Stock Transactions

UBS GROUP AG

Total Bought
6,897,749
92 transactions
Total Sold
23,128,560
108 transactions
Net
-16,230,811
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Exane Asset Management665,4581,883,385+1,217,9276.0813.62+7.55buy
WCM INVESTMENT MANAGEMENT, LLC5,211,0895,850,200+639,1110.500.49-0.01buy
Grantham, Mayo, Van Otterloo & Co. LLC37,442533,634+496,1920.000.05+0.05buy
SIH Partners, LLLP2,613,8463,107,111+493,2657.053.74-3.31buy
M&G Plc4,500,7784,980,760+479,9821.081.00-0.08buy
ASR Vermogensbeheer N.V.863,5421,317,110+453,5680.470.59+0.12buy
Bank Julius Baer & Co. Ltd, Zurich5,704,1946,114,163+409,9690.730.71-0.02buy
Banque Cantonale Vaudoise6,738,9307,141,370+402,44011.2210.28-0.95buy
Andra AP-fonden65,164442,119+376,9550.030.16+0.13buy
Gator Capital Management, LLC52,430380,240+327,8100.503.17+2.67buy
Generali Asset Management SPA SGR2,480,2422,653,910+173,6681.871.70-0.17buy
BANQUE PICTET & CIE SA1,519,8541,665,074+145,2200.710.74+0.03buy
Banco Santander, S.A.5,049140,956+135,9070.000.05+0.04buy
GROUPAMA ASSET MANAGMENT153,351288,118+134,7670.080.13+0.05buy
LGT Fund Management Co Ltd.294,284415,512+121,2281.080.69-0.39buy
EDMOND DE ROTHSCHILD HOLDING S.A.544,014652,816+108,8020.360.36+0.00buy
Crocodile Capital Partners GmbH1,070,0001,170,000+100,00029.6235.45+5.83buy
Gradient Investments LLC45,827127,288+81,4610.030.08+0.04buy
Banque Transatlantique SA4,84770,235+65,3880.010.06+0.06buy
CREDIT INDUSTRIEL ET COMMERCIAL15,92874,087+58,1590.110.45+0.35buy
Patient Capital Management, LLC1,187,3261,241,955+54,6292.121.81-0.31buy
Mediolanum International Funds Ltd540,868588,312+47,4440.250.23-0.02buy
Lansforsakringar Fondforvaltning AB (publ)1,366,5721,410,094+43,5220.320.28-0.03buy
CHILTON INVESTMENT CO INC.246,392285,184+38,7920.240.26+0.02buy
INSPIRE TRUST CO, N.A.130,000160,000+30,0000.990.97-0.02buy
AVIVA PLC3,543,2553,570,737+27,4820.280.23-0.05buy
Stamos Capital Partners, L.P.46,67970,376+23,6970.350.43+0.08buy
Bleakley Financial Group, LLC64,24080,450+16,2100.050.05-0.00buy
BTC Capital Management, Inc.57,56972,621+15,0520.190.19+0.01buy
GC Wealth Management RIA, LLC9,11723,946+14,8290.020.04+0.02buy
GeoWealth Management, LLC11,26925,874+14,6050.020.04+0.02buy
FLPUTNAM INVESTMENT MANAGEMENT CO6,83719,462+12,6250.000.01+0.01buy
Rathbones Group PLC1,207,5001,220,034+12,5340.220.19-0.03buy
INGALLS & SNYDER LLC182,019193,936+11,9170.310.27-0.04buy
CULLINAN ASSOCIATES INC29,00040,407+11,4070.090.13+0.04buy
NatWest Group plc138,732147,921+9,1891.501.25-0.25buy
Venturi Wealth Management, LLC12,07519,502+7,4270.020.03+0.01buy
Summit Global Investments6,26513,464+7,1990.020.03+0.01buy
Baker Avenue Asset Management, LP503,300509,573+6,2730.540.45-0.08buy
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO19,65625,629+5,9730.130.15+0.02buy
USS Investment Management Ltd516,436521,884+5,4480.110.08-0.03buy
Advisors Capital Management, LLC64,96369,956+4,9930.040.03-0.00buy
American Trust Investment Advisors, LLC11,29516,260+4,9650.280.35+0.07buy
Morningstar Investment Management LLC29,85434,188+4,3340.080.08+0.00buy
Triasima Portfolio Management inc.144,355148,260+3,9051.000.88-0.13buy
