Stock Transactions — HIGHLAND GLOBAL ALLOCATION F

Total Bought
141,099
15 transactions
Total Sold
371,841
17 transactions
Net
-230,742
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Matisse Capital362,300393,000+30,7001.381.36-0.02buy
Arlington Capital Management, Inc.023,499+23,4990.000.11+0.11buy
LPL Financial LLC341,285359,377+18,0920.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC013,400+13,4000.000.02+0.02buy
XTX Topco Ltd012,571+12,5710.000.01+0.01buy
Marex Group plc012,201+12,2010.000.00+0.00buy
IFP Advisors, Inc011,506+11,5060.000.00+0.00buy
Shaker Financial Services, LLC657,548667,027+9,4791.951.74-0.21buy
Cambridge Investment Research Advisors, Inc.65,82669,505+3,6790.000.00-0.00buy
Arete Wealth Advisors, LLC24,12426,954+2,8300.020.01-0.00buy
OPPENHEIMER & CO INC41,10042,600+1,5000.000.00-0.00buy
West Branch Capital LLC01,041+1,0410.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors16,04716,446+3990.020.02-0.00buy
Synergy Asset Management, LLC0200+2000.000.00+0.00buy
NBC SECURITIES, INC.02+20.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO46546500.000.00-0.00hold
NEXPOINT ASSET MANAGEMENT, L.P.86,24686,24600.080.07-0.01hold
CWM, LLC37737700.000.00-0.00hold
Private Advisor Group, LLC114,250114,25000.010.00-0.00hold
CoreCap Advisors, LLC5,3855,38500.000.00-0.00hold
ROYAL BANK OF CANADA20,95820,037-9210.000.00-0.00sell
OSAIC HOLDINGS, INC.251,575250,637-9380.000.00-0.00sell
MORGAN STANLEY826,580824,993-1,5870.000.00-0.00sell
BESSEMER GROUP INC4,539479-4,0600.000.00-0.00sell
UBS Group AG73,00468,772-4,2320.000.00-0.00sell
HighTower Advisors, LLC18,31514,013-4,3020.000.00-0.00sell
Capital Investment Advisors, LLC54,49648,150-6,3460.010.01-0.00sell
Cetera Investment Advisers38,72432,070-6,6540.000.00-0.00sell
EAGLE ROCK INVESTMENT COMPANY, LLC10,0000-10,0000.010.00-0.01sell
Sovereign Financial Group, Inc.127,373114,510-12,8630.230.18-0.05sell
WEDBUSH SECURITIES INC12,9830-12,9830.000.00-0.00sell
TWO SIGMA SECURITIES, LLC13,4840-13,4840.010.00-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC17,3630-17,3630.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.158,102136,510-21,5920.130.10-0.03sell
Quantedge Capital Pte Ltd201,987174,487-27,5000.470.43-0.04sell
AQR Arbitrage LLC147,885104,800-43,0850.030.02-0.01sell
NWF Advisory Services Inc.183,9310-183,9310.210.00-0.21sell
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