Stock Transactions — HIGHLAND GLOBAL ALLOCATION F

Total Bought
436,262
19 transactions
Total Sold
536,889
10 transactions
Net
-100,627
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
NewEdge Advisors, LLC10,309182,745+172,4360.000.01+0.01buy
NWF Advisory Services Inc.234,981291,581+56,6000.240.29+0.05buy
OSAIC HOLDINGS, INC.309,856350,103+40,2470.000.00-0.00buy
Summit Financial, LLC037,975+37,9750.000.01+0.01buy
WEDBUSH SECURITIES INC027,526+27,5260.000.01+0.01buy
HB Wealth Management, LLC024,011+24,0110.000.00+0.00buy
Marex Group plc019,769+19,7690.000.00+0.00buy
BankPlus Wealth Management LLC016,000+16,0000.000.09+0.09buy
Quantedge Capital Pte Ltd149,487159,987+10,5001.190.80-0.40buy
BENJAMIN EDWARDS INC010,180+10,1800.000.00+0.00buy
Rockefeller Capital Management L.P.09,012+9,0120.000.00+0.00buy
Cetera Investment Advisers22,01026,580+4,5700.000.00-0.00buy
Advisory Services Network, LLC02,069+2,0690.000.00+0.00buy
LPL Financial LLC743,350744,646+1,2960.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC15,96217,062+1,1000.020.02+0.00buy
ROYAL BANK OF CANADA21,03722,080+1,0430.000.00+0.00buy
Sovereign Financial Group, Inc.116,923117,925+1,0020.210.20-0.01buy
Tortoise Investment Management, LLC0863+8630.000.00+0.00buy
Capital Investment Advisors, LLC42,28542,348+630.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO46546500.000.00-0.00hold
Matisse Capital393,000393,00001.621.61-0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC11,50011,50000.010.00-0.01hold
Newbridge Financial Services Group, Inc.5,1045,10400.010.01-0.00hold
CoreCap Advisors, LLC5,3855,38500.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.45,00045,00000.000.00-0.00hold
NBC SECURITIES, INC.2,0672,06700.000.00+0.00hold
COMERICA BANK14214200.000.00+0.00hold
OPPENHEIMER & CO INC50,07549,907-1680.010.01-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors21,72719,944-1,7830.030.02-0.00sell
Cambridge Investment Research Advisors, Inc.33,80229,512-4,2900.000.00-0.00sell
UBS Group AG81,42177,005-4,4160.000.00-0.00sell
JANE STREET GROUP, LLC12,7150-12,7150.000.00-0.00sell
MORGAN STANLEY836,236799,810-36,4260.000.00-0.00sell
Private Advisor Group, LLC116,82945,529-71,3000.010.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.93,15812,914-80,2440.060.01-0.06sell
NEXPOINT ASSET MANAGEMENT, L.P.86,2460-86,2460.070.00-0.07sell
RAYMOND JAMES FINANCIAL INC2,490,1342,250,833-239,3010.010.01-0.00sell
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