| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 0 | 678,570 | +678,570 | 0.00 | 0.02 | +0.02 | buy |
| Rosalind Advisors, Inc. | 692,185 | 1,068,955 | +376,770 | 1.20 | 3.07 | +1.87 | buy |
| Timelo Investment Management Inc. | 603,539 | 979,967 | +376,428 | 4.90 | 8.18 | +3.29 | buy |
| FIL Ltd | 1,885,000 | 2,200,000 | +315,000 | 0.01 | 0.01 | +0.01 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 0 | 309,604 | +309,604 | 0.00 | 0.37 | +0.37 | buy |
| DAFNA Capital Management LLC | 0 | 285,710 | +285,710 | 0.00 | 0.52 | +0.52 | buy |
| Velan Capital Investment Management LP | 0 | 285,710 | +285,710 | 0.00 | 1.31 | +1.31 | buy |
| GAGNON SECURITIES LLC | 1,733,040 | 1,944,061 | +211,021 | 1.70 | 3.12 | +1.42 | buy |
| ROYCE & ASSOCIATES LP | 859,906 | 990,348 | +130,442 | 0.04 | 0.08 | +0.04 | buy |
| Zweig-DiMenna Associates LLC | 0 | 130,000 | +130,000 | 0.00 | 0.07 | +0.07 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 330,000 | 450,000 | +120,000 | 0.25 | 0.45 | +0.20 | buy |
| PERKINS CAPITAL MANAGEMENT INC | 0 | 114,280 | +114,280 | 0.00 | 0.71 | +0.71 | buy |
| Connective Capital Management, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.46 | +0.46 | buy |
| CM Management, LLC | 0 | 80,000 | +80,000 | 0.00 | 0.53 | +0.53 | buy |
| Dauntless Investment Group, LLC | 0 | 75,577 | +75,577 | 0.00 | 2.19 | +2.19 | buy |
| Bleichroeder LP | 183,333 | 254,753 | +71,420 | 0.17 | 0.35 | +0.18 | buy |
| Gagnon Advisors, LLC | 896,671 | 962,186 | +65,515 | 2.71 | 4.81 | +2.10 | buy |
| Ring Mountain Capital, LLC | 394,864 | 454,080 | +59,216 | 1.07 | 1.91 | +0.84 | buy |
| HOHIMER WEALTH MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.05 | +0.05 | buy |
| SEI INVESTMENTS CO | 0 | 49,463 | +49,463 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 32,574 | +32,574 | 0.00 | 0.00 | +0.00 | buy |
| Evernest Financial Advisors, LLC | 0 | 31,500 | +31,500 | 0.00 | 0.04 | +0.04 | buy |
| MMCAP International Inc. SPC | 500,859 | 531,362 | +30,503 | 0.28 | 0.42 | +0.13 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 28,853 | +28,853 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 26,824 | +26,824 | 0.00 | 0.00 | +0.00 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 0 | 26,420 | +26,420 | 0.00 | 0.03 | +0.03 | buy |
| First Eagle Investment Management, LLC | 291,391 | 312,707 | +21,316 | 0.00 | 0.00 | +0.00 | buy |
| Warberg Asset Management LLC | 0 | 21,000 | +21,000 | 0.00 | 0.05 | +0.05 | buy |
| Focus Partners Wealth | 0 | 16,722 | +16,722 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 172,883 | 189,510 | +16,627 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON DAVIS & CO., INC. | 208,720 | 216,735 | +8,015 | 0.63 | 1.02 | +0.39 | buy |
| TD Waterhouse Canada Inc. | 75,293 | 77,493 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| MCF Advisors LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 11,736 | 11,742 | +6 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| FORMULA GROWTH LTD | 202,918 | 202,918 | 0 | 0.35 | 0.62 | +0.26 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 14,049 | 14,049 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 48 | 48 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 1,200 | 1,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallel Advisors, LLC | 30 | 30 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PenderFund Capital Management Ltd. | 9,400 | 9,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 6,654 | 6,654 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Northwest & Ethical Investments L.P. | 38,200 | 38,200 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TRUIST FINANCIAL CORP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 150 | 0 | -150 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 365 | 0 | -365 | 0.00 | 0.00 | -0.00 | sell |
| MTM Investment Management, LLC | 17,975 | 16,875 | -1,100 | 0.03 | 0.04 | +0.01 | sell |
| SOA Wealth Advisors, LLC. | 4,000 | 2,000 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 4,419 | 597 | -3,822 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 485,920 | 473,218 | -12,702 | 0.00 | 0.00 | +0.00 | sell |
| LETKO, BROSSEAU & ASSOCIATES INC | 986,250 | 970,675 | -15,575 | 0.08 | 0.12 | +0.04 | sell |
| RAYMOND JAMES FINANCIAL INC | 151,511 | 135,285 | -16,226 | 0.00 | 0.00 | +0.00 | sell |
| Kovitz Investment Group Partners, LLC | 16,722 | 0 | -16,722 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 200,160 | 0 | -200,160 | 0.00 | 0.00 | -0.00 | sell |