NUVEEN NASDAQ 100 DYNAMIC OV
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 189,421 | 193,309 | +3,888 | 0.12 | 0.11 | -0.02 | buy |
| Moors & Cabot, Inc. | 13,934 | 17,256 | +3,322 | 0.02 | 0.02 | +0.00 | buy |
| 1607 Capital Partners, LLC | 522,323 | 524,120 | +1,797 | 1.12 | 1.08 | -0.04 | buy |
| Formidable Asset Management, LLC | 9,200 | 10,200 | +1,000 | 0.04 | 0.04 | +0.01 | buy |
| Cypress Capital Management LLC (WY) | 161,035 | 161,739 | +704 | 4.73 | 4.18 | -0.54 | buy |
| Alteri Wealth LLC | 19,643 | 20,281 | +638 | 0.20 | 0.19 | -0.01 | buy |
| Next Level Private LLC | 8,055 | 8,677 | +622 | 0.07 | 0.07 | -0.00 | buy |
| Arete Wealth Advisors, LLC | 125,155 | 125,688 | +533 | 0.24 | 0.22 | -0.02 | buy |
| Jacobi Capital Management LLC | 9,433 | 9,600 | +167 | 0.02 | 0.02 | -0.00 | buy |
| Aviance Capital Partners, LLC | 13,414 | 13,578 | +164 | 0.05 | 0.04 | -0.00 | buy |
| Diversified Enterprises, LLC | 12,434 | 12,522 | +88 | 0.02 | 0.02 | -0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 13,389 | 13,411 | +22 | 0.03 | 0.03 | -0.00 | buy |
| VISION FINANCIAL MARKETS LLC | 410 | 419 | +9 | 0.01 | 0.01 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 212 | 216 | +4 | 0.00 | 0.00 | +0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 13,887 | 13,793 | -94 | 0.03 | 0.02 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 7,783 | 7,661 | -122 | 0.01 | 0.01 | -0.00 | sell |
| GRIFFIN ASSET MANAGEMENT, INC. | 7,587 | 7,440 | -147 | 0.02 | 0.02 | -0.00 | sell |
| WealthTrust Asset Management, LLC | 10,639 | 10,379 | -260 | 0.21 | 0.20 | -0.01 | sell |
| Dakota Wealth Management | 37,110 | 36,760 | -350 | 0.02 | 0.02 | -0.00 | sell |
| WealthShield Partners, LLC | 8,263 | 7,451 | -812 | 0.03 | 0.02 | -0.00 | sell |
| AXXCESS WEALTH MANAGEMENT, LLC | 48,531 | 47,413 | -1,118 | 0.03 | 0.03 | -0.00 | sell |
| Huntleigh Advisors, Inc. | 21,869 | 20,326 | -1,543 | 0.11 | 0.10 | -0.02 | sell |
| MONECO Advisors, LLC | 66,816 | 64,221 | -2,595 | 0.16 | 0.15 | -0.02 | sell |
| GREAT VALLEY ADVISOR GROUP, INC. | 14,301 | 10,257 | -4,044 | 0.01 | 0.01 | -0.00 | sell |
| GWN SECURITIES INC. | 18,922 | 9,282 | -9,640 | 0.09 | 0.06 | -0.03 | sell |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 20,128 | 300 | -19,828 | 0.07 | 0.02 | -0.05 | sell |
| Karpus Management, Inc. | 1,803,255 | 1,722,190 | -81,065 | 1.54 | 1.50 | -0.04 | sell |
| Cornerstone Advisors, LLC | 567,223 | 202,047 | -365,176 | 0.52 | 0.18 | -0.33 | sell |