Stock Transactions — Nuveen NASDAQ 100 Dynamic Over

Total Bought
1,117,304
61 transactions
Total Sold
1,852,222
57 transactions
Net
-734,918
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY1,777,2882,047,158+269,8700.000.00+0.00buy
Polar Asset Management Partners Inc.32,549189,421+156,8720.030.12+0.10buy
Cypress Capital Management LLC (WY)64,304161,035+96,7311.874.73+2.86buy
Allspring Global Investments Holdings, LLC418,318503,646+85,3280.020.02+0.01buy
TWO SIGMA INVESTMENTS, LP078,927+78,9270.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,150,2651,223,017+72,7520.010.01+0.00buy
GUGGENHEIM CAPITAL LLC352,014412,622+60,6080.080.09+0.01buy
LPL Financial LLC470,591524,643+54,0520.000.00+0.00buy
Rockefeller Capital Management L.P.023,566+23,5660.000.00+0.00buy
Advisors Asset Management, Inc.79,481101,016+21,5350.040.05+0.01buy
GWN SECURITIES INC.018,922+18,9220.000.09+0.09buy
&PARTNERS9,36127,889+18,5280.000.01+0.00buy
RAYMOND JAMES FINANCIAL INC379,506394,570+15,0640.000.00+0.00buy
OSAIC HOLDINGS, INC.176,536186,894+10,3580.010.01-0.00buy
Summit Financial, LLC09,905+9,9050.000.01+0.01buy
NewEdge Advisors, LLC39,01347,559+8,5460.010.01+0.00buy
Invesco Ltd.814,687823,010+8,3230.000.00+0.00buy
Private Advisor Group, LLC18,08426,144+8,0600.000.00+0.00buy
Next Level Private LLC08,055+8,0550.000.07+0.07buy
CAPTRUST FINANCIAL ADVISORS07,935+7,9350.000.00+0.00buy
Compound Planning, Inc.07,836+7,8360.000.01+0.01buy
Hennion & Walsh Asset Management, Inc.07,783+7,7830.000.01+0.01buy
Equitable Holdings, Inc.07,738+7,7380.000.00+0.00buy
GRIFFIN ASSET MANAGEMENT, INC.07,587+7,5870.000.02+0.02buy
1607 Capital Partners, LLC516,931522,323+5,3920.991.12+0.13buy
Newbridge Financial Services Group, Inc.04,545+4,5450.000.02+0.02buy
NBC SECURITIES, INC.55,14759,620+4,4730.110.13+0.02buy
Ameritas Advisory Services, LLC03,862+3,8620.000.01+0.01buy
TRUST CO OF VERMONT03,349+3,3490.000.00+0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.16,78420,128+3,3440.070.07+0.00buy
Arete Wealth Advisors, LLC121,892125,155+3,2630.220.24+0.01buy
SCHNIEDERS CAPITAL MANAGEMENT LLC45,89548,895+3,0000.230.23-0.01buy
D.A. DAVIDSON & CO.84,91787,851+2,9340.020.02+0.00buy
Bell Investment Advisors, Inc02,219+2,2190.000.01+0.01buy
Mariner, LLC11,14313,298+2,1550.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC80,84682,701+1,8550.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,0154,766+1,7510.000.00+0.00buy
Geneos Wealth Management Inc.7802,521+1,7410.000.00+0.00buy
Cetera Investment Advisers34,03635,381+1,3450.000.00+0.00buy
ORG Partners LLC1,6882,818+1,1300.010.02+0.01buy
FIRST TRUST ADVISORS LP33,56034,481+9210.000.00+0.00buy
HARBOUR INVESTMENTS, INC.1,0801,820+7400.000.00+0.00buy
MOTCO0700+7000.000.00+0.00buy
Huntleigh Advisors, Inc.21,17921,869+6900.100.11+0.01buy
CoreFirst Bank & Trust0658+6580.000.01+0.01buy
Merit Financial Group, LLC10,61211,135+5230.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV19,44519,951+5060.000.00+0.00buy
