Stock Transactions — UBS GROUP AG

Total Bought
183,698,879
328 transactions
Total Sold
67,491,269
246 transactions
Net
+116,207,610
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
NORGES BANK0104,982,026+104,982,0260.000.52+0.52buy
FMR LLC48,458,70858,098,230+9,639,5220.100.14+0.04buy
UBS Group AG132,478,549140,490,368+8,011,8191.061.29+0.23buy
JPMORGAN CHASE & CO34,776,84440,392,294+5,615,4500.090.13+0.04buy
JANUS HENDERSON GROUP PLC1,942,2526,861,746+4,919,4940.040.14+0.11buy
DEUTSCHE BANK AG\24,860,79929,605,781+4,744,9820.340.45+0.11buy
BNP Paribas Asset Management Holding S.A.03,984,259+3,984,2590.000.17+0.17buy
NATIONAL BANK OF CANADA /FI/33,1913,581,801+3,548,6100.000.17+0.17buy
FRANKLIN RESOURCES INC1,727,2404,907,214+3,179,9740.020.06+0.04buy
CANADA PENSION PLAN INVESTMENT BOARD5,726,1628,778,075+3,051,9130.160.27+0.11buy
Fisher Asset Management, LLC61,168,43764,107,264+2,938,8270.911.01+0.11buy
Alyeska Investment Group, L.P.02,138,351+2,138,3510.000.28+0.28buy
CIBC WORLD MARKET INC.367,9822,457,317+2,089,3350.030.21+0.17buy
SIH Partners, LLLP645,8132,613,846+1,968,0332.327.05+4.73buy
Allianz Asset Management GmbH4,439,6326,337,956+1,898,3240.220.34+0.12buy
MARSHALL WACE, LLP01,819,630+1,819,6300.000.08+0.08buy
VANGUARD GROUP INC137,347,438139,105,725+1,758,2870.080.09+0.01buy
STATE OF WISCONSIN INVESTMENT BOARD01,260,085+1,260,0850.000.13+0.13buy
Rathbones Group PLC01,207,500+1,207,5000.000.22+0.22buy
Bank Julius Baer & Co. Ltd, Zurich4,527,4515,704,194+1,176,7430.520.73+0.21buy
Diversified Trust Co7,925,9028,821,057+895,1552.862.90+0.04buy
ACADIAN ASSET MANAGEMENT LLC15,367,87916,181,297+813,4181.101.24+0.14buy
Nuveen, LLC10,695,67011,408,186+712,5160.120.14+0.02buy
Korea Investment CORP1,728,6182,421,191+692,5730.150.22+0.08buy
NATIXIS ADVISORS, LLC3,662,2334,332,234+670,0010.220.28+0.07buy
Pictet Asset Management Holding SA35,302,88235,932,192+629,3101.391.63+0.24buy
MOORE CAPITAL MANAGEMENT, LP1,653,2902,197,102+543,8121.342.09+0.74buy
AQR CAPITAL MANAGEMENT LLC207,876698,229+490,3530.010.02+0.01buy
Mediolanum International Funds Ltd70,206540,868+470,6620.030.25+0.22buy
D. E. Shaw & Co., Inc.818,8171,268,148+449,3310.030.04+0.02buy
LGT Group Foundation3,244,4633,672,402+427,9391.511.86+0.36buy
Invesco Ltd.1,780,1062,195,330+415,2240.010.01+0.00buy
M&G Plc4,111,4954,500,778+389,2830.911.08+0.17buy
Fiera Capital Corp315,288572,561+257,2730.040.08+0.04buy
CHILTON INVESTMENT CO INC.0246,392+246,3920.000.24+0.24buy
CANADA LIFE ASSURANCE Co2,978,3873,221,371+242,9840.170.26+0.09buy
BANQUE PICTET & CIE SA1,302,9881,519,854+216,8660.530.71+0.18buy
Legal & General Group Plc23,403,36723,611,119+207,7520.210.24+0.03buy
AMERICAN CENTURY COMPANIES INC1,585,8051,787,683+201,8780.030.04+0.01buy
Zurich Insurance Group Ltd/FI655,660850,286+194,6260.190.27+0.08buy
Laird Norton Wetherby Trust Company, LLC0173,284+173,2840.000.17+0.17buy
Jefferies Financial Group Inc.40,556209,349+168,7930.020.08+0.06buy
Compagnie Lombard Odier SCmA5,223,6675,382,437+158,7702.362.73+0.38buy
GAM Holding AG872,8191,020,351+147,5322.203.04+0.83buy
Generali Asset Management SPA SGR2,337,7522,480,242+142,4901.621.87+0.25buy
TWO SIGMA INVESTMENTS, LP0140,530+140,5300.000.01+0.01buy
Ninety One UK Ltd8,689,5358,829,586+140,0510.770.88+0.12buy
MACKENZIE FINANCIAL CORP789,683926,692+137,0090.040.05+0.01buy
