Stock Transactions — CRESCENT CAP BDC INC

Total Bought
2,134,550
53 transactions
Total Sold
2,598,706
24 transactions
Net
-464,156
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA ADVISERS, LP150,976647,876+496,9000.010.03+0.02buy
TWO SIGMA INVESTMENTS, LP179,359360,565+181,2060.010.02+0.01buy
MORGAN STANLEY0142,341+142,3410.000.00+0.00buy
SUN LIFE FINANCIAL INC1,706,0821,843,766+137,6841.852.07+0.22buy
BARCLAYS PLC0131,158+131,1580.000.00+0.00buy
WELLS FARGO & COMPANY/MN18,984136,932+117,9480.000.00+0.00buy
CITADEL ADVISORS LLC15,41098,606+83,1960.000.00+0.00buy
Trexquant Investment LP11,54183,274+71,7330.000.02+0.02buy
BI Asset Management Fondsmaeglerselskab A/S066,114+66,1140.000.02+0.02buy
MILLENNIUM MANAGEMENT LLC203,195268,097+64,9020.000.00+0.00buy
DEERFIELD MANAGEMENT COMPANY, L.P.054,357+54,3570.000.02+0.02buy
TUDOR INVESTMENT CORP ET AL41,79486,352+44,5580.010.02+0.01buy
MARSHALL WACE, LLP040,854+40,8540.000.00+0.00buy
FJ Capital Management LLC033,675+33,6750.000.07+0.07buy
Muzinich & Co., Inc.48,48580,766+32,2810.731.22+0.48buy
FRANKLIN RESOURCES INC157,464189,566+32,1020.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.17,53049,482+31,9520.020.05+0.03buy
CONDOR CAPITAL MANAGEMENT224,320252,121+27,8010.380.45+0.07buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.027,678+27,6780.000.04+0.04buy
JPMORGAN CHASE & CO10,92137,697+26,7760.000.00+0.00buy
STIFEL FINANCIAL CORP19,38843,415+24,0270.000.00+0.00buy
UBS Group AG87,849111,842+23,9930.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP020,927+20,9270.000.00+0.00buy
Cubist Systematic Strategies, LLC018,413+18,4130.000.01+0.01buy
Y-Intercept (Hong Kong) Ltd018,229+18,2290.000.02+0.02buy
Cetera Investment Advisers017,465+17,4650.000.00+0.00buy
Janney Montgomery Scott LLC017,246+17,2460.000.00+0.00buy
OCCUDO QUANTITATIVE STRATEGIES LP015,497+15,4970.000.05+0.05buy
VAN ECK ASSOCIATES CORP11,23326,521+15,2880.000.00+0.00buy
Qube Research & Technologies Ltd24,59539,684+15,0890.000.00+0.00buy
NewEdge Advisors, LLC013,328+13,3280.000.00+0.00buy
Catalina Capital Group, LLC011,698+11,6980.000.08+0.08buy
XTX Topco Ltd010,371+10,3710.000.02+0.02buy
Sumitomo Mitsui Trust Group, Inc.70,76680,766+10,0000.000.00+0.00buy
AMERIPRISE FINANCIAL INC54,89563,124+8,2290.000.00+0.00buy
VIRTUS ADVISERS, LLC41,70349,823+8,1200.380.46+0.08buy
Aquatic Capital Management LLC07,800+7,8000.000.01+0.01buy
Apollon Wealth Management, LLC22,12928,538+6,4090.010.02+0.00buy
Point72 Asset Management, L.P.04,800+4,8000.000.00+0.00buy
Nordwand Advisors, LLC2,9407,310+4,3700.020.06+0.04buy
ExodusPoint Capital Management, LP12,03515,069+3,0340.000.00+0.00buy
Aspen Grove Capital, LLC245,659248,525+2,8661.201.10-0.10buy
ROYAL BANK OF CANADA55,55658,421+2,8650.000.00+0.00buy
Hillsdale Investment Management Inc.02,600+2,6000.000.00+0.00buy
Neuberger Berman Group LLC26,92929,076+2,1470.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC69,51571,623+2,1080.020.02+0.00buy