WPG Advisers, LLC94413+3190.000.01+0.01buy
Jacobi Capital Management LLC9,2519,433+1820.020.02+0.00buy
J.W. COLE ADVISORS, INC.12,16812,344+1760.010.01-0.00buy
Moors & Cabot, Inc.13,81413,934+1200.020.02+0.00buy
HOLLENCREST CAPITAL MANAGEMENT383492+1090.000.00+0.00buy
Diversified Enterprises, LLC12,33812,434+960.020.02-0.00buy
Tower Research Capital LLC (TRC)081+810.000.00+0.00buy
TRUIST FINANCIAL CORP18,05518,130+750.000.00+0.00buy
Diversify Advisory Services, LLC11,79511,865+700.020.01-0.01buy
Bay Capital Advisors, LLC9,95010,003+530.200.20+0.01buy
Alteri Wealth LLC19,61319,643+300.200.20-0.00buy
VISION FINANCIAL MARKETS LLC400410+100.010.01-0.00buy
Aviance Capital Partners, LLC13,40913,414+50.040.05+0.00buy
GPS Wealth Strategies Group, LLC89+10.000.00-0.00buy
EASTERN BANK2,2932,29300.000.00+0.00hold
PRINCIPAL SECURITIES, INC.30030000.000.00-0.00hold
PRIVATE TRUST CO NA1,5001,50000.000.00+0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC27027000.000.00-0.00hold
CWM, LLC6,9016,90100.000.00-0.00hold
Allworth Financial LP5,4925,49200.000.00-0.00hold
Financial Management Professionals, Inc.15515500.000.00+0.00hold
Formidable Asset Management, LLC9,2009,20000.040.04+0.00hold
Dakota Wealth Management37,11037,11000.020.02+0.00hold
Sunbelt Securities, Inc.1,8341,83400.000.00+0.00hold
Anchor Investment Management, LLC20020000.000.00+0.00hold
Steward Partners Investment Advisory, LLC4,2294,22900.000.00-0.00hold
Nan Shan Life Insurance Co., Ltd.301,101301,10100.170.18+0.01hold
Vermillion Wealth Management, Inc.23723700.000.00+0.00hold
FNY Investment Advisers, LLC3,8003,80000.050.04-0.01hold
Global Retirement Partners, LLC2,2902,29000.000.00-0.00hold
Salomon & Ludwin, LLC49149100.000.00+0.00hold
Cornerstone Wealth Group, LLC8,4538,45300.020.02+0.00hold
Golden State Wealth Management, LLC21021000.000.00-0.00hold
Arkadios Wealth Advisors26,28926,28900.020.02-0.00hold
Key FInancial Inc1,1041,10400.010.01+0.00hold
Avory & Company, LLC17,15717,15700.270.28+0.01hold
TriaGen Wealth Management LLC10,95110,95100.090.09-0.00hold
Spire Wealth Management35235200.000.00+0.00hold
Cyndeo Wealth Partners, LLC13,81213,81200.020.02+0.00hold
Register Financial Advisors LLC10,11510,11500.130.12-0.01hold
Main Street Group, LTD4,3184,31800.040.04-0.00hold
Wealth Preservation Advisors, LLC22122100.000.00-0.00hold
TD Waterhouse Canada Inc.2,6762,67600.000.00-0.00hold
Sovran Advisors, LLC9,2429,24200.030.03-0.00hold
Park Square Financial Group, LLC828200.000.00+0.00hold
Wood Tarver Financial Group, LLC17217200.000.00-0.00hold
US BANCORP \DE\7,8177,81700.000.00+0.00hold
Clearstead Advisors, LLC1,0001,00000.000.00+0.00hold
DAVENPORT & Co LLC17,50017,50000.000.00+0.00hold
BOKF, NA65865800.000.00+0.00hold
ENVESTNET ASSET MANAGEMENT INC16,43716,430-70.000.00+0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,47213,389-830.030.03+0.00sell
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA1500-1500.000.00-0.00sell
Page 1 of 2