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP032,143+32,1430.000.00+0.00buy
MORGAN STANLEY1,701,0581,729,150+28,0920.000.00+0.00buy
GUGGENHEIM CAPITAL LLC318,284333,321+15,0370.050.06+0.01buy
PNC FINANCIAL SERVICES GROUP, INC.15,93030,529+14,5990.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC012,329+12,3290.000.00+0.00buy
FIRST TRUST ADVISORS LP18,45227,936+9,4840.000.00+0.00buy
Aspen Investment Management Inc08,150+8,1500.000.10+0.10buy
Walleye Capital LLC08,024+8,0240.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,039,0061,046,694+7,6880.010.01+0.00buy
Private Advisor Group, LLC18,48025,856+7,3760.000.00+0.00buy
Dakota Wealth Management12,88019,630+6,7500.010.01+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC193,914200,382+6,4680.300.30+0.00buy
NewEdge Advisors, LLC34,37440,396+6,0220.010.01+0.00buy
WOLVERINE ASSET MANAGEMENT LLC193,539198,133+4,5940.090.09+0.00buy
Shaker Financial Services, LLC229,898234,152+4,2542.182.41+0.23buy
KINGSWOOD WEALTH ADVISORS, LLC14,60917,955+3,3460.040.04-0.00buy
Main Street Group, LTD6833,635+2,9520.010.04+0.03buy
WEDBUSH SECURITIES INC22,71925,310+2,5910.020.02+0.00buy
Rockefeller Capital Management L.P.10,81313,137+2,3240.000.00+0.00buy
Register Financial Advisors LLC8,43110,442+2,0110.110.13+0.03buy
Fairman Group, LLC02,000+2,0000.000.05+0.05buy
Financial Advocates Investment Management11,92913,345+1,4160.020.02+0.00buy
Mutual Advisors, LLC20,55721,151+5940.020.02-0.00buy
US BANCORP \DE\7,8198,219+4000.000.00+0.00buy
Diversify Advisory Services, LLC13,02013,370+3500.020.02+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC14,47514,710+2350.040.03-0.00buy
STIFEL FINANCIAL CORP18,62218,837+2150.000.00+0.00buy
MATHER GROUP, LLC.1,2621,475+2130.000.00-0.00buy
Anchor Investment Management, LLC0200+2000.000.00+0.00buy
J.W. COLE ADVISORS, INC.11,82211,979+1570.010.01-0.00buy
Moors & Cabot, Inc.15,55215,684+1320.020.02+0.00buy
WealthShield Partners, LLC9,1979,326+1290.040.04-0.00buy
Jacobi Capital Management LLC8,7258,850+1250.020.02-0.00buy
Aviance Capital Partners, LLC12,89013,014+1240.050.05+0.00buy
Compound Planning, Inc.8,5168,584+680.020.02-0.00buy
Stratos Wealth Partners, LTD.14,05414,109+550.010.01+0.00buy
Caitlin John, LLC3,7693,821+520.070.07+0.00buy
PSI Advisors, LLC029+290.000.00+0.00buy
Financial Management Professionals, Inc.89104+150.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT356363+70.000.00+0.00buy
PRIVATE TRUST CO NA1,5001,50000.000.00+0.00hold
Ionic Capital Management LLC87,56087,56001.291.15-0.14hold
Allworth Financial LP5,8435,84300.000.00-0.00hold
Merit Financial Group, LLC9,2849,28400.010.01-0.00hold
Capital Analysts, LLC5,4045,40400.010.01-0.00hold
Sunbelt Securities, Inc.1,8341,83400.000.00-0.00hold
Steward Partners Investment Advisory, LLC3,3603,36000.000.00-0.00hold
Nan Shan Life Insurance Co., Ltd.847,545847,54500.520.50-0.02hold
Global Retirement Partners, LLC2,2902,29000.000.00-0.00hold
Salomon & Ludwin, LLC49149100.000.00+0.00hold
Cornerstone Wealth Group, LLC8,4538,45300.020.02+0.00hold
Cornerstone Advisors, LLC1,144,8841,144,88401.141.17+0.02hold
Arkadios Wealth Advisors9,1329,13200.020.02-0.00hold
Key FInancial Inc1,1041,10400.010.01-0.00hold
Hexagon Capital Partners LLC2,7662,76600.010.02+0.00hold
Avory & Company, LLC17,15717,15700.280.30+0.02hold
TriaGen Wealth Management LLC10,95110,95100.110.11-0.00hold
Coppell Advisory Solutions LLC22522500.000.00-0.00hold
Spire Wealth Management35235200.000.00+0.00hold
Main Street Group, LTD68368300.010.01-0.00hold
Ramirez Asset Management, Inc.50050000.000.00+0.00hold
MGB Wealth Management, LLC11,00011,00000.110.11-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.10010000.000.00-0.00hold
Clearstead Advisors, LLC1,0001,00000.000.00-0.00hold
DAVENPORT & Co LLC17,50017,50000.000.00+0.00hold
Capstone Financial Advisors, Inc.15,04815,046-20.020.02+0.00sell
COMERICA BANK12,79712,792-50.000.00+0.00sell
Ranch Capital Advisors Inc.35,60135,537-640.470.47+0.00sell
PRINCIPAL SECURITIES, INC.380300-800.000.00-0.00sell
TD Waterhouse Canada Inc.5,5815,481-1000.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC10,25710,129-1280.000.00-0.00sell
NBC SECURITIES, INC.25,34625,212-1340.060.06+0.00sell
Cyndeo Wealth Partners, LLC15,06114,910-1510.030.03-0.00sell
CAPTRUST FINANCIAL ADVISORS15,20115,026-1750.000.00-0.00sell
Arete Wealth Advisors, LLC117,298117,077-2210.260.24-0.02sell
CWM, LLC820575-2450.000.00-0.00sell
CIBC Private Wealth Group LLC500150-3500.000.00-0.00sell
Financial Synergies Wealth Advisors, Inc.4600-4600.000.00-0.00sell
AVANTAX ADVISORY SERVICES, INC.9,6168,838-7780.000.00-0.00sell
SAPIENT CAPITAL LLC23,26722,438-8290.010.01-0.00sell
ORG Partners LLC3,0012,160-8410.140.01-0.13sell
Cambridge Investment Research Advisors, Inc.18,65417,781-8730.000.00-0.00sell
B. Riley Wealth Advisors, Inc.20,72619,629-1,0970.010.01-0.00sell
GREAT VALLEY ADVISOR GROUP, INC.33,54332,384-1,1590.020.02-0.00sell
Pathstone Holdings, LLC12,41411,207-1,2070.000.00-0.00sell
D.A. DAVIDSON & CO.85,92884,462-1,4660.020.02+0.00sell
COMMONWEALTH EQUITY SERVICES, LLC87,86986,215-1,6540.000.00-0.00sell
CoreCap Advisors, LLC1,7090-1,7090.000.00-0.00sell
CoreFirst Bank & Trust1,7540-1,7540.030.00-0.03sell
MERCER GLOBAL ADVISORS INC /ADV18,90417,078-1,8260.000.00-0.00sell
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