Stock Transactions — UBS GROUP AG

Total Bought
186,436,680
268 transactions
Total Sold
116,581,249
227 transactions
Net
+69,855,431
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC089,043,128+89,043,1280.000.75+0.75buy
Legal & General Group Plc362,64927,976,521+27,613,8720.000.23+0.23buy
UBS Group AG140,729,533156,592,494+15,862,9611.431.42-0.01buy
VANGUARD GROUP INC115,529,381124,943,066+9,413,6850.070.07+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)48,551,71554,060,137+5,508,4225.245.17-0.06buy
VIKING GLOBAL INVESTORS LP05,186,506+5,186,5060.000.59+0.59buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP28,558,11033,338,213+4,780,1030.810.86+0.05buy
WELLINGTON MANAGEMENT GROUP LLP6,905,18511,401,590+4,496,4050.040.06+0.02buy
Optiver Holding B.V.02,467,461+2,467,4610.001.41+1.41buy
NORGES BANK166,027,298168,288,869+2,261,5710.810.74-0.07buy
ACADIAN ASSET MANAGEMENT LLC8,130,1509,779,265+1,649,1150.870.89+0.01buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC01,570,650+1,570,6500.000.11+0.11buy
Vontobel Holding Ltd.14,737,81916,117,613+1,379,7943.631.54-2.08buy
HSBC HOLDINGS PLC796,7062,173,977+1,377,2710.020.04+0.02buy
Capital World Investors38,207,66439,269,674+1,062,0100.190.19-0.01buy
AXA S.A.3,535,7854,441,397+905,6120.330.39+0.06buy
CANADA PENSION PLAN INVESTMENT BOARD7,786,9168,630,819+843,9030.250.25-0.00buy
FIL Ltd6,260,4057,081,061+820,6560.190.21+0.02buy
JPMORGAN CHASE & CO41,856,67042,612,584+755,9140.110.11-0.01buy
LGT Group Foundation2,835,3843,429,731+594,3472.061.60-0.46buy
JUPITER ASSET MANAGEMENT LTD103,993690,642+586,6490.030.19+0.16buy
Banque Cantonale Vaudoise7,155,6107,631,688+476,0788.638.93+0.30buy
Neuberger Berman Group LLC235,493696,576+461,0830.010.02+0.01buy
ARGA Investment Management, LP6,130,3866,519,904+389,5186.326.74+0.42buy
Compagnie Lombard Odier SCmA2,113,1192,474,995+361,8761.151.23+0.08buy
NATIXIS ADVISORS, LLC4,613,0424,949,855+336,8130.330.32-0.01buy
DekaBank Deutsche Girozentrale4,366,4224,698,760+332,3380.250.25+0.00buy
Jefferies Financial Group Inc.21,736307,917+286,1810.010.18+0.16buy
PZENA INVESTMENT MANAGEMENT LLC29,670,53929,951,235+280,6962.832.79-0.04buy
Invesco Ltd.1,799,9672,052,602+252,6350.010.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS79,352303,636+224,2840.000.01+0.01buy
Diversified Trust Co6,106,8086,324,596+217,7883.042.90-0.14buy
ROYAL BANK OF CANADA7,703,1737,916,043+212,8700.060.06-0.00buy
TORONTO DOMINION BANK70,500272,309+201,8090.000.01+0.01buy
Cubist Systematic Strategies, LLC6,594197,013+190,4190.000.10+0.10buy
FORSTA AP-FONDEN445,261634,756+189,4950.000.000.00buy
AMERIPRISE FINANCIAL INC2,644,5482,828,923+184,3750.020.02+0.00buy
Point72 Hong Kong Ltd0173,599+173,5990.000.31+0.31buy
LGT Fund Management Co Ltd.39,388201,730+162,3420.500.74+0.24buy
M&T BANK CORP182,506340,597+158,0910.020.03+0.01buy
Sienna Gestion0156,978+156,9780.000.41+0.41buy
Liontrust Investment Partners LLP2,394,7452,537,727+142,9820.931.06+0.14buy
Graham Capital Management, L.P.170,209294,709+124,5000.150.30+0.15buy
Exane Asset Management101,465224,773+123,3082.414.64+2.23buy
TD ASSET MANAGEMENT INC1,219,2161,335,628+116,4120.030.04+0.00buy
MetLife Investment Management, LLC181,825297,823+115,9980.040.05+0.01buy
CITADEL ADVISORS LLC138,368248,599+110,2310.000.01+0.00buy
