Stock Transactions — SERITAGE GROWTH PPTYS

Total Bought
3,115,291
35 transactions
Total Sold
3,516,596
39 transactions
Net
-401,305
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
K2 PRINCIPAL FUND, L.P.01,000,000+1,000,0000.000.60+0.60buy
FIL Ltd1,537,1921,903,300+366,1080.010.01+0.00buy
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC4,556,8204,856,420+299,6000.070.07-0.00buy
GOLDMAN SACHS GROUP INC0261,617+261,6170.000.00+0.00buy
MARSHALL WACE, LLP0206,200+206,2000.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP60,224205,872+145,6480.000.00+0.00buy
AMERIPRISE FINANCIAL INC160,400258,200+97,8000.000.00+0.00buy
Yakira Capital Management, Inc.917,8631,008,499+90,6361.651.65-0.01buy
TWO SIGMA ADVISERS, LP44,500121,700+77,2000.000.00+0.00buy
Worth Venture Partners, LLC064,700+64,7000.002.63+2.63buy
Hunting Hill Global Capital, LLC181,589243,026+61,4371.190.45-0.74buy
Proficio Capital Partners LLC054,187+54,1870.000.02+0.02buy
Sandia Investment Management LP054,187+54,1870.000.42+0.42buy
MILLENNIUM MANAGEMENT LLC157,962210,148+52,1860.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/60,99599,695+38,7000.000.00+0.00buy
Cubist Systematic Strategies, LLC035,125+35,1250.000.00+0.00buy
D. E. Shaw & Co., Inc.358,006387,544+29,5380.000.00-0.00buy
IMC-Chicago, LLC62,87989,787+26,9080.010.01+0.00buy
Alpine Global Management, LLC176,836200,000+23,1640.200.24+0.04buy
GAMCO INVESTORS, INC. ET AL226,843246,643+19,8000.010.01-0.00buy
GEODE CAPITAL MANAGEMENT, LLC438,940457,468+18,5280.000.00-0.00buy
Atom Investors LP13,25431,096+17,8420.010.02+0.01buy
XTX Topco Ltd014,540+14,5400.000.01+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC215,559227,765+12,2060.000.00-0.00buy
FIFTH LANE CAPITAL, LP79,57291,428+11,8560.931.11+0.17buy
RENAISSANCE TECHNOLOGIES LLC011,800+11,8000.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.231,273240,597+9,3240.050.04-0.00buy
AMERICAN CENTURY COMPANIES INC61,02267,025+6,0030.000.00-0.00buy
NORTHERN TRUST CORP90,80496,284+5,4800.000.00-0.00buy
FMR LLC9592,521+1,5620.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS2871,187+9000.000.00+0.00buy
EverSource Wealth Advisors, LLC22226+2040.000.00+0.00buy
1620 INVESTMENT ADVISORS, INC.3,2243,382+1580.010.01-0.00buy
AdvisorNet Financial, Inc0146+1460.000.00+0.00buy
CITIGROUP INC01+10.000.00+0.00buy
LITTLEJOHN & CO LLC931,122931,12202.201.95-0.25hold
TOWERVIEW LLC680,000680,00002.042.01-0.03hold
WHITTIER TRUST CO OF NEVADA INC121200.000.00-0.00hold
CIBC Private Wealth Group LLC505000.000.00-0.00hold
SIGNATUREFD, LLC272700.000.00-0.00hold
NEXPOINT ASSET MANAGEMENT, L.P.417,500417,50000.230.20-0.03hold
JBF Capital, Inc.60,00060,00000.040.04+0.00hold
BANQUE PICTET & CIE SA132,684132,68400.010.01-0.00hold
Allworth Financial LP41041000.000.00-0.00hold
LMR Partners LLP366,622366,62200.040.03-0.01hold
LGL PARTNERS, LLC12,50012,50000.010.01-0.00hold
FNY Investment Advisers, LLC3,0003,00000.010.01-0.00hold
FourWorld Capital Management LLC1,113,2431,113,24304.582.39-2.19hold
Avion Wealth1,0001,00000.000.00-0.00hold
Dunhill Financial, LLC3300.000.00-0.00hold
Aquamarine Zurich AG500,000500,00000.810.72-0.10hold
TD Waterhouse Canada Inc.19,16519,16500.000.00-0.00hold
SEI INVESTMENTS CO48,14848,14800.000.00-0.00hold
Arax Advisory Partners70-70.000.00-0.00sell
WHITTIER TRUST CO2612-140.000.00-0.00sell
EARNED WEALTH ADVISORS, LLC730-730.000.00-0.00sell
CWM, LLC1830-1830.000.00-0.00sell
BlackRock, Inc.624,902624,083-8190.000.00-0.00sell
GABELLI FUNDS LLC786,828785,828-1,0000.030.02-0.00sell
NATIONAL BANK OF CANADA /FI/1,0200-1,0200.000.00-0.00sell
Tower Research Capital LLC (TRC)2,6770-2,6770.000.00-0.00sell
DIMENSIONAL FUND ADVISORS LP41,03437,738-3,2960.000.00-0.00sell
Caption Management, LLC55,00049,900-5,1000.030.01-0.02sell
nVerses Capital, LLC6,5000-6,5000.010.00-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,0000-7,0000.000.00-0.00sell
Schonfeld Strategic Advisors LLC77,10070,100-7,0000.000.00-0.00sell
CITADEL ADVISORS LLC591,513582,871-8,6420.000.00-0.00sell
Wallace Capital Management Inc.60,25750,072-10,1850.040.03-0.01sell
State of Wyoming10,6560-10,6560.010.00-0.01sell
Quantbot Technologies LP11,2890-11,2890.000.00-0.00sell
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC13,5000-13,5000.000.00-0.00sell
Graham Capital Management, L.P.61,32346,045-15,2780.010.01-0.00sell
Squarepoint Ops LLC38,46722,074-16,3930.000.00-0.00sell
Marex Group plc17,7000-17,7000.000.00-0.00sell
SHERBROOKE PARK ADVISERS LLC35,92513,743-22,1820.040.02-0.02sell
NOMURA HOLDINGS INC24,2380-24,2380.000.00-0.00sell
EntryPoint Capital, LLC29,4650-29,4650.080.00-0.08sell
HRT FINANCIAL LP51,25214,460-36,7920.000.00-0.00sell
STATE STREET CORP196,217155,000-41,2170.000.00-0.00sell
Anson Funds Management LP474,011426,388-47,6230.300.22-0.08sell
Qube Research & Technologies Ltd162,351114,537-47,8140.000.00-0.00sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO51,3950-51,3950.000.00-0.00sell
JANE STREET GROUP, LLC58,0490-58,0490.000.00-0.00sell
Centiva Capital, LP62,6810-62,6810.010.00-0.01sell
TUDOR INVESTMENT CORP ET AL196,107120,263-75,8440.010.01-0.00sell
VANGUARD GROUP INC3,449,6663,370,617-79,0490.000.00-0.00sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP111,2190-111,2190.000.00-0.00sell
GROUP ONE TRADING LLC418,132287,219-130,9130.080.04-0.04sell
GABELLI & Co INVESTMENT ADVISERS, INC.733,890454,612-279,2780.580.32-0.26sell
BOOTHBAY FUND MANAGEMENT, LLC912,108312,111-599,9970.130.04-0.09sell
BALYASNY ASSET MANAGEMENT L.P.680,5080-680,5080.010.00-0.01sell
BANK OF MONTREAL /CAN/1,000,0000-1,000,0000.000.00-0.00sell
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