Stock Transactions — CRESCENT CAP BDC INC

Total Bought
2,301,142
48 transactions
Total Sold
819,432
36 transactions
Net
+1,481,710
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Blackstone Inc.3,796,2464,205,307+409,0610.280.27-0.02buy
Almitas Capital LLC24,200348,015+323,8150.141.24+1.10buy
North Ground Capital0311,000+311,0000.005.61+5.61buy
Bulldog Investors, LLP0290,383+290,3830.001.04+1.04buy
UBS Group AG114,631221,956+107,3250.000.00+0.00buy
JANE STREET GROUP, LLC0102,662+102,6620.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC12,734113,088+100,3540.000.00+0.00buy
FRANKLIN RESOURCES INC432,471504,926+72,4550.000.00-0.00buy
BlackRock, Inc.164,097212,303+48,2060.000.00-0.00buy
ARES MANAGEMENT LLC469,573516,409+46,8360.490.37-0.12buy
OXFORD ASSET MANAGEMENT LLP040,048+40,0480.000.19+0.19buy
FJ Capital Management LLC037,640+37,6400.000.06+0.06buy
VAN ECK ASSOCIATES CORP57,17393,125+35,9520.000.00+0.00buy
Verition Fund Management LLC035,792+35,7920.000.00+0.00buy
Sumitomo Mitsui Trust Group, Inc.80,766110,423+29,6570.000.00-0.00buy
Muzinich & Co., Inc.80,766110,423+29,6570.850.71-0.13buy
RAYMOND JAMES FINANCIAL INC210,285236,817+26,5320.000.00-0.00buy
MORGAN STANLEY94,286119,158+24,8720.000.00-0.00buy
Jump Financial, LLC020,312+20,3120.000.00+0.00buy
Quantbot Technologies LP015,560+15,5600.000.01+0.01buy
CAPTRUST FINANCIAL ADVISORS37,39152,686+15,2950.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT293,289307,738+14,4490.470.38-0.09buy
&PARTNERS013,343+13,3430.000.00+0.00buy
Apollon Wealth Management, LLC23,21236,479+13,2670.010.01+0.00buy
Catalina Capital Group, LLC012,336+12,3360.000.12+0.12buy
COMMONWEALTH EQUITY SERVICES, LLC012,060+12,0600.000.00+0.00buy
ICON ADVISERS INC/CO58,22069,973+11,7530.230.23-0.01buy
XTX Topco Ltd011,709+11,7090.000.01+0.01buy
AIGEN INVESTMENT MANAGEMENT, LP010,519+10,5190.000.02+0.02buy
STIFEL FINANCIAL CORP48,58858,334+9,7460.000.00-0.00buy
Mariner, LLC439,779449,314+9,5350.010.01-0.00buy
Invesco Ltd.29,19738,377+9,1800.000.00-0.00buy
AMERIPRISE FINANCIAL INC80,50989,027+8,5180.000.00-0.00buy
Kovitz Investment Group Partners, LLC202,873210,770+7,8970.020.01-0.00buy
OPPENHEIMER & CO INC13,60621,186+7,5800.000.00+0.00buy
Barnett & Company, Inc.17,30023,500+6,2000.250.26+0.01buy
Catalyst Capital Advisors LLC04,900+4,9000.000.00+0.00buy
Virtus Investment Advisers, LLC53,35456,892+3,5380.250.27+0.02buy
Aspen Grove Capital, LLC256,357259,631+3,2740.840.62-0.22buy
SIMPLEX TRADING, LLC512,122+2,0710.000.00+0.00buy
VPR Management LLC02,000+2,0000.000.01+0.01buy
CONFLUENCE INVESTMENT MANAGEMENT LLC75,05276,061+1,0090.020.02-0.00buy
JONES FINANCIAL COMPANIES LLLP01,000+1,0000.000.00+0.00buy
Quarry LP0552+5520.000.00+0.00buy
IEQ CAPITAL, LLC23,51824,038+5200.000.00-0.00buy
Silverberg Bernstein Capital Management LLC14,26014,760+5000.230.14-0.08buy
SWAN Capital LLC0264+2640.000.00+0.00buy
Avion Wealth300308+80.000.00-0.00buy
LSV ASSET MANAGEMENT7,3007,30000.000.00-0.00hold
SUN LIFE FINANCIAL INC2,226,3082,226,30802.411.72-0.70hold
