| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Lagoda Investment Management, L.P. | 0 | 441,015 | +441,015 | 0.00 | 1.76 | +1.76 | buy |
| PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE | 0 | 276,001 | +276,001 | 0.00 | 2.43 | +2.43 | buy |
| MMCAP International Inc. SPC | 531,362 | 745,152 | +213,790 | 0.42 | 0.42 | -0.00 | buy |
| Dauntless Investment Group, LLC | 75,577 | 240,739 | +165,162 | 2.19 | 4.38 | +2.20 | buy |
| FIL Ltd | 2,200,000 | 2,340,000 | +140,000 | 0.01 | 0.01 | -0.00 | buy |
| Timelo Investment Management Inc. | 979,967 | 1,114,967 | +135,000 | 8.18 | 9.89 | +1.71 | buy |
| ROYCE & ASSOCIATES LP | 990,348 | 1,116,348 | +126,000 | 0.08 | 0.07 | -0.01 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 450,000 | 575,000 | +125,000 | 0.45 | 0.57 | +0.12 | buy |
| CM Management, LLC | 80,000 | 175,000 | +95,000 | 0.53 | 0.95 | +0.42 | buy |
| UBS Group AG | 0 | 81,108 | +81,108 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 77,493 | 143,041 | +65,548 | 0.00 | 0.00 | -0.00 | buy |
| Ring Mountain Capital, LLC | 454,080 | 511,105 | +57,025 | 1.91 | 1.81 | -0.10 | buy |
| Annis Gardner Whiting Capital Advisors, LLC | 0 | 40,000 | +40,000 | 0.00 | 0.04 | +0.04 | buy |
| FORMULA GROWTH LTD | 202,918 | 241,138 | +38,220 | 0.62 | 0.71 | +0.09 | buy |
| SIMPLEX TRADING, LLC | 597 | 36,718 | +36,121 | 0.00 | 0.01 | +0.01 | buy |
| HB Wealth Management, LLC | 0 | 30,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 29,280 | +29,280 | 0.00 | 0.01 | +0.01 | buy |
| NATIONAL BANK OF CANADA /FI/ | 189,510 | 217,175 | +27,665 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 473,218 | 493,060 | +19,842 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 135,285 | 150,157 | +14,872 | 0.00 | 0.00 | -0.00 | buy |
| Penbrook Management LLC | 0 | 12,300 | +12,300 | 0.00 | 0.06 | +0.06 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 10,398 | +10,398 | 0.00 | 0.00 | +0.00 | buy |
| First Eagle Investment Management, LLC | 312,707 | 322,707 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 14,049 | 21,346 | +7,297 | 0.00 | 0.00 | +0.00 | buy |
| GAGNON SECURITIES LLC | 1,944,061 | 1,944,324 | +263 | 3.12 | 2.91 | -0.21 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 96 | +96 | 0.00 | 0.00 | +0.00 | buy |
| North Star Investment Management Corp. | 0 | 58 | +58 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 16,722 | 16,722 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 48 | 48 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gagnon Advisors, LLC | 962,186 | 962,186 | 0 | 4.81 | 4.59 | -0.22 | hold |
| MCF Advisors LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 1,200 | 1,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 30 | 30 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 9,400 | 9,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 6,654 | 6,654 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bleichroeder LP | 254,753 | 254,753 | 0 | 0.35 | 0.29 | -0.07 | hold |
| Velan Capital Investment Management LP | 285,710 | 285,710 | 0 | 1.31 | 1.16 | -0.15 | hold |
| SOA Wealth Advisors, LLC. | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Northwest & Ethical Investments L.P. | 38,200 | 38,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERKINS CAPITAL MANAGEMENT INC | 114,280 | 114,280 | 0 | 0.71 | 0.69 | -0.02 | hold |
| TRUIST FINANCIAL CORP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 11,742 | 11,742 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| MTM Investment Management, LLC | 16,875 | 16,275 | -600 | 0.04 | 0.03 | -0.01 | sell |
| THOMPSON DAVIS & CO., INC. | 216,735 | 215,785 | -950 | 1.02 | 0.93 | -0.09 | sell |
| LETKO, BROSSEAU & ASSOCIATES INC | 970,675 | 953,175 | -17,500 | 0.12 | 0.10 | -0.03 | sell |
| Warberg Asset Management LLC | 21,000 | 0 | -21,000 | 0.05 | 0.00 | -0.05 | sell |
| DAFNA Capital Management LLC | 285,710 | 263,005 | -22,705 | 0.52 | 0.39 | -0.13 | sell |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 26,420 | 0 | -26,420 | 0.03 | 0.00 | -0.03 | sell |
| MILLENNIUM MANAGEMENT LLC | 26,824 | 0 | -26,824 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,853 | 0 | -28,853 | 0.00 | 0.00 | -0.00 | sell |
| Evernest Financial Advisors, LLC | 31,500 | 0 | -31,500 | 0.04 | 0.00 | -0.04 | sell |
| Quadrature Capital Ltd | 32,574 | 0 | -32,574 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 49,463 | 0 | -49,463 | 0.00 | 0.00 | -0.00 | sell |
| HOHIMER WEALTH MANAGEMENT, LLC | 50,000 | 0 | -50,000 | 0.05 | 0.00 | -0.05 | sell |
| Connective Capital Management, LLC | 100,000 | 0 | -100,000 | 0.46 | 0.00 | -0.46 | sell |
| Zweig-DiMenna Associates LLC | 130,000 | 0 | -130,000 | 0.07 | 0.00 | -0.07 | sell |
| Rosalind Advisors, Inc. | 1,068,955 | 828,118 | -240,837 | 3.07 | 2.20 | -0.87 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 309,604 | 0 | -309,604 | 0.37 | 0.00 | -0.37 | sell |
| Alyeska Investment Group, L.P. | 678,570 | 0 | -678,570 | 0.02 | 0.00 | -0.02 | sell |