Stock Transactions — HIGHLAND GLOBAL ALLOCATION F

Total Bought
256,554
19 transactions
Total Sold
420,878
17 transactions
Net
-164,324
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Matisse Capital289,000340,000+51,0001.211.25+0.04buy
Cetera Investment Advisers032,110+32,1100.000.00+0.00buy
Shaker Financial Services, LLC424,917455,967+31,0501.371.35-0.02buy
EAGLE ROCK INVESTMENT COMPANY, LLC030,000+30,0000.000.04+0.04buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP024,152+24,1520.000.00+0.00buy
Quantedge Capital Pte Ltd191,283214,667+23,3840.730.69-0.04buy
LPL Financial LLC359,346377,840+18,4940.000.00-0.00buy
HARTLINE INVESTMENT CORP/015,201+15,2010.000.02+0.02buy
Sovereign Financial Group, Inc.155,112164,770+9,6580.370.34-0.04buy
CoreCap Advisors, LLC05,592+5,5920.000.00+0.00buy
PRINCIPAL SECURITIES, INC.34,18738,125+3,9380.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC37,99741,935+3,9380.000.00-0.00buy
BOKF, NA79,71982,753+3,0340.010.01-0.00buy
Capital Investment Advisors, LLC55,15057,150+2,0000.010.01-0.00buy
WEDBUSH SECURITIES INC14,86815,908+1,0400.010.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC12,12012,780+6600.000.00-0.00buy
Private Advisor Group, LLC112,663113,250+5870.010.01-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors14,82915,201+3720.020.02-0.00buy
AQR Arbitrage LLC266,455266,799+3440.080.07-0.01buy
ROYAL BANK OF CANADA32,61032,61000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO34034000.000.00-0.00hold
NEXPOINT ASSET MANAGEMENT, L.P.86,24686,24600.100.10-0.00hold
CWM, LLC37737700.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.1,4101,41000.000.00-0.00hold
BESSEMER GROUP INC367353-140.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.68,50367,249-1,2540.000.00-0.00sell
Geneos Wealth Management Inc.2,5000-2,5000.000.00-0.00sell
HighTower Advisors, LLC15,83813,123-2,7150.000.00-0.00sell
Caldwell Trust Co3,0000-3,0000.000.00-0.00sell
WELLS FARGO & COMPANY/MN4,8890-4,8890.000.00-0.00sell
MORGAN STANLEY826,476820,873-5,6030.000.00-0.00sell
UBS Group AG76,28769,908-6,3790.000.00-0.00sell
Advisory Services Network, LLC6,4870-6,4870.000.00-0.00sell
Moors & Cabot, Inc.10,0000-10,0000.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC10,4220-10,4220.000.00-0.00sell
NWF Advisory Services Inc.226,881213,581-13,3000.360.27-0.08sell
OPPENHEIMER & CO INC45,90030,400-15,5000.010.00-0.00sell
OSAIC HOLDINGS, INC.327,055306,758-20,2970.000.01+0.00sell
TRUIST FINANCIAL CORP29,0760-29,0760.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.252,079195,343-56,7360.180.13-0.05sell
Advisor Resource Council250,35917,653-232,7060.230.06-0.17sell
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