Stock Transactions — CRESCENT CAP BDC INC

Total Bought
1,883,785
55 transactions
Total Sold
588,084
30 transactions
Net
+1,295,701
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Alpine Global Management, LLC0220,000+220,0000.000.57+0.57buy
TWO SIGMA INVESTMENTS, LP89,989269,649+179,6600.000.01+0.00buy
Bulldog Investors, LLP290,383437,518+147,1351.041.44+0.41buy
Kovitz Investment Group Partners, LLC210,770345,759+134,9890.010.02+0.01buy
North Ground Capital311,000418,000+107,0005.613.66-1.95buy
MORGAN STANLEY119,158213,505+94,3470.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC113,088202,054+88,9660.000.00+0.00buy
D. E. Shaw & Co., Inc.078,884+78,8840.000.00+0.00buy
Trexquant Investment LP070,818+70,8180.000.01+0.01buy
ICON ADVISERS INC/CO69,973133,816+63,8430.230.42+0.19buy
Hennion & Walsh Asset Management, Inc.104,679164,927+60,2480.060.09+0.03buy
VAN ECK ASSOCIATES CORP93,125153,089+59,9640.000.00+0.00buy
Pettinga Financial Advisors LLC059,767+59,7670.000.17+0.17buy
Brevan Howard Capital Management LP048,460+48,4600.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC236,817275,906+39,0890.000.00+0.00buy
FRANKLIN RESOURCES INC504,926540,460+35,5340.000.00+0.00buy
Almitas Capital LLC348,015376,461+28,4461.241.23-0.01buy
Sumitomo Mitsui Trust Group, Inc.110,423136,796+26,3730.000.00+0.00buy
Muzinich & Co., Inc.110,423136,796+26,3730.710.76+0.05buy
OPPENHEIMER & CO INC21,18644,996+23,8100.000.01+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/022,173+22,1730.000.00+0.00buy
&PARTNERS13,34334,581+21,2380.000.00+0.00buy
BlackRock, Inc.212,303233,391+21,0880.000.00+0.00buy
Summit Financial, LLC020,364+20,3640.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT307,738326,859+19,1210.380.38+0.01buy
Cubist Systematic Strategies, LLC019,082+19,0820.000.00+0.00buy
Adams Asset Advisors, LLC017,639+17,6390.000.03+0.03buy
Cambridge Investment Research Advisors, Inc.015,836+15,8360.000.00+0.00buy
TWO SIGMA ADVISERS, LP246,576261,866+15,2900.010.01+0.00buy
Aquatic Capital Management LLC014,017+14,0170.000.00+0.00buy
SEVEN MILE ADVISORY013,242+13,2420.000.03+0.03buy
WELLS FARGO & COMPANY/MN245,968258,564+12,5960.000.00-0.00buy
Permanens Capital L.P.010,000+10,0000.000.02+0.02buy
WESTBOURNE INVESTMENTS, INC.010,000+10,0000.000.07+0.07buy
Silverberg Bernstein Capital Management LLC14,76023,660+8,9000.140.20+0.06buy
Aspen Grove Capital, LLC259,631268,404+8,7730.620.63+0.01buy
Janney Montgomery Scott LLC17,54523,625+6,0800.000.00+0.00buy
Virtus Investment Advisers, LLC56,89262,960+6,0680.270.26-0.01buy
COMMONWEALTH EQUITY SERVICES, LLC12,06017,254+5,1940.000.00+0.00buy
Catalina Capital Group, LLC12,33616,935+4,5990.120.15+0.03buy
Apollon Wealth Management, LLC36,47940,969+4,4900.010.01+0.00buy
VPR Management LLC2,0005,000+3,0000.010.03+0.02buy
Invesco Ltd.38,37741,106+2,7290.000.00+0.00buy
NORTHERN TRUST CORP19,61222,027+2,4150.000.00+0.00buy
HighTower Advisors, LLC135,683137,997+2,3140.000.00-0.00buy
Mariner, LLC449,314450,282+9680.010.01-0.00buy
COBBLESTONE CAPITAL ADVISORS LLC /NY/58,04258,783+7410.040.04-0.00buy
