| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Anson Funds Management LP | 20,631,213 | 20,631,213 | 0 | 9.57 | 4.11 | -5.46 | hold |
| Murchinson Ltd. | 12,550,000 | 15,550,000 | +3,000,000 | 5.25 | 4.84 | -0.41 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 7,775,000 | 7,775,000 | 0 | 0.63 | 0.60 | -0.04 | hold |
| Clearline Capital LP | 4,568,797 | 4,411,472 | -157,325 | 1.22 | 1.21 | -0.01 | sell |
| ARK Investment Management LLC | 1,599,674 | 2,253,327 | +653,653 | 0.02 | 0.04 | +0.02 | buy |
| STATE STREET CORP | 2,133,081 | 2,138,805 | +5,724 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 1,557,870 | 1,666,763 | +108,893 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 814,595 | 979,499 | +164,904 | 0.00 | 0.00 | +0.00 | buy |
| Taylor Frigon Capital Management LLC | 788,485 | 784,931 | -3,554 | 0.95 | 1.04 | +0.09 | sell |
| Arete Wealth Advisors, LLC | 750,692 | 780,283 | +29,591 | 0.14 | 0.20 | +0.06 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 746,842 | 694,188 | -52,654 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 797,852 | 680,630 | -117,222 | 0.00 | 0.00 | -0.00 | sell |
| AWM Investment Company, Inc. | 663,126 | 663,126 | 0 | 0.21 | 0.24 | +0.03 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 594,819 | 585,167 | -9,652 | 0.00 | 0.00 | +0.00 | sell |
| Swiss National Bank | 433,300 | 455,500 | +22,200 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 446,578 | 450,958 | +4,380 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 356,120 | 362,893 | +6,773 | 0.01 | 0.00 | -0.00 | buy |
| MYDA Advisors LLC | 140,000 | 328,617 | +188,617 | 0.14 | 0.32 | +0.18 | buy |
| Amundi | 135,735 | 292,736 | +157,001 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 256,967 | 256,967 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JANE STREET GROUP, LLC | 479,585 | 250,905 | -228,680 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 252,227 | 248,913 | -3,314 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 0 | 244,769 | +244,769 | 0.00 | 0.02 | +0.02 | buy |
| Tidal Investments LLC | 29,009 | 239,519 | +210,510 | 0.00 | 0.01 | +0.01 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 212,006 | 234,586 | +22,580 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 0 | 226,397 | +226,397 | 0.00 | 0.03 | +0.03 | buy |
| Rafferty Asset Management, LLC | 248,067 | 222,020 | -26,047 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 22,844 | 220,095 | +197,251 | 0.00 | 0.02 | +0.02 | buy |
| Boston Partners | 261,326 | 199,531 | -61,795 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 155,011 | 199,506 | +44,495 | 0.00 | 0.00 | +0.00 | buy |
| Faithward Advisors, LLC | 182,011 | 177,229 | -4,782 | 0.10 | 0.09 | -0.01 | sell |
| Legal & General Group Plc | 194,826 | 176,592 | -18,234 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 170,780 | 170,780 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WESTFIELD CAPITAL MANAGEMENT CO LP | 149,070 | 149,070 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GROUP ONE TRADING LLC | 268,016 | 138,362 | -129,654 | 0.02 | 0.01 | -0.01 | sell |
| TWO SIGMA ADVISERS, LP | 136,500 | 134,600 | -1,900 | 0.00 | 0.00 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 133,256 | 134,027 | +771 | 0.00 | 0.00 | +0.00 | buy |
| BARD ASSOCIATES INC | 137,200 | 130,200 | -7,000 | 0.13 | 0.13 | +0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 178,859 | 118,775 | -60,084 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 0 | 93,517 | +93,517 | 0.00 | 0.01 | +0.01 | buy |
| AMERICAN CENTURY COMPANIES INC | 90,742 | 91,429 | +687 | 0.00 | 0.00 | +0.00 | buy |
| GTS SECURITIES LLC | 45,308 | 86,747 | +41,439 | 0.00 | 0.01 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 84,734 | 84,734 | 0 | 0.00 | 0.00 | +0.00 | hold |
| VAN ECK ASSOCIATES CORP | 72,775 | 76,184 | +3,409 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 27,900 | 74,100 | +46,200 | 0.00 | 0.00 | +0.00 | buy |
| Handelsbanken Fonder AB | 64,700 | 64,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yorktown Management & Research Co Inc | 0 | 57,800 | +57,800 | 0.00 | 0.15 | +0.15 | buy |
| RBF Capital, LLC | 60,000 | 56,200 | -3,800 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 52,741 | 52,933 | +192 | 0.00 | 0.00 | +0.00 | buy |
