Stock Transactions — CRESCENT CAP BDC INC

Total Bought
1,326,230
34 transactions
Total Sold
1,809,270
43 transactions
Net
-483,040
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Invesco Ltd.659,6961,028,966+369,2700.000.00+0.00buy
Russell Investments Group, Ltd.104,378292,231+187,8530.000.00+0.00buy
Cerberus Capital Management, L.P.0160,000+160,0000.000.07+0.07buy
UBS Group AG221,860355,608+133,7480.000.00+0.00buy
Alpine Global Management, LLC0129,312+129,3120.000.24+0.24buy
Beverly Hills Private Wealth, LLC054,662+54,6620.000.11+0.11buy
TWO SIGMA INVESTMENTS, LP258,408303,554+45,1460.010.00-0.00buy
Dynamic Technology Lab Private Ltd038,055+38,0550.000.08+0.08buy
&PARTNERS113,575146,606+33,0310.010.01+0.00buy
ARES MANAGEMENT LLC516,409546,409+30,0000.410.44+0.02buy
FIFTH THIRD BANCORP016,390+16,3900.000.00+0.00buy
SMH CAPITAL ADVISORS INC015,000+15,0000.000.52+0.52buy
Virtu Financial LLC013,358+13,3580.000.01+0.01buy
OXFORD ASSET MANAGEMENT LLP012,048+12,0480.000.06+0.06buy
Mariner, LLC451,774463,365+11,5910.010.01-0.00buy
Prospera Financial Services Inc011,521+11,5210.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC011,044+11,0440.000.00+0.00buy
Beaumont Financial Advisors, LLC010,448+10,4480.000.01+0.01buy
Beacon Pointe Advisors, LLC010,208+10,2080.000.00+0.00buy
Catalyst Capital Advisors LLC4,90015,000+10,1000.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC94,358102,056+7,6980.020.03+0.01buy
BANK OF AMERICA CORP /DE/56,92359,551+2,6280.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.15,42818,018+2,5900.000.00-0.00buy
Aspen Grove Capital, LLC267,418269,852+2,4340.650.64-0.01buy
Pettinga Financial Advisors LLC67,64269,742+2,1000.180.16-0.02buy
LMG Wealth Partners, LLC11,50013,548+2,0480.030.03-0.00buy
OSAIC HOLDINGS, INC.7,7568,756+1,0000.000.00-0.00buy
DENALI ADVISORS LLC100,845101,687+8420.160.14-0.02buy
VAN ECK ASSOCIATES CORP158,667159,430+7630.000.00-0.00buy
IEQ CAPITAL, LLC25,47026,200+7300.000.00+0.00buy
Muzinich & Co., Inc.152,822153,282+4600.680.65-0.02buy
SIMPLEX TRADING, LLC185278+930.000.00+0.00buy
HARBOUR INVESTMENTS, INC.050+500.000.00+0.00buy
Avion Wealth327336+90.000.00-0.00buy
LSV ASSET MANAGEMENT7,3007,30000.000.00-0.00hold
SUN LIFE FINANCIAL INC2,226,3082,226,30801.641.54-0.11hold
GEODE CAPITAL MANAGEMENT, LLC12,88312,88300.000.00-0.00hold
SCS Capital Management LLC28,81428,81400.000.00-0.00hold
Fidelity National Financial, Inc.4,205,3074,205,30701.791.88+0.09hold
Adams Asset Advisors, LLC79,82879,82800.150.11-0.04hold
Blackstone Inc.4,205,3074,205,30700.260.21-0.05hold
ENVESTNET ASSET MANAGEMENT INC17,13217,13200.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.152,822152,82200.000.00-0.00hold
Permanens Capital L.P.10,00010,00000.020.02-0.00hold
Lido Advisors, LLC13,97513,97500.000.00-0.00hold
Texas County & District Retirement System5,001,7525,001,7520100.00100.000.00hold
Sound Income Strategies, LLC24124100.000.00-0.00hold
Callodine Capital Management, LP120,000120,00000.140.10-0.03hold
Apollon Wealth Management, LLC12,99812,99800.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S63,89363,89300.010.01+0.00hold