TWO SIGMA ADVISERS, LP0107,856+107,8560.000.01+0.01buy
Systrade AG0100,000+100,0000.005.02+5.02buy
D. E. Shaw & Co., Inc.099,610+99,6100.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/088,900+88,9000.000.00+0.00buy
AMJ Financial Wealth Management96,552185,183+88,6310.991.70+0.71buy
JANE STREET GROUP, LLC71,451158,931+87,4800.000.01+0.00buy
INVESTMENT HOUSE LLC064,818+64,8180.000.11+0.11buy
ALLIANCEBERNSTEIN L.P.722,242785,176+62,9340.010.01+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD1,750,2441,813,088+62,8440.390.34-0.05buy
CHOREO, LLC058,449+58,4490.000.03+0.03buy
HIMENSION CAPITAL (SINGAPORE) PTE. LTD.051,837+51,8370.000.11+0.11buy
Pathstone Holdings, LLC204,638254,626+49,9880.030.03+0.00buy
Summit Global Investments047,732+47,7320.000.10+0.10buy
GREAT LAKES ADVISORS, LLC9,21856,041+46,8230.000.01+0.01buy
ASSETMARK, INC144,185+44,1840.000.00+0.00buy
Campbell & CO Investment Adviser LLC042,518+42,5180.000.11+0.11buy
BALYASNY ASSET MANAGEMENT L.P.041,238+41,2380.000.00+0.00buy
Promethos Capital, LLC360,246400,804+40,5586.504.50-2.00buy
Kovitz Investment Group Partners, LLC035,448+35,4480.000.01+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC151,920186,953+35,0330.000.00-0.00buy
Trivant Custom Portfolio Group, LLC033,150+33,1500.000.60+0.60buy
AVANTAX ADVISORY SERVICES, INC.030,985+30,9850.000.01+0.01buy
Bank Julius Baer & Co. Ltd, Zurich459,833488,374+28,5410.060.05-0.00buy
CHANNING GLOBAL ADVISORS, LLC531,291559,170+27,87913.9013.77-0.12buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP50,28977,924+27,6350.000.00+0.00buy
INSPIRE TRUST CO, N.A.49,41776,417+27,0000.850.75-0.10buy
AMERICAN CENTURY COMPANIES INC887,581914,241+26,6600.020.02-0.00buy
LPL Financial LLC145,263170,835+25,5720.000.00+0.00buy
Cresset Asset Management, LLC84,480110,041+25,5610.010.01+0.00buy
NORTHERN TRUST CORP3,257,6133,282,855+25,2420.020.02-0.00buy
Sciencast Management LP020,789+20,7890.000.21+0.21buy
AQR CAPITAL MANAGEMENT LLC8,54627,928+19,3820.000.00+0.00buy
Creative Planning190,538209,672+19,1340.010.01+0.00buy
Fiera Capital Corp43,62561,459+17,8340.000.01+0.00buy
XTX Topco Ltd016,212+16,2120.000.04+0.04buy
Banco Santander, S.A.55,15471,281+16,1270.020.03+0.01buy
THOROUGHBRED FINANCIAL SERVICES, LLC016,016+16,0160.000.03+0.03buy
Stamos Capital Partners, L.P.25,69041,440+15,7500.180.26+0.08buy
TUDOR INVESTMENT CORP ET AL11,18926,119+14,9300.000.01+0.00buy
Bridgewater Advisors Inc.014,477+14,4770.000.05+0.05buy
Blue Trust, Inc.11,88326,344+14,4610.010.01+0.01buy
Centiva Capital, LP014,158+14,1580.000.02+0.02buy
MACQUARIE GROUP LTD014,000+14,0000.000.00+0.00buy
TWO SIGMA SECURITIES, LLC013,766+13,7660.000.02+0.02buy
NatWest Group plc78,17691,770+13,5940.920.93+0.00buy
Corient Private Wealth LLC51,33664,098+12,7620.000.00+0.00buy
Qsemble Capital Management, LP012,668+12,6680.000.07+0.07buy
Scientech Research LLC012,562+12,5620.000.08+0.08buy
Vanguard Personalized Indexing Management, LLC135,472147,915+12,4430.090.08-0.01buy
PITCAIRN CO49,33061,212+11,8820.100.11+0.01buy
SAX WEALTH ADVISORS, LLC011,773+11,7730.000.03+0.03buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC23,29934,627+11,3280.000.00+0.00buy
Vident Advisory, LLC42,54853,477+10,9290.030.04+0.02buy
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