| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GREAT POINT PARTNERS LLC | 0 | 1,601,527 | +1,601,527 | 0.00 | 2.43 | +2.43 | buy |
| ARMISTICE CAPITAL, LLC | 4,672,000 | 5,200,000 | +528,000 | 1.16 | 1.08 | -0.08 | buy |
| BANK OF AMERICA CORP /DE/ | 354,443 | 648,760 | +294,317 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 769,673 | 1,019,332 | +249,659 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 282,160 | 496,969 | +214,809 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 162,400 | +162,400 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 41,519 | 192,793 | +151,274 | 0.00 | 0.00 | +0.00 | buy |
| Patriot Financial Group Insurance Agency, LLC | 0 | 127,894 | +127,894 | 0.00 | 0.15 | +0.15 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 115,300 | +115,300 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 21,056 | 131,963 | +110,907 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 972,364 | 1,072,769 | +100,405 | 0.00 | 0.00 | -0.00 | buy |
| CITADEL ADVISORS LLC | 26,526 | 115,589 | +89,063 | 0.00 | 0.00 | +0.00 | buy |
| PDT Partners, LLC | 0 | 75,705 | +75,705 | 0.00 | 0.06 | +0.06 | buy |
| GOLDMAN SACHS GROUP INC | 381,709 | 443,984 | +62,275 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 250,131 | 294,420 | +44,289 | 0.00 | 0.00 | -0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 204,029 | 246,992 | +42,963 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,749,168 | 1,789,189 | +40,021 | 0.00 | 0.00 | -0.00 | buy |
| STRS OHIO | 33,100 | 61,100 | +28,000 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 46,447 | 72,461 | +26,014 | 0.00 | 0.00 | +0.00 | buy |
| Semanteon Capital Management, LP | 0 | 22,715 | +22,715 | 0.00 | 0.13 | +0.13 | buy |
| Aquatic Capital Management LLC | 0 | 21,300 | +21,300 | 0.00 | 0.01 | +0.01 | buy |
| ALLIANCEBERNSTEIN L.P. | 15,610 | 36,750 | +21,140 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 56,955 | 77,905 | +20,950 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 35,945 | 56,766 | +20,821 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 114,452 | 134,004 | +19,552 | 0.00 | 0.00 | -0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 18,707 | +18,707 | 0.00 | 0.01 | +0.01 | buy |
| HSBC HOLDINGS PLC | 0 | 16,240 | +16,240 | 0.00 | 0.00 | +0.00 | buy |
| SHERBROOKE PARK ADVISERS LLC | 0 | 15,078 | +15,078 | 0.00 | 0.02 | +0.02 | buy |
| FOX RUN MANAGEMENT, L.L.C. | 0 | 12,159 | +12,159 | 0.00 | 0.02 | +0.02 | buy |
| SG Americas Securities, LLC | 0 | 10,780 | +10,780 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 419 | 10,953 | +10,534 | 0.00 | 0.00 | +0.00 | buy |
| INCEPTIONR LLC | 0 | 10,053 | +10,053 | 0.00 | 0.02 | +0.02 | buy |
| MetLife Investment Management, LLC | 18,269 | 27,035 | +8,766 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 107,921 | 116,532 | +8,611 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 59,012 | 67,064 | +8,052 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 57,740 | 64,020 | +6,280 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 66,617 | 72,876 | +6,259 | 0.00 | 0.00 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 10,154 | 15,969 | +5,815 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 89,033 | 94,398 | +5,365 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 4,910 | 9,851 | +4,941 | 0.00 | 0.00 | +0.00 | buy |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 138,707 | 143,523 | +4,816 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 22,282 | 25,727 | +3,445 | 0.00 | 0.00 | -0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 179,771 | 182,831 | +3,060 | 0.03 | 0.03 | -0.00 | buy |
| Empowered Funds, LLC | 39,471 | 42,531 | +3,060 | 0.01 | 0.01 | -0.00 | buy |
| FEDERATED HERMES, INC. | 551,576 | 554,214 | +2,638 | 0.01 | 0.01 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 17,500 | 20,030 | +2,530 | 0.00 | 0.00 | -0.00 | buy |