GEODE CAPITAL MANAGEMENT, LLC12,88312,88300.000.00-0.00hold
SCS Capital Management LLC28,81428,81400.010.00-0.00hold
Fidelity National Financial, Inc.4,205,3074,205,30701.611.50-0.11hold
Skandinaviska Enskilda Banken AB (publ)109,288109,28800.010.01-0.00hold
Allworth Financial LP10010000.000.00-0.00hold
Anchor Investment Management, LLC16,90916,90900.030.02-0.01hold
Lido Advisors, LLC13,97513,97500.000.00-0.00hold
Texas County & District Retirement System5,001,7525,001,7520100.00100.000.00hold
Sound Income Strategies, LLC17617600.000.00-0.00hold
Beacon Pointe Advisors, LLC23,17323,17300.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S63,89363,89300.010.01-0.00hold
AXXCESS WEALTH MANAGEMENT, LLC10,10310,10300.000.00-0.00hold
Ethos Financial Group, LLC26,00826,00800.040.03-0.01hold
Nordwand Advisors, LLC38,86038,86000.250.09-0.16hold
Generation Capital Management LLC10,00010,00000.150.11-0.04hold
Promus Capital, LLC1,7501,75000.020.02-0.01hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
VALLEY NATIONAL ADVISERS INC60060000.000.00-0.00hold
Larson Financial Group LLC100-100.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.104,732104,679-530.080.06-0.02sell
COMERICA BANK16,71416,598-1160.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC18,39018,221-1690.000.00-0.00sell
WealthCollab, LLC2240-2240.000.00-0.00sell
Wilmington Savings Fund Society, FSB6990-6990.000.00-0.00sell
NewEdge Advisors, LLC10,88510,057-8280.000.00-0.00sell
COBBLESTONE CAPITAL ADVISORS LLC /NY/59,08258,042-1,0400.060.04-0.01sell
HighTower Advisors, LLC137,366135,683-1,6830.000.00-0.00sell
CITIGROUP INC2,2850-2,2850.000.00-0.00sell
HOLLENCREST CAPITAL MANAGEMENT3,4540-3,4540.000.00-0.00sell
NORTHERN TRUST CORP23,19719,612-3,5850.000.00-0.00sell
OSAIC HOLDINGS, INC.13,3748,606-4,7680.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC5,8630-5,8630.000.00-0.00sell
MQS Management LLC37,85231,807-6,0450.370.25-0.12sell
LPL Financial LLC27,66918,042-9,6270.000.00-0.00sell
ExodusPoint Capital Management, LP10,0000-10,0000.000.00-0.00sell
MML INVESTORS SERVICES, LLC10,9570-10,9570.000.00-0.00sell
ROYAL BANK OF CANADA61,70749,394-12,3130.000.00-0.00sell
WELLS FARGO & COMPANY/MN258,794245,968-12,8260.000.00-0.00sell
MACKENZIE FINANCIAL CORP46,94432,930-14,0140.000.00-0.00sell
MARSHALL WACE, LLP16,8000-16,8000.000.00-0.00sell
Cetera Investment Advisers18,9620-18,9620.000.00-0.00sell
CITADEL ADVISORS LLC67,25247,037-20,2150.000.00-0.00sell
Engineers Gate Manager LP20,7760-20,7760.010.00-0.01sell
Qube Research & Technologies Ltd35,82613,727-22,0990.000.00-0.00sell
Neuberger Berman Group LLC24,6640-24,6640.000.00-0.00sell
DENALI ADVISORS LLC178,585153,691-24,8940.350.23-0.12sell
Janney Montgomery Scott LLC46,54817,545-29,0030.000.00-0.00sell
Trexquant Investment LP37,2460-37,2460.010.00-0.01sell
BANK OF AMERICA CORP /DE/113,05773,012-40,0450.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP138,10489,989-48,1150.010.00-0.00sell
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