Stock Transactions — NUVEEN GLOBAL HIGH INCOME FD

Total Bought
80,000
22 transactions
Total Sold
1,029,298
21 transactions
Net
-949,298
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Cambridge Investment Research Advisors, Inc.24,93343,119+18,1860.000.00+0.00buy
McGowan Group Asset Management, Inc.3,878,7243,894,779+16,0557.607.18-0.42buy
Bank of New York Mellon Corp015,744+15,7440.000.00+0.00buy
Ausdal Financial Partners, Inc.15,80028,077+12,2770.020.04+0.02buy
UBS Group AG43,63747,986+4,3490.000.00-0.00buy
Future Financial Wealth Managment LLC03,500+3,5000.000.03+0.03buy
Avior Wealth Management, LLC02,388+2,3880.000.00+0.00buy
OSAIC HOLDINGS, INC.28,36030,166+1,8060.000.00+0.00buy
Summit X, LLC81,63483,020+1,3860.280.27-0.01buy
CoreCap Advisors, LLC0975+9750.000.00+0.00buy
GOULD ASSET MANAGEMENT LLC /CA/17,91618,861+9450.060.06+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.1,5872,495+9080.000.00+0.00buy
FNY Investment Advisers, LLC0500+5000.000.00+0.00buy
NWF Advisory Services Inc.24,52524,825+3000.060.05-0.01buy
Tower Research Capital LLC (TRC)0290+2900.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC13,60613,845+2390.000.00-0.00buy
Allworth Financial LP043+430.000.00+0.00buy
COMERICA BANK667696+290.000.00+0.00buy
ASSETMARK, INC028+280.000.00+0.00buy
Steward Partners Investment Advisory, LLC31,80031,827+270.010.00-0.00buy
ROYAL BANK OF CANADA13,72013,741+210.000.00+0.00buy
Spire Wealth Management1,2961,300+40.000.00-0.00buy
PRIVATE TRUST CO NA1,9501,95000.000.00-0.00hold
COHEN & STEERS, INC.459,239459,23900.010.01+0.00hold
Sound Income Strategies, LLC45145100.000.00-0.00hold
Global Retirement Partners, LLC666600.000.00-0.00hold
RVW Wealth, LLC31,90031,90000.040.04-0.00hold
Geneos Wealth Management Inc.1,6001,60000.000.00-0.00hold
Raleigh Capital Management Inc.85085000.000.00-0.00hold
Stephens Consulting, LLC29429400.000.00-0.00hold
Catalina Capital Group, LLC11,27211,27200.110.06-0.04hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.81081000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.2,0712,07100.000.00-0.00hold
IHT Wealth Management, LLC10,70110,600-1010.010.01-0.00sell
MeadowBrook Investment Advisors LLC2,5452,195-3500.030.03-0.00sell
Independent Wealth Network Inc.19,92519,138-7870.130.11-0.01sell
PRIVATE MANAGEMENT GROUP INC53,13952,317-8220.020.03+0.00sell
WNY Asset Management, LLC32,80030,467-2,3330.070.06-0.01sell
MONTAG A & ASSOCIATES INC4,7320-4,7320.000.00-0.00sell
THRIVENT FINANCIAL FOR LUTHERANS58,36149,661-8,7000.000.00-0.00sell
WELLS FARGO & COMPANY/MN217,543207,886-9,6570.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC11,0170-11,0170.000.00-0.00sell
JPMORGAN CHASE & CO11,2380-11,2380.000.00-0.00sell
Pathstone Holdings, LLC262,798250,262-12,5360.020.02-0.00sell
NewEdge Advisors, LLC62,29549,168-13,1270.010.01-0.00sell
LPL Financial LLC311,230292,958-18,2720.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.30,3830-30,3830.030.00-0.03sell
Advisor Resource Council38,1400-38,1400.050.00-0.05sell
BANK OF AMERICA CORP /DE/89,90350,562-39,3410.000.00-0.00sell
GUGGENHEIM CAPITAL LLC299,845245,198-54,6470.030.02-0.01sell
Invesco Ltd.350,766295,251-55,5150.000.00-0.00sell
Allspring Global Investments Holdings, LLC419,872306,800-113,0720.010.01-0.00sell
SIT INVESTMENT ASSOCIATES INC236,3500-236,3500.070.00-0.07sell
MORGAN STANLEY1,304,318936,140-368,1780.000.00-0.00sell
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