Stock Transactions — CRESCENT CAP BDC INC

Total Bought
2,447,151
42 transactions
Total Sold
1,528,776
39 transactions
Net
+918,375
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Invesco Ltd.41,106659,696+618,5900.000.00+0.00buy
North Ground Capital418,000835,312+417,3123.665.83+2.17buy
Focus Partners Wealth0389,766+389,7660.000.01+0.01buy
Callodine Capital Management, LP0120,000+120,0000.000.14+0.14buy
Russell Investments Group, Ltd.0104,378+104,3780.000.00+0.00buy
Trexquant Investment LP70,818173,480+102,6620.010.02+0.01buy
RIVERBRIDGE PARTNERS LLC094,358+94,3580.000.02+0.02buy
&PARTNERS34,581113,575+78,9940.000.01+0.01buy
Almitas Capital LLC376,461444,234+67,7731.231.37+0.15buy
Adams Asset Advisors, LLC17,63979,828+62,1890.030.15+0.12buy
CAPTRUST FINANCIAL ADVISORS50,00691,028+41,0220.000.00+0.00buy
UBS Group AG181,334221,860+40,5260.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT326,859366,887+40,0280.380.42+0.04buy
CITADEL ADVISORS LLC034,215+34,2150.000.00+0.00buy
TT Capital Management LLC026,336+26,3360.000.29+0.29buy
COMMONWEALTH EQUITY SERVICES, LLC17,25443,561+26,3070.000.00+0.00buy
Bulldog Investors, LLP437,518457,518+20,0001.441.43-0.01buy
BANK OF AMERICA CORP /DE/38,60556,923+18,3180.000.00+0.00buy
OPPENHEIMER & CO INC44,99661,286+16,2900.010.01+0.00buy
Sumitomo Mitsui Trust Group, Inc.136,796152,822+16,0260.000.00+0.00buy
Muzinich & Co., Inc.136,796152,822+16,0260.760.68-0.08buy
Whipplewood Advisors, LLC015,288+15,2880.000.14+0.14buy
LMG Wealth Partners, LLC011,500+11,5000.000.03+0.03buy
ROYAL BANK OF CANADA39,33950,355+11,0160.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.164,927173,696+8,7690.090.08-0.00buy
Pettinga Financial Advisors LLC59,76767,642+7,8750.170.18+0.01buy
OSAIC HOLDINGS, INC.07,756+7,7560.000.00+0.00buy
Quantbot Technologies LP2,6768,477+5,8010.000.00+0.00buy
VAN ECK ASSOCIATES CORP153,089158,667+5,5780.000.00-0.00buy
Silverberg Bernstein Capital Management LLC23,66028,060+4,4000.200.23+0.02buy
VPR Management LLC5,0009,000+4,0000.030.06+0.02buy
Aquatic Capital Management LLC14,01717,297+3,2800.000.01+0.00buy
Rockefeller Capital Management L.P.02,500+2,5000.000.00+0.00buy
NewEdge Advisors, LLC10,21312,279+2,0660.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,915+1,9150.000.00+0.00buy
Mariner, LLC450,282451,774+1,4920.010.01-0.00buy
JONES FINANCIAL COMPANIES LLLP1,0002,400+1,4000.000.00+0.00buy
IEQ CAPITAL, LLC24,72425,470+7460.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC0413+4130.000.00+0.00buy
Motiv8 Investments LLC0165+1650.000.00+0.00buy
Sound Income Strategies, LLC176241+650.000.00+0.00buy
Avion Wealth317327+100.000.00-0.00buy
LSV ASSET MANAGEMENT7,3007,30000.000.00-0.00hold
SUN LIFE FINANCIAL INC2,226,3082,226,30801.621.64+0.02hold
GEODE CAPITAL MANAGEMENT, LLC12,88312,88300.000.00-0.00hold
ARES MANAGEMENT LLC516,409516,40900.340.41+0.08hold
SCS Capital Management LLC28,81428,81400.000.00-0.00hold
Fidelity National Financial, Inc.4,205,3074,205,30701.571.79+0.22hold
Blackstone Inc.4,205,3074,205,30700.260.26+0.00hold
