Stock TransactionsNuveen NASDAQ 100 Dynamic Over

Total Bought
755,629
69 transactions
Total Sold
917,047
55 transactions
Net
-161,418
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Allspring Global Investments Holdings, LLC598,826738,826+140,0000.030.03+0.01buy
LPL Financial LLC636,887740,519+103,6320.000.01+0.00buy
GUGGENHEIM CAPITAL LLC568,698647,564+78,8660.120.13+0.01buy
IHT Wealth Management, LLC052,731+52,7310.000.03+0.03buy
AXXCESS WEALTH MANAGEMENT, LLC046,420+46,4200.000.02+0.02buy
Shaker Financial Services, LLC045,069+45,0690.000.43+0.43buy
Huntleigh Advisors, Inc.23,05362,716+39,6630.110.26+0.16buy
Hennion & Walsh Asset Management, Inc.14,75434,937+20,1830.010.03+0.02buy
Advisors Asset Management, Inc.243,838261,137+17,2990.110.12+0.01buy
GOLDMAN SACHS GROUP INC016,550+16,5500.000.00+0.00buy
Cypress Capital Management LLC (WY)177,931192,683+14,7524.494.97+0.48buy
UBS Group AG727,794742,278+14,4840.000.00+0.00buy
J.W. COLE ADVISORS, INC.013,390+13,3900.000.01+0.01buy
Diversify Advisory Services, LLC013,146+13,1460.000.01+0.01buy
Beacon Pointe Advisors, LLC012,199+12,1990.000.00+0.00buy
GRIFFIN ASSET MANAGEMENT, INC.07,440+7,4400.000.02+0.02buy
Ameritas Advisory Services, LLC07,403+7,4030.000.00+0.00buy
GREAT VALLEY ADVISOR GROUP, INC.07,250+7,2500.000.00+0.00buy
Procyon Advisors, LLC07,200+7,2000.000.01+0.01buy
BOSTON FAMILY OFFICE LLC07,152+7,1520.000.01+0.01buy
WILKINS INVESTMENT COUNSEL INC07,146+7,1460.000.03+0.03buy
JANE STREET GROUP, LLC06,718+6,7180.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors06,685+6,6850.000.02+0.02buy
D.A. DAVIDSON & CO.100,726107,359+6,6330.020.02+0.00buy
Pathstone Holdings, LLC8,99715,393+6,3960.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC419,171425,446+6,2750.000.00+0.00buy
Farther Finance Advisors, LLC06,067+6,0670.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC21,84326,774+4,9310.000.00+0.00buy
Cetera Investment Advisers55,70359,971+4,2680.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO14,35018,268+3,9180.000.00+0.00buy
Rockefeller Capital Management L.P.31,52234,702+3,1800.000.00+0.00buy
NewEdge Advisors, LLC54,58457,584+3,0000.010.01-0.00buy
WEDBUSH SECURITIES INC13,15915,941+2,7820.010.01+0.00buy
Baird Financial Group, Inc.21,26123,835+2,5740.000.00+0.00buy
Integrated Wealth Concepts LLC02,310+2,3100.000.00+0.00buy
Focus Partners Wealth16,73718,921+2,1840.000.00+0.00buy
Chancellor Financial Group WB LP10,12312,128+2,0050.190.23+0.03buy
KINGSWOOD WEALTH ADVISORS, LLC13,83415,826+1,9920.020.02+0.00buy
OSAIC HOLDINGS, INC.212,827214,358+1,5310.010.01-0.00buy
Janney Montgomery Scott LLC235,769236,913+1,1440.020.01-0.00buy
IFP Advisors, Inc01,107+1,1070.000.00+0.00buy
First Bancorp, Inc /ME/01,025+1,0250.000.01+0.01buy
&PARTNERS30,70331,679+9760.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.9,73710,581+8440.000.00+0.00buy
FMR LLC0753+7530.000.00+0.00buy
Equitable Holdings, Inc.9,3549,948+5940.000.00+0.00buy
