Stock TransactionsCRESCENT CAP BDC INC

Total Bought
2,262,136
41 transactions
Total Sold
1,350,408
38 transactions
Net
+911,728
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
RIVERNORTH CAPITAL MANAGEMENT, LLC0702,796+702,7960.000.36+0.36buy
ARES MANAGEMENT LLC546,4091,088,183+541,7740.440.52+0.08buy
North Ground Capital338,907520,800+181,8934.966.82+1.86buy
UBS Group AG355,608501,743+146,1350.000.00+0.00buy
Russell Investments Group, Ltd.292,231432,866+140,6350.000.00+0.00buy
ICON ADVISERS INC/CO092,787+92,7870.000.19+0.19buy
Callodine Capital Management, LP120,000191,958+71,9580.100.14+0.04buy
Aspen Grove Capital, LLC269,852319,072+49,2200.640.44-0.20buy
Curi Capital, LLC045,000+45,0000.000.01+0.01buy
BANK OF AMERICA CORP /DE/59,55198,589+39,0380.000.00+0.00buy
Beach Point Capital Management LP036,817+36,8170.000.16+0.16buy
UMB Bank, n.a.036,050+36,0500.000.00+0.00buy
Adams Asset Advisors, LLC79,828109,828+30,0000.110.14+0.03buy
Beverly Hills Private Wealth, LLC54,66283,161+28,4990.110.17+0.06buy
TrueMark Investments, LLC017,847+17,8470.000.02+0.02buy
OPPENHEIMER & CO INC61,23976,151+14,9120.010.01-0.00buy
XTX Topco Ltd013,845+13,8450.000.00+0.00buy
Janney Montgomery Scott LLC013,238+13,2380.000.00+0.00buy
Engineers Gate Manager LP010,427+10,4270.000.00+0.00buy
HighTower Advisors, LLC120,198129,484+9,2860.000.00-0.00buy
VAN ECK ASSOCIATES CORP159,430165,366+5,9360.000.00-0.00buy
Integrated Wealth Concepts LLC05,534+5,5340.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.18,01821,787+3,7690.000.00-0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC32,22335,410+3,1870.010.01-0.00buy
Virtus Investment Advisers, LLC44,91847,621+2,7030.150.12-0.03buy
COMMONWEALTH EQUITY SERVICES, LLC16,25318,765+2,5120.000.00-0.00buy
STIFEL FINANCIAL CORP24,91927,221+2,3020.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS02,027+2,0270.000.00+0.00buy
Muzinich & Co., Inc.153,282155,186+1,9040.650.58-0.07buy
LMG Wealth Partners, LLC13,54815,263+1,7150.030.03-0.00buy
Tower Research Capital LLC (TRC)01,697+1,6970.000.00+0.00buy
Silverberg Bernstein Capital Management LLC28,06029,560+1,5000.190.12-0.06buy
MERCER GLOBAL ADVISORS INC /ADV01,304+1,3040.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD01,017+1,0170.000.00+0.00buy
IEQ CAPITAL, LLC26,20027,118+9180.000.00-0.00buy
SMH CAPITAL ADVISORS INC15,00015,527+5270.520.66+0.15buy
Catalyst Capital Advisors LLC15,00015,527+5270.000.00-0.00buy
SIMPLEX TRADING, LLC278752+4740.000.00+0.00buy
Beaumont Financial Advisors, LLC10,44810,814+3660.010.01-0.00buy
Caitong International Asset Management Co., Ltd050+500.000.00+0.00buy
Avion Wealth336346+100.000.00-0.00buy
LSV ASSET MANAGEMENT7,3007,30000.000.00-0.00hold
SUN LIFE FINANCIAL INC2,226,3082,226,30801.541.25-0.29hold
GEODE CAPITAL MANAGEMENT, LLC12,88312,88300.000.00-0.00hold
SCS Capital Management LLC28,81428,81400.000.00-0.00hold
Fidelity National Financial, Inc.4,205,3074,205,30701.881.45-0.43hold
