| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 0 | 360,748 | +360,748 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 184,995 | 435,984 | +250,989 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 119,272 | +119,272 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 191,700 | 279,700 | +88,000 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 85,138 | +85,138 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 38,221 | 117,546 | +79,325 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 72,414 | +72,414 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 58,430 | +58,430 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 1,038,021 | 1,090,478 | +52,457 | 1.36 | 1.24 | -0.13 | buy |
| XTX Topco Ltd | 15,280 | 62,539 | +47,259 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 239,500 | 284,337 | +44,837 | 0.00 | 0.00 | +0.00 | buy |
| ALTFEST L J & CO INC | 0 | 28,098 | +28,098 | 0.00 | 0.01 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 991,196 | 1,015,786 | +24,590 | 0.49 | 0.57 | +0.09 | buy |
| PEAK6 LLC | 32,418 | 55,255 | +22,837 | 0.00 | 0.01 | +0.00 | buy |
| Invesco Ltd. | 0 | 19,547 | +19,547 | 0.00 | 0.00 | +0.00 | buy |
| Hunting Hill Global Capital, LLC | 282,019 | 300,942 | +18,923 | 1.15 | 0.50 | -0.65 | buy |
| PSI Advisors, LLC | 0 | 17,247 | +17,247 | 0.00 | 0.19 | +0.19 | buy |
| Proficio Capital Partners LLC | 76,987 | 93,887 | +16,900 | 0.02 | 0.02 | +0.00 | buy |
| Sandia Investment Management LP | 76,987 | 93,887 | +16,900 | 0.72 | 0.74 | +0.02 | buy |
| STATE STREET CORP | 155,000 | 169,000 | +14,000 | 0.00 | 0.00 | -0.00 | buy |
| Worth Venture Partners, LLC | 64,700 | 77,500 | +12,800 | 0.40 | 0.37 | -0.03 | buy |
| Virtu Financial LLC | 0 | 10,437 | +10,437 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 11,028 | 20,867 | +9,839 | 0.00 | 0.00 | -0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 686,994 | 695,994 | +9,000 | 0.34 | 0.33 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 459,913 | 464,562 | +4,649 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 4,271 | +4,271 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 1,570 | 5,394 | +3,824 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 591,513 | 595,300 | +3,787 | 0.00 | 0.00 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 19,878 | 22,658 | +2,780 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 197,172 | 199,899 | +2,727 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 21 | 1,858 | +1,837 | 0.00 | 0.00 | +0.00 | buy |
| INGALLS & SNYDER LLC | 21,000 | 21,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LITTLEJOHN & CO LLC | 931,122 | 931,122 | 0 | 1.57 | 1.36 | -0.20 | hold |
| WHITTIER TRUST CO | 12 | 12 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TOWERVIEW LLC | 680,000 | 680,000 | 0 | 1.58 | 1.49 | -0.09 | hold |
| WHITTIER TRUST CO OF NEVADA INC | 12 | 12 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREDIT INDUSTRIEL ET COMMERCIAL | 561,648 | 561,648 | 0 | 0.33 | 0.27 | -0.05 | hold |
| CIBC Private Wealth Group LLC | 50 | 50 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AdvisorNet Financial, Inc | 146 | 146 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 27 | 27 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEXPOINT ASSET MANAGEMENT, L.P. | 417,500 | 417,500 | 0 | 0.13 | 0.12 | -0.01 | hold |
| JBF Capital, Inc. | 60,000 | 60,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| BANQUE PICTET & CIE SA | 132,684 | 132,684 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 312,111 | 312,111 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Allworth Financial LP | 410 | 410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Camelot Portfolios, LLC | 19,222 | 19,222 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LMR Partners LLP | 366,622 | 366,622 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Alpine Global Management, LLC | 225,000 | 225,000 | 0 | 0.19 | 0.16 | -0.04 | hold |
| FNY Investment Advisers, LLC | 3,000 | 3,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| FourWorld Capital Management LLC | 1,113,243 | 1,113,243 | 0 | 2.47 | 2.46 | -0.00 | hold |
| Avion Wealth | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1620 INVESTMENT ADVISORS, INC. | 3,382 | 3,382 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Aquamarine Zurich AG | 500,000 | 500,000 | 0 | 0.55 | 0.50 | -0.05 | hold |
| Groupe la Francaise | 619,871 | 619,871 | 0 | 0.04 | 0.03 | -0.01 | hold |
| SEI INVESTMENTS CO | 48,148 | 48,148 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 31,937 | 31,937 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dunhill Financial, LLC | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| SUMMIT SECURITIES GROUP LLC | 100 | 0 | -100 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 118 | 0 | -118 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 69,606 | 69,270 | -336 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 1,187 | 287 | -900 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 99,695 | 98,256 | -1,439 | 0.00 | 0.00 | -0.00 | sell |
| SHERBROOKE PARK ADVISERS LLC | 13,108 | 10,300 | -2,808 | 0.02 | 0.01 | -0.01 | sell |
| GABELLI FUNDS LLC | 784,328 | 781,328 | -3,000 | 0.02 | 0.02 | -0.00 | sell |
| COLDSTREAM CAPITAL MANAGEMENT INC | 3,293 | 0 | -3,293 | 0.00 | 0.00 | -0.00 | sell |
| HARBOR CAPITAL ADVISORS, INC. | 317,149 | 308,525 | -8,624 | 0.05 | 0.04 | -0.01 | sell |
| Caption Management, LLC | 11,076 | 0 | -11,076 | 0.00 | 0.00 | -0.00 | sell |
| GAMCO INVESTORS, INC. ET AL | 198,700 | 187,000 | -11,700 | 0.01 | 0.01 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 467,042 | 455,300 | -11,742 | 0.00 | 0.00 | -0.00 | sell |
| Graham Capital Management, L.P. | 39,085 | 17,850 | -21,235 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 22,073 | 0 | -22,073 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 115,949 | 92,952 | -22,997 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 220,205 | 195,985 | -24,220 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 35,202 | 10,732 | -24,470 | 0.00 | 0.00 | -0.00 | sell |
| Atom Investors LP | 32,321 | 0 | -32,321 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 122,974 | 90,163 | -32,811 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 113,800 | 80,100 | -33,700 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 3,334,286 | 3,296,951 | -37,335 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 58,023 | 20,599 | -37,424 | 0.00 | 0.00 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 39,200 | 0 | -39,200 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 48,363 | 0 | -48,363 | 0.00 | 0.00 | -0.00 | sell |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 4,698,730 | 4,599,220 | -99,510 | 0.05 | 0.05 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 303,328 | 105,352 | -197,976 | 0.00 | 0.00 | -0.00 | sell |
| Tabor Asset Management, LP | 1,038,021 | 0 | -1,038,021 | 0.91 | 0.00 | -0.91 | sell |
| FIL Ltd | 1,879,521 | 0 | -1,879,521 | 0.01 | 0.00 | -0.01 | sell |