U S GLOBAL INVESTORS INC24,50027,800+3,3000.120.13+0.01buy
Clearbridge Investments, LLC134,577137,752+3,1750.000.00-0.00buy
Avior Wealth Management, LLC6,6189,703+3,0850.010.01+0.00buy
Bank Pictet & Cie (Europe) AG96,11498,734+2,6200.090.08-0.01buy
Keebeck Wealth Management6,2328,772+2,5400.030.04+0.01buy
Systrade AG625,000627,300+2,30017.7816.45-1.33buy
Trust Point Inc.11,42013,638+2,2180.040.05+0.00buy
Gryphon Financial Partners LLC19,50521,446+1,9410.100.09-0.01buy
Dorsey & Whitney Trust CO LLC15,53117,215+1,6840.040.04-0.00buy
Kathmere Capital Management, LLC35,17036,805+1,6350.110.09-0.02buy
Kovitz Investment Group Partners, LLC35,35436,814+1,4600.040.03-0.00buy
PUREfi Wealth, LLC6,9408,364+1,4240.250.21-0.03buy
LIBERTY ONE INVESTMENT MANAGEMENT, LLC14,50015,872+1,3720.090.06-0.02buy
EQUITABLE TRUST CO73,63875,009+1,3710.150.14-0.02buy
TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA4,7505,700+9500.060.07+0.02buy
EVOKE WEALTH, LLC6,8637,806+9430.010.01-0.00buy
Ninety One North America, Inc.134,367135,267+9000.250.23-0.02buy
Ascent Group, LLC16,36817,237+8690.030.02-0.00buy
Aprio Wealth Management, LLC11,36512,146+7810.030.03-0.00buy
Checchi Capital Advisers, LLC23,86624,571+7050.080.07-0.01buy
Perigon Wealth Management, LLC7,5518,250+6990.010.01-0.00buy
Legacy Financial Advisors, Inc.13,58414,222+6380.090.08-0.01buy
Empower Advisory Group, LLC8,5049,122+6180.000.00-0.00buy
Promethos Capital, LLC232,655233,095+4402.942.45-0.49buy
PDS Planning, Inc18,52218,944+4220.060.05-0.01buy
Hilltop National Bank4,4704,849+3790.050.05-0.00buy
CLOVERFIELDS CAPITAL GROUP, LP71,75472,127+3731.030.91-0.12buy
CIM, LLC49,76350,095+3320.300.28-0.02buy
SEVEN MILE ADVISORY6,4346,737+3030.050.19+0.14buy
Rehmann Capital Advisory Group19,65919,902+2430.050.04-0.01buy
Impact Capital Partners LLC16,75316,983+2300.230.20-0.03buy
Soltis Investment Advisors LLC5,9886,214+2260.020.02-0.00buy
Trivant Custom Portfolio Group, LLC64,27964,462+1831.711.38-0.33buy
Future Fund LLC27,25327,430+1770.400.38-0.02buy
PERSONAL CFO SOLUTIONS, LLC19,04819,222+1740.140.11-0.03buy
Werba Rubin Papier Wealth Management8,2838,442+1590.100.05-0.06buy
Alaethes Wealth, LLC69,72669,843+1170.910.79-0.12buy
Baker Ellis Asset Management LLC37,15037,250+1000.210.17-0.03buy
Berbice Capital Management LLC1,6001,700+1000.040.04-0.00buy
SkyView Investment Advisors, LLC19,33219,431+990.110.10-0.01buy
Columbia Asset Management6,9366,998+620.060.05-0.01buy
MONECO Advisors, LLC5,2835,327+440.020.02-0.00buy
SAGE RHINO CAPITAL LLC14,21414,244+300.120.10-0.02buy
AIRE ADVISORS, LLC5,6185,647+290.050.04-0.01buy
Grove Bank & Trust92108+160.000.00-0.00buy
Frazier Financial Advisors, LLC183192+90.010.00-0.00buy
Retirement Wealth Solutions LLC235239+40.010.01-0.00buy
First City Capital Management, Inc.6,4696,464-50.160.13-0.02sell
Optas, LLC10,20310,197-60.070.06-0.01sell
Westend Capital Management, LLC199191-80.000.00-0.00sell
Nemes Rush Group LLC2011-90.000.00-0.00sell
MANNING & NAPIER ADVISORS LLC175160-150.000.00-0.00sell
Sunpointe, LLC6,1646,144-200.090.08-0.02sell
STUDIO INVESTMENT MANAGEMENT LLC11,51211,484-280.100.08-0.02sell
Financial Management Professionals, Inc.374328-460.000.00-0.00sell
Page 1 of 2