Skandinaviska Enskilda Banken AB (publ)109,288109,28800.010.01-0.00hold
Catalyst Capital Advisors LLC4,9004,90000.000.00+0.00hold
Permanens Capital L.P.10,00010,00000.020.02-0.00hold
Lido Advisors, LLC13,97513,97500.000.00-0.00hold
Texas County & District Retirement System5,001,7525,001,7520100.00100.000.00hold
BI Asset Management Fondsmaeglerselskab A/S63,89363,89300.010.01-0.00hold
AXXCESS WEALTH MANAGEMENT, LLC10,10310,10300.000.00-0.00hold
SWAN Capital LLC26426400.000.00-0.00hold
SEVEN MILE ADVISORY13,24213,24200.030.03+0.00hold
VALLEY NATIONAL ADVISERS INC60060000.000.00-0.00hold
Atlantic Union Bankshares Corp50050000.000.00-0.00hold
MACKENZIE FINANCIAL CORP32,93032,93000.000.00-0.00hold
FLAGSHIP WEALTH ADVISORS, LLC600-600.000.00-0.00sell
Allworth Financial LP1000-1000.000.00-0.00sell
COMERICA BANK16,59816,390-2080.000.00+0.00sell
Triumph Capital Management3000-3000.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.15,83615,428-4080.000.00-0.00sell
Ethos Financial Group, LLC19,42818,698-7300.020.02-0.00sell
ENVESTNET ASSET MANAGEMENT INC17,94017,132-8080.000.00-0.00sell
CONFLUENCE INVESTMENT MANAGEMENT LLC71,45570,620-8350.010.01+0.00sell
SIMPLEX TRADING, LLC1,132185-9470.000.00-0.00sell
Aspen Grove Capital, LLC268,404267,418-9860.630.65+0.02sell
NORTHERN TRUST CORP22,02720,229-1,7980.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/22,17320,293-1,8800.000.00-0.00sell
Anchor Investment Management, LLC15,90913,212-2,6970.020.02-0.00sell
Janney Montgomery Scott LLC23,62520,512-3,1130.000.00-0.00sell
Summit Financial, LLC20,36417,080-3,2840.000.00-0.00sell
Barnett & Company, Inc.22,60019,100-3,5000.250.22-0.03sell
HighTower Advisors, LLC137,997132,522-5,4750.000.00-0.00sell
BlackRock, Inc.233,391227,255-6,1360.000.00-0.00sell
Nordwand Advisors, LLC36,63529,325-7,3100.080.07-0.01sell
STIFEL FINANCIAL CORP44,66036,826-7,8340.000.00-0.00sell
Virtus Investment Advisers, LLC62,96054,674-8,2860.260.21-0.05sell
WESTBOURNE INVESTMENTS, INC.10,0000-10,0000.070.00-0.07sell
TWO SIGMA INVESTMENTS, LP269,649258,408-11,2410.010.01-0.00sell
DENALI ADVISORS LLC117,433100,845-16,5880.190.16-0.03sell
Verition Fund Management LLC16,7070-16,7070.000.00-0.00sell
Catalina Capital Group, LLC16,9350-16,9350.150.00-0.15sell
RAYMOND JAMES FINANCIAL INC275,906257,802-18,1040.000.00-0.00sell
ICON ADVISERS INC/CO133,816109,294-24,5220.420.33-0.09sell
Apollon Wealth Management, LLC40,96912,998-27,9710.010.00-0.01sell
D. E. Shaw & Co., Inc.78,88431,552-47,3320.000.00-0.00sell
Brevan Howard Capital Management LP48,4600-48,4600.010.00-0.01sell
FRANKLIN RESOURCES INC540,460488,981-51,4790.000.00-0.00sell
AMERIPRISE FINANCIAL INC89,29728,843-60,4540.000.00-0.00sell
WELLS FARGO & COMPANY/MN258,564195,794-62,7700.000.00-0.00sell
TWO SIGMA ADVISERS, LP261,866183,666-78,2000.010.01-0.00sell
MILLENNIUM MANAGEMENT LLC202,0540-202,0540.000.00-0.00sell
MORGAN STANLEY213,5050-213,5050.000.00-0.00sell
Alpine Global Management, LLC220,0000-220,0000.570.00-0.57sell
Kovitz Investment Group Partners, LLC345,7590-345,7590.020.00-0.02sell
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