Ninety One North America, Inc.0134,367+134,3670.000.25+0.25buy
Russell Investments Group, Ltd.8,282,9088,414,416+131,5080.380.43+0.04buy
ABN AMRO Bank N.V.1,766,3281,890,886+124,5580.710.83+0.12buy
AVIVA PLC3,428,2513,543,255+115,0040.250.28+0.02buy
Symmetry Investments LP0111,400+111,4000.000.96+0.96buy
NatWest Group plc33,219138,732+105,5130.341.50+1.16buy
RAYMOND JAMES FINANCIAL INC596,798691,384+94,5860.010.01+0.00buy
Callan Family Office, LLC50,849137,587+86,7380.070.14+0.07buy
Quantinno Capital Management LP389,099474,483+85,3840.040.04+0.00buy
Lighthouse Investment Partners, LLC146,341222,920+76,5790.220.34+0.13buy
Vestmark Advisory Solutions, Inc.99,503167,820+68,3170.080.10+0.03buy
Andra AP-fonden065,164+65,1640.000.03+0.03buy
Runnymede Capital Advisors, Inc.064,279+64,2790.001.71+1.71buy
Y-Intercept (Hong Kong) Ltd30,43892,028+61,5900.030.10+0.07buy
Crocodile Capital Partners GmbH1,010,0001,070,000+60,00033.7229.62-4.10buy
Man Group plc059,063+59,0630.000.01+0.01buy
RPg Family Wealth Advisory, LLC154,919212,110+57,1911.392.16+0.77buy
Capital World Investors37,343,50437,399,326+55,8220.210.24+0.03buy
Permanens Capital L.P.151,917207,412+55,4950.931.25+0.32buy
M&T BANK CORP137,409191,650+54,2410.020.03+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC430,808483,806+52,9980.000.00+0.00buy
Vontobel Holding Ltd.13,835,54513,885,012+49,4671.772.13+0.36buy
ELEVATION POINT WEALTH PARTNERS, LLC99,503148,853+49,3500.280.33+0.05buy
JANE STREET GROUP, LLC254,053301,637+47,5840.010.02+0.00buy
Abacus Wealth Partners, LLC044,536+44,5360.000.20+0.20buy
Quantbot Technologies LP043,829+43,8290.000.07+0.07buy
DJE Kapital AG162,371203,050+40,6790.130.26+0.13buy
Bleakley Financial Group, LLC24,29964,240+39,9410.020.05+0.03buy
SEI INVESTMENTS CO128,677165,657+36,9800.010.01+0.00buy
EDMOND DE ROTHSCHILD HOLDING S.A.509,746544,014+34,2680.320.36+0.04buy
Creative Planning323,367357,067+33,7000.010.01+0.00buy
ASSETMARK, INC44,95278,004+33,0520.000.01+0.00buy
VOYA INVESTMENT MANAGEMENT LLC386,143418,668+32,5250.020.02+0.00buy
Grantham, Mayo, Van Otterloo & Co. LLC6,74337,442+30,6990.000.00+0.00buy
Lansforsakringar Fondforvaltning AB (publ)1,336,1451,366,572+30,4270.280.32+0.03buy
Morningstar Investment Management LLC029,854+29,8540.000.08+0.08buy
LPL Financial LLC253,240283,013+29,7730.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC265,805295,193+29,3880.010.02+0.01buy
Groupe la Francaise58,10886,415+28,3070.030.06+0.03buy
PZENA INVESTMENT MANAGEMENT LLC29,746,47329,774,573+28,1003.133.29+0.17buy
Focus Partners Wealth23,85951,287+27,4280.000.00+0.00buy
XPONANCE, INC.025,011+25,0110.000.01+0.01buy
U S GLOBAL INVESTORS INC024,500+24,5000.000.12+0.12buy
ASR Vermogensbeheer N.V.839,193863,542+24,3490.420.47+0.05buy
OCCUDO QUANTITATIVE STRATEGIES LP59,31882,661+23,3430.300.26-0.04buy
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO019,656+19,6560.000.13+0.13buy
FRED ALGER MANAGEMENT, LLC019,535+19,5350.000.00+0.00buy
WELLS FARGO & COMPANY/MN657,432676,753+19,3210.010.01+0.00buy
Pathstone Holdings, LLC205,340223,849+18,5090.030.04+0.01buy
Walleye Trading LLC9,28427,512+18,2280.010.02+0.01buy
KESTRA PRIVATE WEALTH SERVICES, LLC4,95121,556+16,6050.000.01+0.01buy
Orion Porfolio Solutions, LLC104,819120,662+15,8430.030.04+0.01buy
Page 1 of 7