IEQ CAPITAL, LLC24,03824,724+6860.000.00-0.00buy
Atlantic Union Bankshares Corp0500+5000.000.00+0.00buy
Triumph Capital Management0300+3000.000.00+0.00buy
AMERIPRISE FINANCIAL INC89,02789,297+2700.000.00+0.00buy
NewEdge Advisors, LLC10,05710,213+1560.000.00-0.00buy
Point72 Europe (London) LLP0141+1410.000.00+0.00buy
FLAGSHIP WEALTH ADVISORS, LLC060+600.000.00+0.00buy
Avion Wealth308317+90.000.00-0.00buy
LSV ASSET MANAGEMENT7,3007,30000.000.00-0.00hold
SUN LIFE FINANCIAL INC2,226,3082,226,30801.721.62-0.10hold
GEODE CAPITAL MANAGEMENT, LLC12,88312,88300.000.00-0.00hold
ARES MANAGEMENT LLC516,409516,40900.370.34-0.03hold
SCS Capital Management LLC28,81428,81400.000.00-0.00hold
Fidelity National Financial, Inc.4,205,3074,205,30701.501.57+0.07hold
Blackstone Inc.4,205,3074,205,30700.270.26-0.01hold
Skandinaviska Enskilda Banken AB (publ)109,288109,28800.010.01-0.00hold
Catalyst Capital Advisors LLC4,9004,90000.000.00+0.00hold
Allworth Financial LP10010000.000.00-0.00hold
Lido Advisors, LLC13,97513,97500.000.00-0.00hold
Texas County & District Retirement System5,001,7525,001,7520100.00100.000.00hold
Sound Income Strategies, LLC17617600.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S63,89363,89300.010.01-0.00hold
AXXCESS WEALTH MANAGEMENT, LLC10,10310,10300.000.00-0.00hold
SWAN Capital LLC26426400.000.00-0.00hold
Promus Capital, LLC1,7501,75000.020.02-0.00hold
VALLEY NATIONAL ADVISERS INC60060000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP1,0001,00000.000.00-0.00hold
COMERICA BANK16,59816,59800.000.00-0.00hold
MACKENZIE FINANCIAL CORP32,93032,93000.000.00-0.00hold
ENVESTNET ASSET MANAGEMENT INC18,22117,940-2810.000.00-0.00sell
Quarry LP5520-5520.000.00-0.00sell
Barnett & Company, Inc.23,50022,600-9000.260.25-0.01sell
SIMPLEX TRADING, LLC2,1221,132-9900.000.00-0.00sell
Anchor Investment Management, LLC16,90915,909-1,0000.020.02-0.00sell
Nordwand Advisors, LLC38,86036,635-2,2250.090.08-0.00sell
CAPTRUST FINANCIAL ADVISORS52,68650,006-2,6800.000.00-0.00sell
CONFLUENCE INVESTMENT MANAGEMENT LLC76,06171,455-4,6060.020.01-0.00sell
Ethos Financial Group, LLC26,00819,428-6,5800.030.02-0.01sell
OSAIC HOLDINGS, INC.8,6060-8,6060.000.00-0.00sell
Generation Capital Management LLC10,0000-10,0000.110.00-0.11sell
ROYAL BANK OF CANADA49,39439,339-10,0550.000.00-0.00sell
AIGEN INVESTMENT MANAGEMENT, LP10,5190-10,5190.020.00-0.02sell
XTX Topco Ltd11,7090-11,7090.010.00-0.01sell
Quantbot Technologies LP15,5602,676-12,8840.010.00-0.00sell
STIFEL FINANCIAL CORP58,33444,660-13,6740.000.00-0.00sell
Qube Research & Technologies Ltd13,7270-13,7270.000.00-0.00sell
LPL Financial LLC18,0420-18,0420.000.00-0.00sell
Verition Fund Management LLC35,79216,707-19,0850.000.00-0.00sell
Jump Financial, LLC20,3120-20,3120.000.00-0.00sell
Beacon Pointe Advisors, LLC23,1730-23,1730.000.00-0.00sell
BARCLAYS PLC26,0030-26,0030.000.00-0.00sell
MQS Management LLC31,8070-31,8070.250.00-0.25sell
BANK OF AMERICA CORP /DE/73,01238,605-34,4070.000.00-0.00sell
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