Stock Transactions — CRESCENT CAP BDC INC

Total Bought
600,275
32 transactions
Total Sold
697,289
33 transactions
Net
-97,014
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FRANKLIN RESOURCES INC0157,464+157,4640.000.00+0.00buy
Rockefeller Capital Management L.P.0118,642+118,6420.000.01+0.01buy
AMERIPRISE FINANCIAL INC21,34754,895+33,5480.000.00+0.00buy
ARES MANAGEMENT LLC470,319501,573+31,2540.200.20+0.00buy
EVOKE WEALTH, LLC027,754+27,7540.000.01+0.01buy
Global Assets Advisory, LLC024,052+24,0520.000.06+0.06buy
Sumitomo Mitsui Trust Group, Inc.48,48570,766+22,2810.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT204,084224,320+20,2360.380.38-0.00buy
STIFEL FINANCIAL CORP019,388+19,3880.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.017,530+17,5300.000.02+0.02buy
Mariner, LLC696,041713,505+17,4640.030.03-0.00buy
HRT FINANCIAL LP013,216+13,2160.000.00+0.00buy
VIRTUS ADVISERS, LLC28,90941,703+12,7940.320.38+0.06buy
Alpine Global Management, LLC012,556+12,5560.000.04+0.04buy
ExodusPoint Capital Management, LP012,035+12,0350.000.00+0.00buy
Trexquant Investment LP011,541+11,5410.000.00+0.00buy
VAN ECK ASSOCIATES CORP011,233+11,2330.000.00+0.00buy
Qube Research & Technologies Ltd14,95524,595+9,6400.000.00+0.00buy
nVerses Capital, LLC05,900+5,9000.000.24+0.24buy
OSAIC HOLDINGS, INC.5,03010,803+5,7730.000.00+0.00buy
WELLS FARGO & COMPANY/MN15,80818,984+3,1760.000.00+0.00buy
Nordwand Advisors, LLC02,940+2,9400.000.02+0.02buy
Aspen Grove Capital, LLC242,844245,659+2,8151.291.20-0.09buy
ENVESTNET ASSET MANAGEMENT INC16,59818,735+2,1370.000.00+0.00buy
UBS Group AG86,10187,849+1,7480.000.00-0.00buy
Neuberger Berman Group LLC25,90926,929+1,0200.000.00-0.00buy
LPL Financial LLC20,95021,824+8740.000.00-0.00buy
IEQ CAPITAL, LLC20,32820,940+6120.010.01-0.00buy
FMR LLC0290+2900.000.00+0.00buy
Apollon Wealth Management, LLC21,93022,129+1990.010.01-0.00buy
HOLLENCREST CAPITAL MANAGEMENT3,0673,160+930.010.00-0.00buy
COBBLESTONE CAPITAL ADVISORS LLC /NY/61,56261,632+700.070.07-0.00buy
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/67,75967,75900.010.01-0.00hold
LSV ASSET MANAGEMENT7,3007,30000.000.00-0.00hold
SUN LIFE FINANCIAL INC1,706,0821,706,08201.791.85+0.06hold
EAGLE GLOBAL ADVISORS LLC15,02015,02000.020.01-0.00hold
GEODE CAPITAL MANAGEMENT, LLC12,88312,88300.000.00-0.00hold
Fidelity National Financial, Inc.4,205,3074,205,30701.311.44+0.13hold
Skandinaviska Enskilda Banken AB (publ)109,288109,28800.010.01-0.00hold
Muzinich & Co., Inc.48,48548,48500.730.730.00hold
Anchor Investment Management, LLC19,69619,69600.040.04-0.00hold
Lido Advisors, LLC13,97513,97500.000.00-0.00hold
Texas County & District Retirement System5,001,7525,001,7520100.00100.000.00hold
Sound Income Strategies, LLC17617600.000.00-0.00hold
MMBG INVESTMENT ADVISORS CO.35,20035,20000.030.03+0.00hold
PSI Advisors, LLC45045000.000.00-0.00hold
AXXCESS WEALTH MANAGEMENT, LLC10,10310,10300.010.00-0.00hold
Silverberg Bernstein Capital Management LLC14,26014,26000.240.24+0.00hold
HUNTINGTON NATIONAL BANK2,6002,60000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
COOPERMAN LEON G400,377400,37700.330.29-0.04hold
COMERICA BANK16,59816,59800.000.00-0.00hold
CONFLUENCE INVESTMENT MANAGEMENT LLC69,53569,515-200.020.02-0.00sell
IFP Advisors, Inc4000-4000.000.00-0.00sell
MISSION WEALTH MANAGEMENT, LP11,53610,961-5750.010.01-0.00sell
EntryPoint Capital, LLC2,1881,512-6760.040.02-0.01sell
Pettinga Financial Advisors LLC17,20616,439-7670.080.07-0.01sell
Tradition Wealth Management, LLC1,4300-1,4300.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP181,176179,359-1,8170.010.01-0.00sell
HighTower Advisors, LLC156,496154,355-2,1410.000.00-0.00sell
Quantbot Technologies LP3,7371,200-2,5370.000.00-0.00sell
Cape Investment Advisory, Inc.3,6310-3,6310.030.00-0.03sell
TWO SIGMA ADVISERS, LP155,676150,976-4,7000.010.01-0.00sell
Aquatic Capital Management LLC5,8000-5,8000.000.00-0.00sell
JPMORGAN CHASE & CO17,25310,921-6,3320.000.00-0.00sell
ROYAL BANK OF CANADA61,93355,556-6,3770.000.00-0.00sell
Beacon Pointe Advisors, LLC44,48536,954-7,5310.010.01-0.00sell
Quadrature Capital Ltd81,15673,127-8,0290.030.02-0.00sell
GOLDMAN SACHS GROUP INC10,1250-10,1250.000.00-0.00sell
TUDOR INVESTMENT CORP ET AL52,54741,794-10,7530.010.01-0.00sell
SG Americas Securities, LLC11,3280-11,3280.000.00-0.00sell
Engineers Gate Manager LP11,5160-11,5160.010.00-0.01sell
Jump Financial, LLC25,38212,100-13,2820.010.01-0.01sell
Cubist Systematic Strategies, LLC13,8320-13,8320.000.00-0.00sell
OCCUDO QUANTITATIVE STRATEGIES LP14,3040-14,3040.030.00-0.03sell
Schonfeld Strategic Advisors LLC16,6000-16,6000.000.00-0.00sell
BANK OF AMERICA CORP /DE/118,23190,518-27,7130.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP34,5580-34,5580.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS77,44140,192-37,2490.000.00-0.00sell
Integrated Wealth Concepts LLC38,0470-38,0470.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC259,007203,195-55,8120.000.00-0.00sell
MORGAN STANLEY61,8820-61,8820.000.00-0.00sell
CITADEL ADVISORS LLC83,96815,410-68,5580.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC72,1270-72,1270.000.00-0.00sell
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN2,092,6981,945,858-146,8402.472.73+0.26sell
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