| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 1,194,108 | 1,065,128 | -128,980 | 1.98 | 1.24 | -0.73 | sell |
| Rosalind Advisors, Inc. | 975,462 | 918,668 | -56,794 | 1.67 | 1.08 | -0.58 | sell |
| DAFNA Capital Management LLC | 207,900 | 207,900 | 0 | 0.20 | 0.17 | -0.03 | hold |
| J. Goldman & Co LP | 199,310 | 199,310 | 0 | 0.02 | 0.03 | +0.00 | hold |
| SYMMETRY PEAK MANAGEMENT LLC | 63,950 | 143,096 | +79,146 | 2.56 | 3.52 | +0.96 | buy |
| Lumbard & Kellner, LLC | 38,200 | 38,200 | 0 | 0.06 | 0.05 | -0.01 | hold |
| XTX Topco Ltd | 0 | 21,773 | +21,773 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 6,234 | 9,734 | +3,500 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 7,346 | 7,346 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3,968 | 3,968 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 1 | 2 | +1 | 0.00 | 0.00 | +0.00 | buy |
| ADAR1 Capital Management, LLC | 103,950 | 0 | -103,950 | 0.06 | 0.00 | -0.06 | sell |