Stock Transactions — HIGHLAND GLOBAL ALLOCATION F

Total Bought
355,029
16 transactions
Total Sold
135,732
17 transactions
Net
+219,297
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC37,305190,557+153,2520.110.53+0.43buy
Matisse Capital393,000443,000+50,0001.601.52-0.08buy
RAYMOND JAMES FINANCIAL INC2,309,6442,353,161+43,5170.010.01-0.00buy
NewEdge Advisors, LLC182,809211,407+28,5980.010.01+0.00buy
AQR CAPITAL MANAGEMENT LLC023,738+23,7380.000.00+0.00buy
OPPENHEIMER & CO INC51,43568,566+17,1310.010.01+0.00buy
Quantedge Capital Pte Ltd173,587188,987+15,4000.760.83+0.07buy
Virtu Financial LLC013,436+13,4360.000.00+0.00buy
WEDBUSH SECURITIES INC25,47529,195+3,7200.010.01+0.00buy
LPL Financial LLC866,872868,777+1,9050.000.00-0.00buy
Advisory Services Network, LLC01,797+1,7970.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC17,06218,262+1,2000.020.02-0.00buy
Capital Investment Advisors, LLC39,40640,071+6650.010.00-0.00buy
Pinnacle Wealth Planning Services, Inc.0520+5200.000.00+0.00buy
Cetera Investment Advisers24,66224,803+1410.000.00-0.00buy
CWM, LLC904913+90.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO46546500.000.00-0.00hold
BENJAMIN EDWARDS INC10,64510,64500.000.00-0.00hold
AE Wealth Management LLC11,41311,41300.000.00-0.00hold
Rockefeller Capital Management L.P.9,0129,01200.000.00-0.00hold
CoreCap Advisors, LLC5,3855,38500.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC32532500.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.45,00045,00000.000.00-0.00hold
NBC SECURITIES, INC.2,0672,06700.000.00-0.00hold
HB Wealth Management, LLC24,01123,738-2730.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC3010-3010.000.00-0.00sell
Allworth Financial LP3100-3100.000.00-0.00sell
Summit Financial, LLC37,10036,500-6000.000.00-0.00sell
SageView Advisory Group, LLC6590-6590.000.00-0.00sell
Jessup Wealth Management, Inc9490-9490.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,91712,824-1,0930.010.01-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors22,79721,364-1,4330.020.02-0.00sell
ROYAL BANK OF CANADA20,17718,693-1,4840.000.00-0.00sell
MORGAN STANLEY766,386764,290-2,0960.000.00-0.00sell
UBS Group AG81,22273,732-7,4900.000.00-0.00sell
Sovereign Financial Group, Inc.120,412111,639-8,7730.200.16-0.04sell
BankPlus Wealth Management LLC16,0000-16,0000.080.00-0.08sell
NWF Advisory Services Inc.281,581264,481-17,1000.280.24-0.04sell
Cambridge Investment Research Advisors, Inc.47,63027,288-20,3420.000.00-0.00sell
OSAIC HOLDINGS, INC.346,337325,051-21,2860.000.00-0.00sell
Total Wealth Planning & Management, Inc.35,5430-35,5430.260.00-0.26sell
Page 1 of 1