| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Clearline Capital LP | 4,411,472 | 4,667,921 | +256,449 | 1.21 | 0.90 | -0.31 | buy |
| CITADEL ADVISORS LLC | 0 | 182,185 | +182,185 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 113,405 | +113,405 | 0.00 | 0.00 | +0.00 | buy |
| Koshinski Asset Management, Inc. | 0 | 69,975 | +69,975 | 0.00 | 0.02 | +0.02 | buy |
| GROUP ONE TRADING LLC | 138,362 | 202,559 | +64,197 | 0.01 | 0.01 | +0.00 | buy |
| UBS Group AG | 248,913 | 307,424 | +58,511 | 0.00 | 0.00 | -0.00 | buy |
| Arete Wealth Advisors, LLC | 780,283 | 830,345 | +50,062 | 0.20 | 0.15 | -0.05 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 450,958 | 500,961 | +50,003 | 0.00 | 0.00 | -0.00 | buy |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 226,397 | 261,022 | +34,625 | 0.03 | 0.01 | -0.02 | buy |
| IMC-Chicago, LLC | 93,517 | 124,868 | +31,351 | 0.01 | 0.01 | -0.00 | buy |
| NORTHERN TRUST CORP | 14,193 | 40,726 | +26,533 | 0.00 | 0.00 | +0.00 | buy |
| Handelsbanken Fonder AB | 64,700 | 90,900 | +26,200 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Trading LLC | 0 | 24,163 | +24,163 | 0.00 | 0.00 | +0.00 | buy |
| Avantax Planning Partners, Inc. | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 694,188 | 703,543 | +9,355 | 0.00 | 0.00 | -0.00 | buy |
| GTS SECURITIES LLC | 86,747 | 95,867 | +9,120 | 0.01 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 176,592 | 184,188 | +7,596 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 10,187 | 17,595 | +7,408 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 27,715 | 34,167 | +6,452 | 0.00 | 0.00 | -0.00 | buy |
| EntryPoint Capital, LLC | 3,914 | 10,022 | +6,108 | 0.01 | 0.01 | +0.00 | buy |
| GPS Wealth Strategies Group, LLC | 0 | 5,548 | +5,548 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 4,565 | 9,458 | +4,893 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 0 | 4,315 | +4,315 | 0.00 | 0.00 | +0.00 | buy |
| MYDA Advisors LLC | 328,617 | 332,464 | +3,847 | 0.32 | 0.22 | -0.10 | buy |
| Centiva Capital, LP | 36,908 | 40,366 | +3,458 | 0.01 | 0.00 | -0.00 | buy |
| Creative Planning | 33,444 | 36,101 | +2,657 | 0.00 | 0.00 | -0.00 | buy |
| Catalyst Funds Management Pty Ltd | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 16,634 | 19,113 | +2,479 | 0.00 | 0.00 | -0.00 | buy |
| Focus Partners Wealth | 18,500 | 20,260 | +1,760 | 0.00 | 0.00 | -0.00 | buy |
| Activest Wealth Management | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 2,840 | 3,550 | +710 | 0.00 | 0.00 | -0.00 | buy |
| Hexagon Capital Partners LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| MATHER GROUP, LLC. | 0 | 25 | +25 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 76,184 | 76,198 | +14 | 0.00 | 0.00 | -0.00 | buy |
| ORG Partners LLC | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| OPTIMUM INVESTMENT ADVISORS | 8,000 | 8,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RBF Capital, LLC | 56,200 | 56,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SHEETS SMITH WEALTH MANAGEMENT | 35,000 | 35,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WESTFIELD CAPITAL MANAGEMENT CO LP | 149,070 | 149,070 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARATHON CAPITAL MANAGEMENT | 25,000 | 25,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| THOMPSON INVESTMENT MANAGEMENT, INC. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LEVIN CAPITAL STRATEGIES, L.P. | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 84,734 | 84,734 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Boston Partners | 199,531 | 199,531 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 4,980 | 4,980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anson Funds Management LP | 20,631,213 | 20,631,213 | 0 | 4.11 | 6.52 | +2.41 | hold |
| AWM Investment Company, Inc. | 663,126 | 663,126 | 0 | 0.24 | 0.20 | -0.04 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 7,775,000 | 7,775,000 | 0 | 0.60 | 0.52 | -0.08 | hold |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 188 | 188 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Connor, Clark & Lunn Investment Management Ltd. | 18,546 | 18,546 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 30 | 30 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Founders Capital Management | 3,000 | 3,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Beacon Pointe Advisors, LLC | 12,150 | 12,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 9 | 9 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cornerstone Planning Group LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Murchinson Ltd. | 15,550,000 | 15,550,000 | 0 | 4.84 | 7.35 | +2.51 | hold |
| Coppell Advisory Solutions LLC | 140 | 140 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 325 | 325 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Beaird Harris Wealth Management, LLC | 1,115 | 1,115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pictet Asset Management Holding SA | 19,527 | 19,527 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 9,891 | 9,891 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gen-Wealth Partners Inc | 216 | 216 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA | 3,300 | 3,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 20,200 | 20,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 17,654 | 17,654 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERICAN CENTURY COMPANIES INC | 91,429 | 91,429 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 25 | 25 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 254 | 254 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 32 | 1 | -31 | 0.00 | 0.00 | -0.00 | sell |
| Quadcap Wealth Management, LLC | 17,753 | 17,681 | -72 | 0.01 | 0.01 | -0.00 | sell |
| YHB Investment Advisors, Inc. | 125 | 0 | -125 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 1,627 | 1,502 | -125 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 37,569 | 37,369 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Newbridge Financial Services Group, Inc. | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 2,075 | 1,875 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 19,626 | 19,376 | -250 | 0.00 | 0.00 | -0.00 | sell |
| Vanguard Personalized Indexing Management, LLC | 10,769 | 10,448 | -321 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 27,412 | 27,012 | -400 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 10,584 | 10,146 | -438 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 13,033 | 12,385 | -648 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 721 | 0 | -721 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 4,907 | 3,945 | -962 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,002 | 0 | -1,002 | 0.00 | 0.00 | -0.00 | sell |
| Faithward Advisors, LLC | 177,229 | 176,189 | -1,040 | 0.09 | 0.07 | -0.02 | sell |
| Amundi | 292,736 | 291,525 | -1,211 | 0.00 | 0.00 | -0.00 | sell |
| Pacer Advisors, Inc. | 13,751 | 11,815 | -1,936 | 0.00 | 0.00 | -0.00 | sell |
| MGO ONE SEVEN LLC | 40,700 | 38,700 | -2,000 | 0.01 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 23,156 | 20,372 | -2,784 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 32,168 | 28,958 | -3,210 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 42,452 | 38,948 | -3,504 | 0.00 | 0.00 | -0.00 | sell |
| Taylor Frigon Capital Management LLC | 784,931 | 781,359 | -3,572 | 1.04 | 0.82 | -0.22 | sell |
| B. Riley Wealth Advisors, Inc. | 14,130 | 10,430 | -3,700 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 25,428 | 21,531 | -3,897 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 4,140 | 0 | -4,140 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 37,282 | 32,892 | -4,390 | 0.00 | 0.00 | -0.00 | sell |
| Clearwater Capital Advisors, LLC | 34,311 | 29,232 | -5,079 | 0.01 | 0.01 | -0.00 | sell |
| BARD ASSOCIATES INC | 130,200 | 125,000 | -5,200 | 0.13 | 0.11 | -0.03 | sell |