| ARCADIA INVESTMENT MANAGEMENT CORP/MI | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| SummerHaven Investment Management, LLC | 75,372 | 77,293 | +1,921 | 0.44 | 0.40 | -0.04 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 11,262 | 12,892 | +1,630 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 0 | 1,624 | +1,624 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 798 | +798 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 411 | +411 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 1,071 | 1,382 | +311 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 155 | +155 | 0.00 | 0.00 | +0.00 | buy |
| nVerses Capital, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 12,635 | 12,732 | +97 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 33 | 118 | +85 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 3,513 | 3,513 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 3,923 | 3,923 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD ASSET MANAGEMENT INC | 161,928 | 161,928 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WASHINGTON TRUST Co | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUSSMAN STRATEGIC ADVISORS, INC. | 52,500 | 52,500 | 0 | 0.11 | 0.11 | +0.00 | hold |
| MACQUARIE GROUP LTD | 5,700 | 5,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Daiwa Securities Group Inc. | 201 | 201 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vestcor Inc | 22,874 | 22,874 | 0 | 0.01 | 0.01 | -0.00 | hold |
| EcoR1 Capital, LLC | 3,917,546 | 3,917,546 | 0 | 0.93 | 0.95 | +0.02 | hold |
| Steward Partners Investment Advisory, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Woodline Partners LP | 300,000 | 300,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| CoreCap Advisors, LLC | 550 | 550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Virtus Investment Advisers, LLC | 12,648 | 12,648 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Vestal Point Capital, LP | 600,000 | 600,000 | 0 | 0.46 | 0.35 | -0.11 | hold |
| NEOS Investment Management LLC | 14,960 | 14,960 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Frazier Financial Advisors, LLC | 156 | 156 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Erste Asset Management GmbH | 1,058,378 | 1,058,378 | 0 | 0.13 | 0.11 | -0.02 | hold |
| FIDUCIARY TRUST CO | 259,397 | 259,397 | 0 | 0.04 | 0.03 | -0.01 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FARALLON CAPITAL MANAGEMENT LLC | 2,292,000 | 2,292,000 | 0 | 0.13 | 0.11 | -0.02 | hold |
| Avior Wealth Management, LLC | 6 | 0 | -6 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 199 | 188 | -11 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 43 | 0 | -43 | 0.00 | 0.00 | -0.00 | sell |
| Pacer Advisors, Inc. | 554 | 508 | -46 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 129,003 | 128,941 | -62 | 0.00 | 0.00 | -0.00 | sell |
| ALPS ADVISORS INC | 38,353 | 38,149 | -204 | 0.00 | 0.00 | -0.00 | sell |
| CORNERCAP INVESTMENT COUNSEL INC | 23,217 | 22,976 | -241 | 0.03 | 0.03 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,957 | 3,333 | -624 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 2,166 | 1,468 | -698 | 0.00 | 0.00 | -0.00 | sell |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 858 | 0 | -858 | 0.01 | 0.00 | -0.01 | sell |
| DEUTSCHE BANK AG\ | 71,907 | 70,648 | -1,259 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 1,743 | 0 | -1,743 | 0.00 | 0.00 | -0.00 | sell |
| PROFUND ADVISORS LLC | 18,916 | 16,762 | -2,154 | 0.01 | 0.00 | -0.00 | sell |
| Plato Investment Management Ltd | 4,119 | 1,449 | -2,670 | 0.00 | 0.00 | -0.00 | sell |
| Hunter Perkins Capital Management, LLC | 65,165 | 62,015 | -3,150 | 0.12 | 0.10 | -0.02 | sell |
| RITHOLTZ WEALTH MANAGEMENT | 15,397 | 11,556 | -3,841 | 0.00 | 0.00 | -0.00 | sell |
| China Universal Asset Management Co., Ltd. | 10,404 | 6,391 | -4,013 | 0.01 | 0.01 | -0.01 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 21,849 | 17,352 | -4,497 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 99,306 | 94,774 | -4,532 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 10,096 | 4,461 | -5,635 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 7,413 | 0 | -7,413 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 11,611 | 3,972 | -7,639 | 0.00 | 0.00 | -0.00 | sell |