Stock Transactions — HIGHLAND GLOBAL ALLOCATION F

Total Bought
279,313
20 transactions
Total Sold
143,273
15 transactions
Net
+136,040
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LPL Financial LLC744,646866,872+122,2260.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC2,250,8332,309,644+58,8110.010.01-0.00buy
Shaker Financial Services, LLC037,305+37,3050.000.11+0.11buy
Cambridge Investment Research Advisors, Inc.29,51247,630+18,1180.000.00+0.00buy
Quantedge Capital Pte Ltd159,987173,587+13,6000.800.76-0.04buy
AE Wealth Management LLC011,413+11,4130.000.00+0.00buy
UBS Group AG77,00581,222+4,2170.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors19,94422,797+2,8530.020.02+0.00buy
Sovereign Financial Group, Inc.117,925120,412+2,4870.200.20-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC11,50013,917+2,4170.000.01+0.01buy
OPPENHEIMER & CO INC49,90751,435+1,5280.010.01+0.00buy
Jessup Wealth Management, Inc0949+9490.000.00+0.00buy
CWM, LLC0904+9040.000.00+0.00buy
SageView Advisory Group, LLC0659+6590.000.00+0.00buy
BENJAMIN EDWARDS INC10,18010,645+4650.000.00+0.00buy
Motiv8 Investments LLC0361+3610.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0325+3250.000.00+0.00buy
Allworth Financial LP0310+3100.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC0301+3010.000.00+0.00buy
NewEdge Advisors, LLC182,745182,809+640.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO46546500.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC17,06217,06200.020.02-0.00hold
Matisse Capital393,000393,00001.611.60-0.00hold
Rockefeller Capital Management L.P.9,0129,01200.000.00-0.00hold
CoreCap Advisors, LLC5,3855,38500.000.00-0.00hold
HB Wealth Management, LLC24,01124,01100.000.00-0.00hold
BankPlus Wealth Management LLC16,00016,00000.090.08-0.01hold
PNC FINANCIAL SERVICES GROUP, INC.45,00045,00000.000.00-0.00hold
NBC SECURITIES, INC.2,0672,06700.000.00-0.00hold
COMERICA BANK14214200.000.00+0.00hold
Total Wealth Planning & Management, Inc.35,68935,543-1460.270.26-0.01sell
Tortoise Investment Management, LLC8630-8630.000.00-0.00sell
Summit Financial, LLC37,97537,100-8750.010.00-0.00sell
ROYAL BANK OF CANADA22,08020,177-1,9030.000.00-0.00sell
Cetera Investment Advisers26,58024,662-1,9180.000.00-0.00sell
WEDBUSH SECURITIES INC27,52625,475-2,0510.010.01-0.00sell
Advisory Services Network, LLC2,0690-2,0690.000.00-0.00sell
Capital Investment Advisors, LLC42,34839,406-2,9420.010.01-0.00sell
OSAIC HOLDINGS, INC.350,103346,337-3,7660.000.00+0.00sell
Newbridge Financial Services Group, Inc.5,1040-5,1040.010.00-0.01sell
NWF Advisory Services Inc.291,581281,581-10,0000.290.28-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.12,9140-12,9140.010.00-0.01sell
Marex Group plc19,7690-19,7690.000.00-0.00sell
MORGAN STANLEY799,810766,386-33,4240.000.00-0.00sell
Private Advisor Group, LLC45,5290-45,5290.000.00-0.00sell
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