VPR Management LLC9,0009,00000.060.04-0.01hold
SWAN Capital LLC26426400.000.00-0.00hold
Ethos Financial Group, LLC18,69818,69800.020.02-0.00hold
Silverberg Bernstein Capital Management LLC28,06028,06000.230.19-0.04hold
VALLEY NATIONAL ADVISERS INC60060000.000.00-0.00hold
Atlantic Union Bankshares Corp50050000.000.00-0.00hold
MACKENZIE FINANCIAL CORP32,93032,93000.000.00-0.00hold
OPPENHEIMER & CO INC61,28661,239-470.010.01-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC4130-4130.000.00-0.00sell
Bulldog Investors, LLP457,518456,955-5631.431.25-0.18sell
TT Capital Management LLC26,33625,480-8560.290.26-0.04sell
JONES FINANCIAL COMPANIES LLLP2,4001,000-1,4000.000.00-0.00sell
Anchor Investment Management, LLC13,21211,567-1,6450.020.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,9150-1,9150.000.00-0.00sell
Rockefeller Capital Management L.P.2,5000-2,5000.000.00-0.00sell
D. E. Shaw & Co., Inc.31,55228,034-3,5180.000.00-0.00sell
Aquatic Capital Management LLC17,29713,406-3,8910.010.00-0.00sell
CAPTRUST FINANCIAL ADVISORS91,02886,322-4,7060.000.00-0.00sell
WELLS FARGO & COMPANY/MN195,794190,478-5,3160.000.00-0.00sell
Barnett & Company, Inc.19,10013,100-6,0000.220.12-0.09sell
ROYAL BANK OF CANADA50,35542,170-8,1850.000.00-0.00sell
Quantbot Technologies LP8,4770-8,4770.000.00-0.00sell
Virtus Investment Advisers, LLC54,67444,918-9,7560.210.15-0.06sell
AXXCESS WEALTH MANAGEMENT, LLC10,1030-10,1030.000.00-0.00sell
STIFEL FINANCIAL CORP36,82624,919-11,9070.000.00-0.00sell
NewEdge Advisors, LLC12,2790-12,2790.000.00-0.00sell
HighTower Advisors, LLC132,522120,198-12,3240.000.00-0.00sell
SEVEN MILE ADVISORY13,2420-13,2420.030.00-0.03sell
Whipplewood Advisors, LLC15,2880-15,2880.140.00-0.14sell
Trexquant Investment LP173,480157,101-16,3790.020.01-0.01sell
Summit Financial, LLC17,0800-17,0800.000.00-0.00sell
NORTHERN TRUST CORP20,2290-20,2290.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/20,2930-20,2930.000.00-0.00sell
Janney Montgomery Scott LLC20,5120-20,5120.000.00-0.00sell
CONDOR CAPITAL MANAGEMENT366,887345,826-21,0610.420.35-0.07sell
Focus Partners Wealth389,766367,585-22,1810.010.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC43,56116,253-27,3080.000.00-0.00sell
AMERIPRISE FINANCIAL INC28,8430-28,8430.000.00-0.00sell
Nordwand Advisors, LLC29,3250-29,3250.070.00-0.07sell
CITADEL ADVISORS LLC34,2150-34,2150.000.00-0.00sell
CONFLUENCE INVESTMENT MANAGEMENT LLC70,62032,223-38,3970.010.01-0.01sell
Hennion & Walsh Asset Management, Inc.173,696121,541-52,1550.080.05-0.03sell
Almitas Capital LLC444,234356,905-87,3291.370.98-0.39sell
RAYMOND JAMES FINANCIAL INC257,802163,795-94,0070.000.00-0.00sell
BlackRock, Inc.227,255127,708-99,5470.000.00-0.00sell
Skandinaviska Enskilda Banken AB (publ)109,2880-109,2880.010.00-0.01sell
ICON ADVISERS INC/CO109,2940-109,2940.330.00-0.33sell
FRANKLIN RESOURCES INC488,981341,556-147,4250.000.00-0.00sell
TWO SIGMA ADVISERS, LP183,6660-183,6660.010.00-0.01sell
North Ground Capital835,312338,907-496,4055.834.96-0.87sell
Page 1 of 1