Stock Transactions — Nuveen NASDAQ 100 Dynamic Over

Total Bought
639,207
76 transactions
Total Sold
633,419
50 transactions
Net
+5,788
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC429,602526,256+96,6540.090.11+0.02buy
Shaker Financial Services, LLC120,498203,750+83,2521.151.84+0.69buy
MORGAN STANLEY1,969,4412,017,428+47,9870.000.00+0.00buy
LPL Financial LLC545,389584,905+39,5160.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP030,295+30,2950.000.04+0.04buy
HUB Investment Partners, LLC028,153+28,1530.000.02+0.02buy
ROYAL BANK OF CANADA716,526743,680+27,1540.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC4,00729,265+25,2580.000.01+0.01buy
Penserra Capital Management LLC242,845267,683+24,8380.080.09+0.01buy
Advisors Asset Management, Inc.171,891195,036+23,1450.080.09+0.01buy
JANE STREET GROUP, LLC018,089+18,0890.000.00+0.00buy
PFG Investments, LLC7,84625,925+18,0790.010.03+0.02buy
Allspring Global Investments Holdings, LLC541,397557,308+15,9110.020.03+0.00buy
Dynamic Advisor Solutions LLC012,876+12,8760.000.01+0.01buy
Kestra Advisory Services, LLC010,626+10,6260.000.00+0.00buy
Chancellor Financial Group WB LP010,208+10,2080.000.20+0.20buy
Maridea Wealth Management LLC09,351+9,3510.000.04+0.04buy
MML INVESTORS SERVICES, LLC09,349+9,3490.000.00+0.00buy
OSAIC HOLDINGS, INC.197,151205,505+8,3540.010.01+0.00buy
Hennion & Walsh Asset Management, Inc.7,66115,670+8,0090.010.02+0.01buy
Aurora Private Wealth, Inc.07,369+7,3690.000.14+0.14buy
BOSTON FAMILY OFFICE LLC07,152+7,1520.000.01+0.01buy
WILKINS INVESTMENT COUNSEL INC07,146+7,1460.000.03+0.03buy
MILLENNIUM MANAGEMENT LLC07,035+7,0350.000.00+0.00buy
Arkadios Wealth Advisors26,28931,517+5,2280.020.02+0.00buy
WELLS FARGO & COMPANY/MN1,235,4631,240,373+4,9100.010.01-0.00buy
D.A. DAVIDSON & CO.86,78991,531+4,7420.020.02+0.00buy
HighTower Advisors, LLC261,289265,131+3,8420.010.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC72,02475,820+3,7960.000.00+0.00buy
BANK OF AMERICA CORP /DE/361,053364,429+3,3760.000.00+0.00buy
Stratos Wealth Partners, LTD.27,01730,348+3,3310.010.01+0.00buy
HARBOUR INVESTMENTS, INC.1,8204,614+2,7940.000.00+0.00buy
Cetera Investment Advisers42,18044,973+2,7930.000.00+0.00buy
Arete Wealth Advisors, LLC125,688128,348+2,6600.220.25+0.04buy
GOLDMAN SACHS GROUP INC11,08813,490+2,4020.000.00+0.00buy
NBC SECURITIES, INC.64,17366,507+2,3340.140.14+0.01buy
Creative Planning8,42610,339+1,9130.000.00+0.00buy
&PARTNERS29,53931,400+1,8610.010.00-0.00buy
Huntleigh Advisors, Inc.20,32622,134+1,8080.100.11+0.01buy
FIRST TRUST ADVISORS LP49,63451,336+1,7020.000.00+0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.3001,881+1,5810.020.02+0.00buy
Diversify Advisory Services, LLC11,86513,165+1,3000.010.01+0.00buy
Global Retirement Partners, LLC2,2903,366+1,0760.000.00+0.00buy
STIFEL FINANCIAL CORP10,91211,867+9550.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV16,28217,177+8950.000.00+0.00buy
Cypress Capital Management LLC (WY)161,739162,599+8604.184.31+0.13buy
