Stock Transactions — Nuveen NASDAQ 100 Dynamic Over

Total Bought
943,498
60 transactions
Total Sold
1,137,384
41 transactions
Net
-193,886
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
1607 Capital Partners, LLC472,855644,987+172,1321.091.40+0.32buy
Karpus Management, Inc.1,740,7521,842,824+102,0721.211.47+0.26buy
Allspring Global Investments Holdings, LLC185,860287,681+101,8210.010.01+0.01buy
Invesco Ltd.768,686860,866+92,1800.000.00+0.00buy
MORGAN STANLEY1,733,8421,806,405+72,5630.000.00+0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC046,255+46,2550.000.16+0.16buy
GUGGENHEIM CAPITAL LLC311,034351,274+40,2400.060.08+0.02buy
AQR Arbitrage LLC180,695214,012+33,3170.100.14+0.03buy
Quarry LP026,846+26,8460.000.14+0.14buy
HighTower Advisors, LLC268,019287,426+19,4070.010.01+0.00buy
Advisors Asset Management, Inc.18,32737,426+19,0990.010.02+0.01buy
WELLS FARGO & COMPANY/MN1,060,8211,079,535+18,7140.010.01+0.00buy
ROYAL BANK OF CANADA700,846718,095+17,2490.000.00+0.00buy
Arkadios Wealth Advisors9,13226,289+17,1570.010.04+0.03buy
KINGSWOOD WEALTH ADVISORS, LLC14,29529,984+15,6890.030.06+0.04buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.4,53616,784+12,2480.030.09+0.06buy
Mariner, LLC011,046+11,0460.000.00+0.00buy
BANK OF AMERICA CORP /DE/411,606422,296+10,6900.000.00+0.00buy
OSAIC HOLDINGS, INC.175,946186,507+10,5610.010.01+0.00buy
Kestra Advisory Services, LLC09,028+9,0280.000.00+0.00buy
WealthTrust Asset Management, LLC08,875+8,8750.000.17+0.17buy
Next Level Private LLC07,930+7,9300.000.09+0.09buy
Hennion & Walsh Asset Management, Inc.07,790+7,7900.000.01+0.01buy
Left Brain Wealth Management, LLC07,637+7,6370.000.08+0.08buy
GRIFFIN ASSET MANAGEMENT, INC.07,587+7,5870.000.02+0.02buy
&PARTNERS07,417+7,4170.000.00+0.00buy
Stratos Wealth Partners, LTD.16,73323,251+6,5180.010.01+0.00buy
CWM, LLC5756,901+6,3260.000.00+0.00buy
Quantedge Capital Pte Ltd11,70015,300+3,6000.090.15+0.06buy
Thomas J. Herzfeld Advisors, Inc.113,701117,169+3,4680.951.02+0.06buy
PNC FINANCIAL SERVICES GROUP, INC.46,19549,235+3,0400.000.00+0.00buy
LPL Financial LLC503,204505,872+2,6680.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC10,20712,832+2,6250.000.00+0.00buy
D.A. DAVIDSON & CO.83,65286,103+2,4510.020.02+0.00buy
MERCER GLOBAL ADVISORS INC /ADV13,80316,254+2,4510.000.00+0.00buy
Private Advisor Group, LLC24,23326,613+2,3800.000.00+0.00buy
Dakota Wealth Management34,15535,950+1,7950.020.02+0.00buy
AXXCESS WEALTH MANAGEMENT, LLC53,66455,458+1,7940.030.04+0.00buy
Cambridge Investment Research Advisors, Inc.18,22220,006+1,7840.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP19,00120,613+1,6120.000.00+0.00buy
AVANTAX ADVISORY SERVICES, INC.8,2759,793+1,5180.000.00+0.00buy
Pathstone Holdings, LLC11,20712,007+8000.000.00+0.00buy
Main Street Group, LTD3,6354,318+6830.040.04+0.01buy
STIFEL FINANCIAL CORP14,54915,115+5660.000.00+0.00buy
FIFTH THIRD BANCORP0375+3750.000.00+0.00buy
Jacobi Capital Management LLC8,9729,251+2790.020.02+0.00buy
Aviance Capital Partners, LLC13,13413,409+2750.040.05+0.01buy