| Patriot Financial Group Insurance Agency, LLC | 44,100 | 43,350 | -750 | 0.02 | 0.02 | -0.00 | sell |
| Vident Advisory, LLC | 34,650 | 42,452 | +7,802 | 0.00 | 0.00 | +0.00 | buy |
| MGO ONE SEVEN LLC | 40,700 | 40,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BARCLAYS PLC | 38,716 | 38,716 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LPL Financial LLC | 40,001 | 37,569 | -2,432 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 47,334 | 37,282 | -10,052 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 0 | 36,908 | +36,908 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 102,700 | 36,100 | -66,600 | 0.00 | 0.00 | -0.00 | sell |
| SHEETS SMITH WEALTH MANAGEMENT | 35,000 | 35,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Clearwater Capital Advisors, LLC | 38,952 | 34,311 | -4,641 | 0.01 | 0.01 | -0.00 | sell |
| Creative Planning | 33,221 | 33,444 | +223 | 0.00 | 0.00 | -0.00 | buy |
| Daiwa Securities Group Inc. | 35,412 | 32,500 | -2,912 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 32,998 | 32,168 | -830 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE TRADING, LLC | 158,611 | 29,437 | -129,174 | 0.00 | 0.00 | -0.00 | sell |
| Csenge Advisory Group | 28,869 | 27,869 | -1,000 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,803 | 27,715 | +25,912 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 27,412 | 27,412 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 25,428 | +25,428 | 0.00 | 0.00 | +0.00 | buy |
| MARATHON CAPITAL MANAGEMENT | 25,000 | 25,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 50,000 | 25,000 | -25,000 | 0.01 | 0.01 | -0.01 | sell |
| Cetera Investment Advisers | 10,014 | 23,156 | +13,142 | 0.00 | 0.00 | -0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 20,200 | 20,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 21,440 | 19,626 | -1,814 | 0.00 | 0.00 | -0.00 | sell |
| Pictet Asset Management Holding SA | 19,527 | 19,527 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 18,546 | +18,546 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 21,500 | 18,500 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| Quadcap Wealth Management, LLC | 16,825 | 17,753 | +928 | 0.01 | 0.01 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 22,154 | 17,654 | -4,500 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 11,715 | 16,634 | +4,919 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 15,021 | +15,021 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 14,193 | 14,193 | 0 | 0.00 | 0.00 | +0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 10,430 | 14,130 | +3,700 | 0.00 | 0.00 | +0.00 | buy |
| Pacer Advisors, Inc. | 13,769 | 13,751 | -18 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 15,643 | 13,033 | -2,610 | 0.00 | 0.00 | -0.00 | sell |
| Beacon Pointe Advisors, LLC | 12,150 | 12,150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vanguard Personalized Indexing Management, LLC | 0 | 10,769 | +10,769 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 16,341 | 10,584 | -5,757 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 0 | 10,187 | +10,187 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 9,891 | 9,891 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPTIMUM INVESTMENT ADVISORS | 8,000 | 8,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SIGNATUREFD, LLC | 4,980 | 4,980 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FMR LLC | 20,308 | 4,907 | -15,401 | 0.00 | 0.00 | -0.00 | sell |
| Banque Cantonale Vaudoise | 4,565 | 4,565 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Russell Investments Group, Ltd. | 4,140 | 4,140 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EntryPoint Capital, LLC | 3,770 | 3,914 | +144 | 0.01 | 0.01 | +0.00 | buy |
| TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA | 3,300 | 3,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Founders Capital Management | 3,000 | 3,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TD Waterhouse Canada Inc. | 2,640 | 2,840 | +200 | 0.00 | 0.00 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 1,375 | 2,075 | +700 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 33 | 1,627 | +1,594 | 0.00 | 0.00 | +0.00 | buy |
| Beaird Harris Wealth Management, LLC | 1,115 | 1,115 | 0 | 0.00 | 0.00 | +0.00 | hold |