Stock TransactionsUBS GROUP AG

Total Bought
112,801,245
77 transactions
Total Sold
21,478,143
48 transactions
Net
+91,323,102
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
NORGES BANK095,849,980+95,849,9800.000.47+0.47buy
Clearbridge Investments, LLC137,7523,295,070+3,157,3180.000.14+0.13buy
VIKING GLOBAL INVESTORS LP02,435,805+2,435,8050.000.34+0.34buy
CANADA PENSION PLAN INVESTMENT BOARD7,956,82210,233,181+2,276,3590.200.28+0.08buy
Amundi23,294,84725,463,870+2,169,0230.250.30+0.06buy
ROYAL BANK OF CANADA3,935,5815,577,794+1,642,2130.030.05+0.02buy
Grantham, Mayo, Van Otterloo & Co. LLC533,6341,308,707+775,0730.050.15+0.09buy
TD ASSET MANAGEMENT INC2,551,3703,283,895+732,5250.080.14+0.06buy
Zurich Insurance Group Ltd/FI579,9631,083,128+503,1650.170.37+0.20buy
NATIXIS ADVISORS, LLC4,127,0144,605,772+478,7580.220.26+0.03buy
PUBLIC SECTOR PENSION INVESTMENT BOARD2,542,0542,926,309+384,2550.310.38+0.07buy
ALLIANCEBERNSTEIN L.P.616,815976,101+359,2860.010.01+0.00buy
WCM INVESTMENT MANAGEMENT, LLC5,850,2006,150,458+300,2580.490.55+0.06buy
EVERGREEN CAPITAL MANAGEMENT LLC27,325269,605+242,2800.020.23+0.21buy
ENVESTNET ASSET MANAGEMENT INC1,503,4901,686,431+182,9410.020.02+0.00buy
CANADA LIFE ASSURANCE Co3,167,1753,339,552+172,3770.220.26+0.05buy
MARSHALL WACE, LLP0155,130+155,1300.000.01+0.01buy
AQR CAPITAL MANAGEMENT LLC4,693,1034,831,556+138,4530.080.08+0.00buy
AVIVA PLC3,570,7373,688,297+117,5600.230.27+0.04buy
Bank of New York Mellon Corp6,502,7106,575,317+72,6070.050.05+0.01buy
GROUPAMA ASSET MANAGMENT288,118350,855+62,7370.130.18+0.05buy
TWO SIGMA INVESTMENTS, LP412,655475,312+62,6570.010.02+0.00buy
GAM Holding AG702,763762,272+59,5092.362.90+0.54buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC464,525504,607+40,0820.090.12+0.03buy
BESSEMER GROUP INC114,202152,569+38,3670.010.01+0.00buy
Orion Porfolio Solutions, LLC116,827150,741+33,9140.040.06+0.02buy
ASSETMARK, INC102,252135,348+33,0960.010.01+0.00buy
BRANDES INVESTMENT PARTNERS, LP1,368,4721,398,641+30,1690.380.49+0.11buy
LPL Financial LLC299,837325,540+25,7030.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC401,569425,511+23,9420.020.02+0.00buy
KEYBANK NATIONAL ASSOCIATION/OH27,11846,204+19,0860.000.01+0.00buy
OPPENHEIMER ASSET MANAGEMENT INC.13,29331,817+18,5240.010.02+0.01buy
LAZARD ASSET MANAGEMENT LLC370,444386,657+16,2130.020.03+0.01buy
INGALLS & SNYDER LLC193,936209,623+15,6870.270.28+0.01buy
GATEWAY INVESTMENT ADVISERS LLC014,763+14,7630.000.01+0.01buy
Baker Avenue Asset Management, LP509,573524,274+14,7010.450.49+0.04buy
Mariner, LLC227,767239,614+11,8470.010.01+0.00buy
GREAT LAKES ADVISORS, LLC366,164376,522+10,3580.120.14+0.02buy
MAI Capital Management1,67411,778+10,1040.000.00+0.00buy
Hirtle Callaghan & Co LLC09,986+9,9860.000.02+0.02buy
PARK AVENUE SECURITIES LLC46,69854,346+7,6480.010.02+0.00buy
Keel Point, LLC06,613+6,6130.000.02+0.02buy
PRIVATE TRUST CO NA6357,185+6,5500.000.03+0.03buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO2,392,3682,398,700+6,3320.300.35+0.05buy
WELCH & FORBES LLC05,660+5,6600.000.00+0.00buy
&PARTNERS25,59230,898+5,3060.000.01+0.00buy