FIRST TRUST ADVISORS LP33,50833,782+2740.000.00+0.00buy
NewEdge Advisors, LLC37,22137,431+2100.010.01+0.00buy
Geneos Wealth Management Inc.0157+1570.000.00+0.00buy
Mutual Advisors, LLC19,95420,045+910.010.02+0.00buy
Caitlin John, LLC3,9364,017+810.070.07+0.01buy
Atria Wealth Solutions, Inc.30,77930,830+510.010.01+0.00buy
Moors & Cabot, Inc.15,31815,337+190.020.02+0.00buy
Financial Management Professionals, Inc.121136+150.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT369383+140.000.00+0.00buy
WEDBUSH SECURITIES INC19,73819,751+130.020.02+0.00buy
Register Financial Advisors LLC10,45410,465+110.130.14+0.01buy
COMERICA BANK12,78012,783+30.000.00+0.00buy
PSI Advisors, LLC3031+10.000.00+0.00buy
PRINCIPAL SECURITIES, INC.30030000.000.00+0.00hold
PRIVATE TRUST CO NA1,5001,50000.000.00+0.00hold
MATHER GROUP, LLC.1,2621,26200.000.00+0.00hold
Aspen Investment Management Inc8,1508,15000.100.10+0.01hold
Capital Analysts, LLC5,4045,40400.010.01+0.00hold
Sunbelt Securities, Inc.1,8341,83400.000.00-0.00hold
Anchor Investment Management, LLC20020000.000.00+0.00hold
Steward Partners Investment Advisory, LLC3,3603,36000.000.00+0.00hold
Financial Advocates Investment Management12,85212,85200.020.02+0.00hold
Nan Shan Life Insurance Co., Ltd.758,622758,62200.450.49+0.04hold
GPS Wealth Strategies Group, LLC8800.000.00+0.00hold
Global Retirement Partners, LLC2,2902,29000.000.00+0.00hold
Salomon & Ludwin, LLC49149100.000.00+0.00hold
Cornerstone Wealth Group, LLC8,4538,45300.020.02+0.00hold
Key FInancial Inc1,1041,10400.010.01+0.00hold
Hexagon Capital Partners LLC2,7662,76600.010.01+0.00hold
Avory & Company, LLC17,15717,15700.260.26-0.00hold
TriaGen Wealth Management LLC10,95110,95100.090.10+0.01hold
CoreFirst Bank & Trust1,3161,31600.020.02+0.00hold
Coppell Advisory Solutions LLC62562500.000.00+0.00hold
Spire Wealth Management35235200.000.00-0.00hold
Cyndeo Wealth Partners, LLC14,91014,91000.030.03+0.00hold
ORG Partners LLC1,6881,68800.010.01-0.00hold
Ramirez Asset Management, Inc.50050000.000.00+0.00hold
SAPIENT CAPITAL LLC22,43822,43800.010.01+0.00hold
TD Waterhouse Canada Inc.2,6762,67600.000.00+0.00hold
MGB Wealth Management, LLC11,00011,00000.100.09-0.01hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
HARBOUR INVESTMENTS, INC.10010000.000.00+0.00hold
Clearstead Advisors, LLC1,0001,00000.000.00+0.00hold
GOLDMAN SACHS GROUP INC10,80610,80600.000.00+0.00hold
DAVENPORT & Co LLC17,50017,50000.000.00+0.00hold
CoreCap Advisors, LLC1,7091,700-90.000.00+0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC300270-300.000.00-0.00sell
J.W. COLE ADVISORS, INC.12,17912,098-810.010.01+0.00sell
B. Riley Wealth Advisors, Inc.18,26418,182-820.010.02+0.00sell
CAPTRUST FINANCIAL ADVISORS14,28414,134-1500.000.00+0.00sell
Compound Planning, Inc.8,1827,986-1960.010.01-0.00sell
Arete Wealth Advisors, LLC121,198120,979-2190.260.24-0.02sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,7742,503-2710.000.00-0.00sell
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