Stock TransactionsNUVEEN GLOBAL HIGH INCOME FD

Total Bought
756,647
26 transactions
Total Sold
1,506,718
24 transactions
Net
-750,071
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
FLAGSHIP HARBOR ADVISORS, LLC0267,714+267,7140.000.13+0.13buy
Advisors Asset Management, Inc.178,009325,401+147,3920.040.06+0.03buy
Virtu Financial LLC079,456+79,4560.000.03+0.03buy
GUGGENHEIM CAPITAL LLC26,87484,530+57,6560.000.01+0.00buy
RAYMOND JAMES FINANCIAL INC305,824354,511+48,6870.000.00+0.00buy
Arax Advisory Partners62145,607+44,9860.000.00+0.00buy
Penserra Capital Management LLC471,372490,078+18,7060.070.05-0.02buy
NOMURA HOLDINGS INC016,000+16,0000.000.00+0.00buy
&PARTNERS013,779+13,7790.000.00+0.00buy
JANE STREET GROUP, LLC013,137+13,1370.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC010,260+10,2600.000.00+0.00buy
Ameritas Advisory Services, LLC08,899+8,8990.000.00+0.00buy
Independent Wealth Network Inc.30,18836,321+6,1330.110.12+0.01buy
UBS Group AG72,94778,494+5,5470.000.00+0.00buy
AMERIPRISE FINANCIAL INC28,21033,616+5,4060.000.00+0.00buy
OSAIC HOLDINGS, INC.29,02533,362+4,3370.000.00-0.00buy
Kovack Advisors, Inc.15,31717,759+2,4420.010.01+0.00buy
Invesco Ltd.569,297570,811+1,5140.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV01,136+1,1360.000.00+0.00buy
HARBOUR INVESTMENTS, INC.15,62216,636+1,0140.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC16,14916,798+6490.000.00-0.00buy
ASSETMARK, INC182760+5780.000.00+0.00buy
Outlook Wealth Advisors, LLC90,36590,840+4750.270.25-0.02buy
Institute for Wealth Management, LLC.0400+4000.000.00+0.00buy
Tyche Wealth Partners LLC11,75512,008+2530.020.02-0.00buy
Steward Partners Investment Advisory, LLC32,67732,768+910.000.00+0.00buy
GOULD ASSET MANAGEMENT LLC /CA/24,62124,62100.050.05-0.00hold
WHITTIER TRUST CO OF NEVADA INC23023000.000.00-0.00hold
PRIVATE TRUST CO NA1,9501,95000.000.00-0.00hold
COHEN & STEERS, INC.459,239459,23900.010.01-0.00hold
Johnson Financial Group, Inc.11,45911,45900.010.00-0.00hold
Allworth Financial LP434300.000.00+0.00hold
Rockefeller Capital Management L.P.2,5832,58300.000.00-0.00hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
Global Retirement Partners, LLC666600.000.00-0.00hold
RVW Wealth, LLC39,37939,37900.040.03-0.00hold
Apollon Wealth Management, LLC14,55114,55100.000.00-0.00hold
Geneos Wealth Management Inc.1,6001,60000.000.00-0.00hold
Kingsview Wealth Management, LLC11,25511,25500.000.00-0.00hold
DHJJ Financial Advisors, Ltd.111100.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC25025000.000.00-0.00hold
NWF Advisory Services Inc.22,70022,70000.030.03-0.00hold
Clarion Wealth Managment Partners, LLC14,87114,87100.160.15-0.01hold
THRIVENT FINANCIAL FOR LUTHERANS19,10419,10400.000.00-0.00hold
Atlantic Union Bankshares Corp60060000.000.00-0.00hold
Wilmington Savings Fund Society, FSB1,7941,79400.000.00-0.00hold
Pasadena Private Wealth, LLC10,50010,400-1000.020.02-0.00sell
Sound Income Strategies, LLC4510-4510.000.00-0.00sell
ROYAL BANK OF CANADA17,80917,288-5210.000.00-0.00sell
CSS LLC/IL28,83227,832-1,0000.020.02-0.00sell
Golden State Wealth Management, LLC1,1500-1,1500.000.00-0.00sell
Bank of New York Mellon Corp16,34715,049-1,2980.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,375903-1,4720.000.00-0.00sell
MAI Capital Management1,6100-1,6100.000.00-0.00sell
FIFTH THIRD BANCORP8,1285,923-2,2050.000.00-0.00sell
NewEdge Advisors, LLC38,47132,886-5,5850.000.00-0.00sell
MORGAN STANLEY703,113692,892-10,2210.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.14,3050-14,3050.000.00-0.00sell
JPMORGAN CHASE & CO14,3130-14,3130.000.00-0.00sell
WELLS FARGO & COMPANY/MN158,689141,126-17,5630.000.00-0.00sell
McGowan Group Asset Management, Inc.3,772,6463,752,935-19,7115.875.81-0.07sell
Calamos Advisors LLC28,1040-28,1040.000.00-0.00sell
Logan Stone Capital, LLC73,95729,844-44,1130.250.08-0.17sell
WOLVERINE ASSET MANAGEMENT LLC62,0770-62,0770.010.00-0.01sell
Shaker Financial Services, LLC208,56159,775-148,7860.900.24-0.66sell
SIT INVESTMENT ASSOCIATES INC2,908,8222,729,458-179,3640.720.66-0.06sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD186,0000-186,0000.170.00-0.17sell
Yakira Capital Management, Inc.489,792243,532-246,2601.750.91-0.84sell
LPL Financial LLC402,492149,586-252,9060.000.00-0.00sell
Pathstone Holdings, LLC267,6030-267,6030.010.00-0.01sell
Page 1 of 1