HUB Investment Partners, LLC28,15328,643+4900.020.02-0.00buy
Farmers & Merchants Trust Co of Chambersburg PA0400+4000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0351+3510.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC0309+3090.000.00+0.00buy
Dynamic Advisor Solutions LLC15,78616,017+2310.010.01+0.00buy
HOLLENCREST CAPITAL MANAGEMENT522734+2120.000.00+0.00buy
MML INVESTORS SERVICES, LLC10,28610,498+2120.000.00-0.00buy
MARK SHEPTOFF FINANCIAL PLANNING, LLC0200+2000.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,41513,615+2000.030.02-0.00buy
Arax Advisory Partners0198+1980.000.00+0.00buy
MB, LEVIS & ASSOCIATES, LLC0187+1870.000.00+0.00buy
Aviance Capital Partners, LLC13,89714,080+1830.040.04+0.00buy
Arkadios Wealth Advisors31,56731,690+1230.010.01+0.00buy
Cypress Wealth Services, LLC7,6197,720+1010.030.03-0.00buy
Compound Planning, Inc.7,7027,798+960.010.01-0.00buy
Caitlin John, LLC4,2834,358+750.070.07+0.00buy
Aurora Private Wealth, Inc.7,3697,430+610.150.14-0.01buy
Diversified Enterprises, LLC12,69412,732+380.020.02+0.00buy
Alteri Wealth LLC20,75920,790+310.180.17-0.01buy
Vermillion Wealth Management, Inc.201223+220.000.00-0.00buy
VISION FINANCIAL MARKETS LLC435456+210.010.01+0.00buy
Financial Management Professionals, Inc.708724+160.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.225230+50.000.00+0.00buy
EASTERN BANK2,2932,29300.000.00+0.00hold
GWN SECURITIES INC.7,8877,88700.040.04-0.00hold
MATHER GROUP, LLC.1,2621,26200.000.00-0.00hold
Allworth Financial LP5,1825,18200.000.00+0.00hold
Capital Analysts, LLC5,4045,40400.000.00-0.00hold
Steward Partners Investment Advisory, LLC3,2323,23200.000.00+0.00hold
FNY Investment Advisers, LLC3,8003,80000.040.04-0.00hold
Salomon & Ludwin, LLC49149100.000.00+0.00hold
Cornerstone Wealth Group, LLC8,4538,45300.020.02-0.00hold
Golden State Wealth Management, LLC21021000.000.00-0.00hold
GoalVest Advisory LLC21321300.000.00+0.00hold
Avory & Company, LLC17,15717,15700.590.65+0.05hold
CoreFirst Bank & Trust65865800.010.01+0.00hold
Spire Wealth Management35235200.000.00+0.00hold
Bell Investment Advisors, Inc2,0282,02800.010.01+0.00hold
Cyndeo Wealth Partners, LLC16,40816,40800.020.02+0.00hold
Main Street Group, LTD7,1587,15800.060.05-0.01hold
SAPIENT CAPITAL LLC16,81416,81400.010.01-0.00hold
TD Waterhouse Canada Inc.2,9762,97600.000.00-0.00hold
Hickory Point Bank & Trust20020000.000.00+0.00hold
HIGHLINE WEALTH PARTNERS LLC10010000.000.00-0.00hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.1,0001,00000.010.01-0.00hold
US BANCORP \DE\53053000.000.00+0.00hold
HARBOUR INVESTMENTS, INC.5,7145,71400.000.00-0.00hold
UMB Bank, n.a.13613600.000.00+0.00hold
BOKF, NA65865800.000.00+0.00hold
Merit Financial Group, LLC9,8999,895-40.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS13,08013,033-470.000.00-0.00sell
Root Financial Partners, LLC480-480.000.00-0.00sell
Moors & Cabot, Inc.18,22618,174-520.020.02+0.00sell
DIVERSIFY WEALTH MANAGEMENT, LLC13,21613,146-700.010.01-0.00sell
Page 1 of 2