ENVESTNET ASSET MANAGEMENT INC17,13217,13200.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.152,822152,82200.000.00-0.00hold
Cerberus Capital Management, L.P.160,000160,00000.070.08+0.01hold
Almitas Capital LLC356,905356,90500.980.93-0.05hold
Texas County & District Retirement System5,001,7525,001,7520100.00100.000.00hold
Beacon Pointe Advisors, LLC10,20810,20800.000.00-0.00hold
VPR Management LLC9,0009,00000.040.04-0.00hold
SWAN Capital LLC26426400.000.00-0.00hold
FIFTH THIRD BANCORP16,39016,39000.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC60060000.000.00-0.00hold
Atlantic Union Bankshares Corp50050000.000.00-0.00hold
MACKENZIE FINANCIAL CORP32,93032,93000.000.00-0.00hold
Blackstone Inc.4,205,3074,205,306-10.210.15-0.06sell
HARBOUR INVESTMENTS, INC.500-500.000.00-0.00sell
TT Capital Management LLC25,48025,267-2130.260.21-0.04sell
Sound Income Strategies, LLC2410-2410.000.00-0.00sell
Pettinga Financial Advisors LLC69,74269,301-4410.160.12-0.04sell
OSAIC HOLDINGS, INC.8,7568,192-5640.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS86,32285,398-9240.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP1,0000-1,0000.000.00-0.00sell
ROYAL BANK OF CANADA42,17041,064-1,1060.000.00-0.00sell
WELLS FARGO & COMPANY/MN190,478188,147-2,3310.000.00-0.00sell
BlackRock, Inc.127,708124,618-3,0900.000.00-0.00sell
DENALI ADVISORS LLC101,68796,746-4,9410.140.11-0.03sell
Ethos Financial Group, LLC18,69813,553-5,1450.020.01-0.01sell
Permanens Capital L.P.10,0000-10,0000.020.00-0.02sell
Hennion & Walsh Asset Management, Inc.121,541110,715-10,8260.050.03-0.02sell
MILLENNIUM MANAGEMENT LLC11,0440-11,0440.000.00-0.00sell
Prospera Financial Services Inc11,5210-11,5210.000.00-0.00sell
OXFORD ASSET MANAGEMENT LLP12,0480-12,0480.060.00-0.06sell
Apollon Wealth Management, LLC12,9980-12,9980.000.00-0.00sell
D. E. Shaw & Co., Inc.28,03414,973-13,0610.000.00-0.00sell
Barnett & Company, Inc.13,1000-13,1000.120.00-0.12sell
Virtu Financial LLC13,3580-13,3580.010.00-0.01sell
Aquatic Capital Management LLC13,4060-13,4060.000.00-0.00sell
Lido Advisors, LLC13,9750-13,9750.000.00-0.00sell
Bulldog Investors, LLP456,955437,177-19,7781.251.05-0.20sell
Mariner, LLC463,365441,119-22,2460.010.01-0.00sell
Invesco Ltd.1,028,9661,000,313-28,6530.000.00-0.00sell
Dynamic Technology Lab Private Ltd38,0550-38,0550.080.00-0.08sell
Alpine Global Management, LLC129,31282,521-46,7910.240.15-0.09sell
BI Asset Management Fondsmaeglerselskab A/S63,89313,877-50,0160.010.00-0.01sell
RAYMOND JAMES FINANCIAL INC163,795112,745-51,0500.000.00-0.00sell
CONDOR CAPITAL MANAGEMENT345,826279,959-65,8670.350.23-0.12sell
Focus Partners Wealth367,585299,198-68,3870.000.00-0.00sell
Trexquant Investment LP157,10178,247-78,8540.010.01-0.01sell
RIVERBRIDGE PARTNERS LLC102,0560-102,0560.030.00-0.03sell
&PARTNERS146,60643,045-103,5610.010.00-0.01sell
TWO SIGMA INVESTMENTS, LP303,554125,400-178,1540.000.00-0.00sell
FRANKLIN RESOURCES INC341,5560-341,5560.000.00-0.00sell
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