AXXCESS WEALTH MANAGEMENT, LLC47,41348,119+7060.030.02-0.00buy
Private Advisor Group, LLC29,20929,864+6550.000.00+0.00buy
Alteri Wealth LLC20,28120,759+4780.190.19+0.00buy
Equitable Holdings, Inc.8,0888,538+4500.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC270670+4000.000.00+0.00buy
Moors & Cabot, Inc.17,25617,636+3800.020.02+0.00buy
Pinnacle Wealth Planning Services, Inc.0368+3680.000.00+0.00buy
Aviance Capital Partners, LLC13,57813,897+3190.040.05+0.00buy
J.W. COLE ADVISORS, INC.12,50512,818+3130.010.01+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC13,79314,099+3060.020.02-0.00buy
SageView Advisory Group, LLC0291+2910.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,4795,763+2840.000.00+0.00buy
Focus Partners Wealth17,22717,486+2590.000.00-0.00buy
Mutual Advisors, LLC18,36818,616+2480.010.01+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,41113,652+2410.030.03-0.00buy
WEDBUSH SECURITIES INC13,82014,049+2290.010.01-0.00buy
Cypress Wealth Services, LLC7,4417,619+1780.030.03-0.00buy
Diversified Enterprises, LLC12,52212,694+1720.020.02-0.00buy
Compound Planning, Inc.7,5397,702+1630.010.01-0.00buy
JONES FINANCIAL COMPANIES LLLP0150+1500.000.00+0.00buy
UMB Bank, n.a.0136+1360.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.10,55110,685+1340.000.00+0.00buy
Rockefeller Capital Management L.P.31,54531,672+1270.000.00-0.00buy
Merit Financial Group, LLC10,00110,086+850.000.00-0.00buy
Westfuller Advisors, LLC1,6101,675+650.020.02-0.00buy
Smithfield Trust Co037+370.000.00+0.00buy
COMERICA BANK11,53411,561+270.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT502522+200.000.00+0.00buy
VISION FINANCIAL MARKETS LLC419435+160.010.01+0.00buy
Thomas J. Herzfeld Advisors, Inc.216221+50.000.00+0.00buy
EASTERN BANK2,2932,29300.000.00+0.00hold
TRUST CO OF VERMONT3,3493,34900.000.00-0.00hold
Ancora Advisors LLC26026000.000.00+0.00hold
CWM, LLC8,4018,40100.000.00-0.00hold
Allworth Financial LP5,1825,18200.000.00-0.00hold
Arax Advisory Partners19819800.000.00+0.00hold
Sunbelt Securities, Inc.1,8341,83400.000.00+0.00hold
Steward Partners Investment Advisory, LLC4,1014,10100.000.00-0.00hold
Vermillion Wealth Management, Inc.23723700.000.00+0.00hold
Salomon & Ludwin, LLC49149100.000.00+0.00hold
Cornerstone Wealth Group, LLC8,4538,45300.020.02+0.00hold
Golden State Wealth Management, LLC21021000.000.00-0.00hold
Key FInancial Inc1,1041,10400.010.01+0.00hold
GoalVest Advisory LLC21321300.000.00-0.00hold
Avory & Company, LLC17,15717,15700.280.31+0.03hold
CoreFirst Bank & Trust65865800.010.01+0.00hold
Spire Wealth Management35235200.000.00+0.00hold
Bell Investment Advisors, Inc2,2192,21900.010.01+0.00hold
CoreCap Advisors, LLC1,0001,00000.000.00-0.00hold
Register Financial Advisors LLC10,11510,11500.110.11+0.00hold
Wealth Preservation Advisors, LLC22122100.000.00-0.00hold
ORG Partners LLC2,8182,81800.010.01+0.00hold
MGB Wealth Management, LLC11,00011,00000.090.09+0.00hold
Bay Capital Advisors, LLC10,00310,00300.180.17-0.00hold
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