Stock Transactions — HIGHLAND GLOBAL ALLOCATION F

Total Bought
354,026
15 transactions
Total Sold
248,735
19 transactions
Net
+105,291
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC455,967614,264+158,2971.351.87+0.52buy
MORGAN STANLEY820,873873,033+52,1600.000.00+0.00buy
Atlas Wealth LLC048,754+48,7540.000.06+0.06buy
Matisse Capital340,000362,300+22,3001.251.35+0.10buy
Quantedge Capital Pte Ltd214,667235,367+20,7000.690.64-0.05buy
Arete Wealth Advisors, LLC014,609+14,6090.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC41,93551,432+9,4970.000.00+0.00buy
PRINCIPAL SECURITIES, INC.38,12546,238+8,1130.010.01+0.00buy
OPPENHEIMER & CO INC30,40036,600+6,2000.000.00+0.00buy
BOKF, NA82,75386,673+3,9200.010.01+0.00buy
HighTower Advisors, LLC13,12316,288+3,1650.000.00+0.00buy
Cetera Investment Advisers32,11034,565+2,4550.000.00+0.00buy
UBS Group AG69,90872,331+2,4230.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC01,326+1,3260.000.00+0.00buy
BESSEMER GROUP INC353460+1070.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO34034000.000.00-0.00hold
NEXPOINT ASSET MANAGEMENT, L.P.86,24686,24600.100.09-0.02hold
CWM, LLC37737700.000.00-0.00hold
COMMONWEALTH EQUITY SERVICES, LLC12,78012,720-600.000.00-0.00sell
CoreCap Advisors, LLC5,5925,385-2070.000.00+0.00sell
WEDBUSH SECURITIES INC15,90815,653-2550.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.67,24966,806-4430.000.00-0.00sell
Private Advisor Group, LLC113,250112,750-5000.010.01-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors15,20114,588-6130.020.02-0.00sell
ROYAL BANK OF CANADA32,61031,760-8500.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.1,4100-1,4100.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.195,343193,222-2,1210.130.12-0.01sell
Capital Investment Advisors, LLC57,15053,650-3,5000.010.01-0.00sell
EAGLE ROCK INVESTMENT COMPANY, LLC30,00025,000-5,0000.040.03-0.01sell
LPL Financial LLC377,840372,517-5,3230.000.00-0.00sell
HARTLINE INVESTMENT CORP/15,2010-15,2010.020.00-0.02sell
Advisor Resource Council17,6530-17,6530.060.00-0.06sell
Sovereign Financial Group, Inc.164,770140,638-24,1320.340.26-0.07sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP24,1520-24,1520.000.00-0.00sell
NWF Advisory Services Inc.213,581185,231-28,3500.270.22-0.05sell
OSAIC HOLDINGS, INC.306,758260,867-45,8910.010.00-0.00sell
AQR Arbitrage LLC266,799193,725-73,0740.070.04-0.03sell
Page 1 of 1