Stock Transactions — SERES THERAPEUTICS INC

Total Bought
5,557,280
43 transactions
Total Sold
16,728,565
48 transactions
Net
-11,171,285
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TANG CAPITAL MANAGEMENT LLC907,1122,407,112+1,500,0000.070.18+0.10buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP634,6031,427,700+793,0970.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC1,027,5521,777,601+750,0490.000.00+0.00buy
JANE STREET GROUP, LLC0707,073+707,0730.000.00+0.00buy
Verition Fund Management LLC0314,177+314,1770.000.00+0.00buy
UBS Group AG0200,726+200,7260.000.00+0.00buy
Centiva Capital, LP0187,800+187,8000.000.01+0.01buy
Point72 Asia (Singapore) Pte. Ltd.0127,634+127,6340.000.02+0.02buy
Y-Intercept (Hong Kong) Ltd0123,590+123,5900.000.00+0.00buy
Paloma Partners Management Co0111,032+111,0320.000.01+0.01buy
HRT FINANCIAL LP094,972+94,9720.000.00+0.00buy
Point72 (DIFC) Ltd087,754+87,7540.000.01+0.01buy
Engineers Gate Manager LP12,65189,962+77,3110.000.00+0.00buy
FMR LLC22,651,41922,717,164+65,7450.000.00-0.00buy
Schonfeld Strategic Advisors LLC060,100+60,1000.000.00+0.00buy
GROUP ONE TRADING LLC58,776111,251+52,4750.000.00+0.00buy
HighTower Advisors, LLC15,00055,000+40,0000.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC026,522+26,5220.000.00+0.00buy
PRUDENTIAL FINANCIAL INC22,74548,070+25,3250.000.00+0.00buy
Providence Wealth Advisors, LLC51,00076,250+25,2500.030.05+0.01buy
Evercore Wealth Management, LLC025,000+25,0000.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS46,54969,295+22,7460.000.00+0.00buy
Arete Wealth Advisors, LLC022,150+22,1500.000.00+0.00buy
TWO SIGMA SECURITIES, LLC20,87442,438+21,5640.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.019,705+19,7050.000.00+0.00buy
AVANTAX ADVISORY SERVICES, INC.016,679+16,6790.000.00+0.00buy
LPL Financial LLC129,775140,625+10,8500.000.00-0.00buy
Jump Financial, LLC010,236+10,2360.000.00+0.00buy
HSBC HOLDINGS PLC11,23318,679+7,4460.000.00+0.00buy
WOLVERINE TRADING, LLC17,96925,100+7,1310.000.00+0.00buy
Aries Wealth Management12,00017,000+5,0000.000.00+0.00buy
MACQUARIE GROUP LTD04,945+4,9450.000.00+0.00buy
SIMPLEX TRADING, LLC73,87177,948+4,0770.000.00+0.00buy
Russell Investments Group, Ltd.18,30021,998+3,6980.000.00+0.00buy
Tower Research Capital LLC (TRC)21,95724,960+3,0030.000.00-0.00buy
EverSource Wealth Advisors, LLC0666+6660.000.00+0.00buy
Allspring Global Investments Holdings, LLC0611+6110.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC15,01415,479+4650.000.00-0.00buy
Farther Finance Advisors, LLC0204+2040.000.00+0.00buy
NewEdge Advisors, LLC0200+2000.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC108308+2000.000.00+0.00buy
CWM, LLC108150+420.000.000.00buy
WHITTIER TRUST CO030+300.000.00+0.00buy
HARBOURVEST PARTNERS LLC49,36349,36300.020.02+0.00hold
Janney Montgomery Scott LLC75,09875,09800.000.00-0.00hold
Flagship Pioneering Inc.23,117,04523,117,04501.171.98+0.81hold
Diversified Trust Co10,00010,00000.000.00-0.00hold
Lion Point Capital, LP340,761340,76100.500.77+0.27hold
Sound Income Strategies, LLC17517500.000.00-0.00hold