MATHER GROUP, LLC.01,066+1,0660.000.00+0.00buy
IEQ CAPITAL, LLC20,94021,569+6290.010.01+0.00buy
Tower Research Capital LLC (TRC)0230+2300.000.00+0.00buy
FIFTH THIRD BANCORP0200+2000.000.00+0.00buy
WealthCollab, LLC0176+1760.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT3,1603,236+760.000.00+0.00buy
OSAIC HOLDINGS, INC.10,80310,841+380.000.00+0.00buy
LSV ASSET MANAGEMENT7,3007,30000.000.00+0.00hold
EAGLE GLOBAL ADVISORS LLC15,02015,02000.010.01+0.00hold
GEODE CAPITAL MANAGEMENT, LLC12,88312,88300.000.00+0.00hold
Fidelity National Financial, Inc.4,205,3074,205,30701.441.34-0.10hold
Skandinaviska Enskilda Banken AB (publ)109,288109,28800.010.01+0.00hold
Anchor Investment Management, LLC19,69619,69600.040.04+0.00hold
Lido Advisors, LLC13,97513,97500.000.00-0.00hold
Texas County & District Retirement System5,001,7525,001,7520100.00100.000.00hold
Sound Income Strategies, LLC17617600.000.00-0.00hold
Rockefeller Capital Management L.P.118,642118,64200.010.01+0.00hold
Beacon Pointe Advisors, LLC36,95436,95400.010.01+0.00hold
PSI Advisors, LLC45045000.000.00-0.00hold
AXXCESS WEALTH MANAGEMENT, LLC10,10310,10300.000.01+0.00hold
Silverberg Bernstein Capital Management LLC14,26014,26000.240.26+0.02hold
HUNTINGTON NATIONAL BANK2,6002,60000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
COMERICA BANK16,59816,59800.000.00+0.00hold
CAPTRUST FINANCIAL ADVISORS40,19240,191-10.000.00-0.00sell
FMR LLC2900-2900.000.00-0.00sell
COBBLESTONE CAPITAL ADVISORS LLC /NY/61,63261,232-4000.070.07+0.00sell
LPL Financial LLC21,82421,416-4080.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC18,73518,025-7100.000.00-0.00sell
Quantbot Technologies LP1,2000-1,2000.000.00-0.00sell
EntryPoint Capital, LLC1,5120-1,5120.020.00-0.02sell
Pettinga Financial Advisors LLC16,43914,817-1,6220.070.07-0.00sell
BANK OF AMERICA CORP /DE/90,51886,213-4,3050.000.00-0.00sell
nVerses Capital, LLC5,9001,100-4,8000.240.01-0.23sell
MISSION WEALTH MANAGEMENT, LP10,9610-10,9610.010.00-0.01sell
Jump Financial, LLC12,1000-12,1000.010.00-0.01sell
Alpine Global Management, LLC12,5560-12,5560.040.00-0.04sell
HRT FINANCIAL LP13,2160-13,2160.000.00-0.00sell
HighTower Advisors, LLC154,355141,070-13,2850.000.00-0.00sell
Global Assets Advisory, LLC24,0520-24,0520.060.00-0.06sell
EVOKE WEALTH, LLC27,7540-27,7540.010.00-0.01sell
Quadrature Capital Ltd73,12745,087-28,0400.020.01-0.01sell
ARES MANAGEMENT LLC501,573469,573-32,0000.200.26+0.06sell
MMBG INVESTMENT ADVISORS CO.35,2000-35,2000.030.00-0.03sell
Mariner, LLC713,505663,288-50,2170.030.02-0.00sell
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/67,7590-67,7590.010.00-0.01sell
COOPERMAN LEON G400,37789,917-310,4600.290.07-0.22sell
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN1,945,8580-1,945,8582.730.00-2.73sell
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