Stock TransactionsHIGHLAND GLOBAL ALLOCATION F

Total Bought
851,135
16 transactions
Total Sold
830,691
17 transactions
Net
+20,444
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Shaker Financial Services, LLC190,557520,207+329,6500.531.23+0.69buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.0201,096+201,0960.000.10+0.10buy
Matisse Capital443,000525,000+82,0001.521.58+0.06buy
JANE STREET GROUP, LLC063,973+63,9730.000.00+0.00buy
MORGAN STANLEY764,290826,174+61,8840.000.00-0.00buy
XTX Topco Ltd030,986+30,9860.000.00+0.00buy
Kapstone Financial Advisors LLC023,455+23,4550.000.07+0.07buy
OPPENHEIMER & CO INC68,56690,402+21,8360.010.01+0.00buy
Quantedge Capital Pte Ltd188,987201,587+12,6000.831.15+0.32buy
Integrated Wealth Concepts LLC012,530+12,5300.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC18,26223,189+4,9270.020.02+0.00buy
Virtu Financial LLC13,43617,159+3,7230.000.00-0.00buy
Sovereign Financial Group, Inc.111,639113,391+1,7520.160.13-0.03buy
BENJAMIN EDWARDS INC10,64511,145+5000.000.00-0.00buy
AE Wealth Management LLC11,41311,563+1500.000.00-0.00buy
Capital Investment Advisors, LLC40,07140,144+730.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.52052000.000.00-0.00hold
Rockefeller Capital Management L.P.9,0129,01200.000.00-0.00hold
Summit Financial, LLC36,50036,50000.000.00-0.00hold
CoreCap Advisors, LLC5,3855,38500.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC32532500.000.00-0.00hold
NBC SECURITIES, INC.2,0672,06700.000.00-0.00hold
Cetera Investment Advisers24,80324,469-3340.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4650-4650.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC12,82411,904-9200.010.01-0.00sell
AQR CAPITAL MANAGEMENT LLC23,73822,435-1,3030.000.00-0.00sell
HB Wealth Management, LLC23,73822,435-1,3030.000.00-0.00sell
WEDBUSH SECURITIES INC29,19527,482-1,7130.010.01-0.00sell
Advisory Services Network, LLC1,7970-1,7970.000.00-0.00sell
ROYAL BANK OF CANADA18,69314,387-4,3060.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.27,28821,316-5,9720.000.00-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors21,36414,107-7,2570.020.01-0.01sell
NewEdge Advisors, LLC211,407169,935-41,4720.010.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.45,0000-45,0000.000.00-0.00sell
UBS Group AG73,7320-73,7320.000.00-0.00sell
OSAIC HOLDINGS, INC.325,051229,469-95,5820.000.00-0.00sell
NWF Advisory Services Inc.264,481165,400-99,0810.240.12-0.12sell
RAYMOND JAMES FINANCIAL INC2,353,1612,225,125-128,0360.010.00-0.00sell
LPL Financial LLC868,777546,359-322,4180.000.00-0.00sell
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