Financial Engines Advisors L.L.C.05,132+5,1320.000.00+0.00buy
Choate Investment Advisors04,854+4,8540.000.00+0.00buy
MACQUARIE GROUP LTD04,823+4,8230.000.00+0.00buy
Curi Capital, LLC04,679+4,6790.000.00+0.00buy
Crestwood Advisors Group, LLC04,651+4,6510.000.00+0.00buy
INTRUST BANK NA04,603+4,6030.000.02+0.02buy
J.W. COLE ADVISORS, INC.04,588+4,5880.000.00+0.00buy
SHELTON CAPITAL MANAGEMENT04,435+4,4350.000.00+0.00buy
WESTWOOD HOLDINGS GROUP INC04,412+4,4120.000.00+0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC04,313+4,3130.000.00+0.00buy
WEDBUSH SECURITIES INC04,072+4,0720.000.01+0.01buy
MITCHELL CAPITAL MANAGEMENT CO67,37769,781+2,4040.480.53+0.04buy
COLDSTREAM CAPITAL MANAGEMENT INC28,49230,650+2,1580.010.02+0.01buy
ATLAS CAPITAL ADVISORS INC.20,70222,796+2,0940.090.12+0.03buy
CIM, LLC50,09552,031+1,9360.280.33+0.05buy
PRINCIPAL SECURITIES, INC.7,2739,159+1,8860.000.01+0.00buy
Dorsey & Whitney Trust CO LLC17,21518,787+1,5720.040.05+0.01buy
Ballentine Partners, LLC39,29640,224+9280.020.02+0.00buy
BRIGHTON JONES LLC7,0537,607+5540.010.01+0.00buy
GABELLI FUNDS LLC33,75034,200+4500.010.01+0.00buy
GREENLEAF TRUST31,04631,467+4210.010.02+0.00buy
BOK Financial Private Wealth, Inc.0342+3420.000.00+0.00buy
Financial Gravity Companies, Inc.0340+3400.000.00+0.00buy
First National Bank of Hutchinson11,89012,117+2270.300.33+0.03buy
SCS Capital Management LLC5,8316,045+2140.000.00+0.00buy
Plante Moran Financial Advisors, LLC0132+1320.000.00+0.00buy
RHUMBLINE ADVISERS39,59739,664+670.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC022+220.000.00+0.00buy
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC6575+100.000.00+0.00buy
GW&K Investment Management, LLC650653+30.000.00+0.00buy
Hilltop Holdings Inc.6,3606,363+30.020.03+0.00buy
Smithfield Trust Co90090000.000.00+0.00hold
PARADIGM ASSET MANAGEMENT CO LLC22422400.000.00+0.00hold
FEDERATED HERMES, INC.545400.000.00+0.00hold
CAISSE DES DEPOTS ET CONSIGNATIONS7,812,0617,812,06104.936.56+1.64hold
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/50150100.000.00+0.00hold
ALLIANZ SE3,3903,39000.000.00+0.00hold
RBF Capital, LLC340,000340,00000.650.71+0.05hold
CULLINAN ASSOCIATES INC40,40740,40700.130.15+0.02hold
LEUTHOLD GROUP, LLC11,98311,98300.050.06+0.01hold
PLATINUM INVESTMENT MANAGEMENT LTD117,507117,50701.131.43+0.30hold
American Trust Investment Advisors, LLC16,26016,26000.350.40+0.05hold
Sterling Capital Management LLC31431400.000.00+0.00hold
North Star Investment Management Corp.14114100.000.00+0.00hold
Cevian Capital II GP LTD48,117,67548,117,675060.2964.50+4.20hold
Hanson & Doremus Investment Management33933900.000.00+0.00hold
GHP Investment Advisors, Inc.676700.000.00+0.00hold
AdvisorNet Financial, Inc27927900.000.00+0.00hold
Manchester Capital Management LLC186183-30.000.00+0.00sell
ALBION FINANCIAL GROUP /UT1880-1880.000.00-0.00sell
Westend Capital Management, LLC1910-1910.000.00-0.00sell
Cheviot Value Management, LLC5,1194,869-2500.020.02+0.00sell
D.A. DAVIDSON & CO.10,83110,568-2630.000.00+0.00sell
Cambridge Investment Research Advisors, Inc.22,00021,721-2790.000.00+0.00sell
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