Larson Financial Group LLC23523500.000.00-0.00hold
Pennant Investors, LP292,300292,30000.060.06-0.00hold
Auour Investments LLC17,00017,00000.000.00-0.00hold
TFC Financial Management, Inc.1,0001,00000.000.00-0.00hold
Kestra Advisory Services, LLC51,52151,52100.000.00-0.00hold
Continuum Advisory, LLC95595500.000.00-0.00hold
Kelly Financial Services LLC24024000.000.00-0.00hold
COMMONWEALTH EQUITY SERVICES, LLC11,36811,36800.000.00-0.00hold
HUNTINGTON NATIONAL BANK23023000.000.00-0.00hold
MML INVESTORS SERVICES, LLC14,88914,88900.000.00-0.00hold
STIFEL FINANCIAL CORP20,00020,00000.000.00-0.00hold
TUDOR INVESTMENT CORP ET AL61,97761,97700.000.00-0.00hold
Avior Wealth Management, LLC200-200.000.00-0.00sell
Orion Capital Management LLC1,0000-1,0000.000.00-0.00sell
IRONWOOD INVESTMENT MANAGEMENT LLC45,29243,298-1,9940.020.02-0.00sell
AMALGAMATED BANK2,3960-2,3960.000.00-0.00sell
Clear Creek Financial Management, LLC23,45019,200-4,2500.000.00-0.00sell
CITIGROUP INC17,88513,445-4,4400.000.00-0.00sell
ProShare Advisors LLC17,67213,175-4,4970.000.00-0.00sell
DEUTSCHE BANK AG\6,2030-6,2030.000.00-0.00sell
Ameritas Investment Partners, Inc.8,0330-8,0330.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM9,8880-9,8880.000.00-0.00sell
Legal & General Group Plc9,9850-9,9850.000.00-0.00sell
Summit Trail Advisors, LLC10,0000-10,0000.000.00-0.00sell
SG Americas Securities, LLC10,3760-10,3760.000.00-0.00sell
PRINCIPAL FINANCIAL GROUP INC27,08810,718-16,3700.000.00-0.00sell
Vontobel Holding Ltd.17,0000-17,0000.000.00-0.00sell
PFG Investments, LLC31,44310,000-21,4430.000.00-0.00sell
Invesco Ltd.62,96639,259-23,7070.000.00-0.00sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM29,0080-29,0080.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/298,111267,398-30,7130.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC33,0610-33,0610.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND39,336791-38,5450.000.00-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.48,4750-48,4750.000.00-0.00sell
Mirae Asset Global Investments Co., Ltd.50,1020-50,1020.000.00-0.00sell
XTX Topco Ltd75,69222,132-53,5600.010.00-0.01sell
Virtu Financial LLC94,51040,600-53,9100.010.00-0.00sell
NORTHERN TRUST CORP784,693721,758-62,9350.000.00-0.00sell
BARCLAYS PLC70,7562,051-68,7050.000.00-0.00sell
PRELUDE CAPITAL MANAGEMENT, LLC70,5980-70,5980.000.00-0.00sell
Catalyst Funds Management Pty Ltd95,99024,900-71,0900.020.00-0.02sell
RHUMBLINE ADVISERS141,45355,112-86,3410.000.00-0.00sell
Atom Investors LP103,3160-103,3160.010.00-0.01sell
ALLIANCEBERNSTEIN L.P.127,6600-127,6600.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC150,0000-150,0000.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC166,8870-166,8870.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC747,318525,947-221,3710.000.00-0.00sell
Graham Capital Management, L.P.309,3790-309,3790.010.00-0.01sell
Bank of New York Mellon Corp329,0720-329,0720.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC342,2000-342,2000.010.00-0.01sell
GOLDMAN SACHS GROUP INC1,064,137666,951-397,1860.000.00-0.00sell
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