| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Penserra Capital Management LLC | 0 | 471,372 | +471,372 | 0.00 | 0.07 | +0.07 | buy |
| RAYMOND JAMES FINANCIAL INC | 165,688 | 305,824 | +140,136 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 148,993 | 178,009 | +29,016 | 0.03 | 0.04 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 0 | 26,874 | +26,874 | 0.00 | 0.00 | +0.00 | buy |
| McGowan Group Asset Management, Inc. | 3,749,705 | 3,772,646 | +22,941 | 5.87 | 5.87 | +0.01 | buy |
| Bank of New York Mellon Corp | 0 | 16,347 | +16,347 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 200 | 15,622 | +15,422 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 258,218 | 267,603 | +9,385 | 0.01 | 0.01 | +0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 8,128 | +8,128 | 0.00 | 0.00 | +0.00 | buy |
| Independent Wealth Network Inc. | 22,596 | 30,188 | +7,592 | 0.09 | 0.11 | +0.02 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,588 | 16,149 | +5,561 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,903,697 | 2,908,822 | +5,125 | 0.72 | 0.72 | +0.00 | buy |
| LPL Financial LLC | 398,267 | 402,492 | +4,225 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 13,941 | 17,809 | +3,868 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 24,759 | 28,104 | +3,345 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 2,583 | +2,583 | 0.00 | 0.00 | +0.00 | buy |
| GOULD ASSET MANAGEMENT LLC /CA/ | 22,141 | 24,621 | +2,480 | 0.05 | 0.05 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| WHITTIER TRUST CO OF NEVADA INC | 0 | 230 | +230 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 15,130 | 15,317 | +187 | 0.01 | 0.01 | +0.00 | buy |
| Tyche Wealth Partners LLC | 11,592 | 11,755 | +163 | 0.02 | 0.02 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 32,618 | 32,677 | +59 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 28,209 | 28,210 | +1 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 186,000 | 186,000 | 0 | 0.18 | 0.17 | -0.01 | hold |
| CSS LLC/IL | 28,832 | 28,832 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PRIVATE TRUST CO NA | 1,950 | 1,950 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 459,239 | 459,239 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ASSETMARK, INC | 182 | 182 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Johnson Financial Group, Inc. | 11,459 | 11,459 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allworth Financial LP | 43 | 43 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 451 | 451 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RVW Wealth, LLC | 39,379 | 39,379 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Apollon Wealth Management, LLC | 14,551 | 14,551 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 1,600 | 1,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 1,150 | 1,150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kingsview Wealth Management, LLC | 11,255 | 11,255 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2,375 | 2,375 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DHJJ Financial Advisors, Ltd. | 11 | 11 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clarion Wealth Managment Partners, LLC | 14,871 | 14,871 | 0 | 0.17 | 0.16 | -0.01 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 19,104 | 19,104 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Atlantic Union Bankshares Corp | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wilmington Savings Fund Society, FSB | 1,794 | 1,794 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 46 | 0 | -46 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 158,748 | 158,689 | -59 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 22,900 | 22,700 | -200 | 0.03 | 0.03 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 273 | 0 | -273 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 1,910 | 1,610 | -300 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 321 | 0 | -321 | 0.00 | 0.00 | -0.00 | sell |
| Pasadena Private Wealth, LLC | 11,000 | 10,500 | -500 | 0.02 | 0.02 | -0.00 | sell |
| Wealth Preservation Advisors, LLC | 900 | 0 | -900 | 0.01 | 0.00 | -0.01 | sell |
| CoreCap Advisors, LLC | 975 | 0 | -975 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 570,793 | 569,297 | -1,496 | 0.00 | 0.00 | -0.00 | sell |
| Outlook Wealth Advisors, LLC | 91,934 | 90,365 | -1,569 | 0.26 | 0.27 | +0.01 | sell |
| Kestra Advisory Services, LLC | 2,710 | 0 | -2,710 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 41,371 | 38,471 | -2,900 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 34,014 | 29,025 | -4,989 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 78,461 | 72,947 | -5,514 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 67,865 | 62,077 | -5,788 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 30,125 | 14,313 | -15,812 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 19,513 | 0 | -19,513 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 21,000 | 0 | -21,000 | 0.00 | 0.00 | -0.00 | sell |
| WNY Asset Management, LLC | 21,664 | 0 | -21,664 | 0.03 | 0.00 | -0.03 | sell |
| Shaker Financial Services, LLC | 231,461 | 208,561 | -22,900 | 0.93 | 0.90 | -0.03 | sell |
| BANK OF AMERICA CORP /DE/ | 35,431 | 0 | -35,431 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 121,485 | 73,957 | -47,528 | 0.38 | 0.25 | -0.13 | sell |
| Arax Advisory Partners | 49,552 | 621 | -48,931 | 0.02 | 0.00 | -0.02 | sell |
| MORGAN STANLEY | 759,247 | 703,113 | -56,134 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 90,216 | 0 | -90,216 | 0.19 | 0.00 | -0.19 | sell |
| READYSTATE ASSET MANAGEMENT LP | 94,522 | 0 | -94,522 | 0.05 | 0.00 | -0.05 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 132,015 | 14,305 | -117,710 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 713,999 | 489,792 | -224,207 | 3.03 | 1.75 | -1.28 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 247,060 | 0 | -247,060 | 0.36 | 0.00 | -0.36 | sell |