| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TANG CAPITAL MANAGEMENT LLC | 0 | 1,619,412 | +1,619,412 | 0.00 | 2.01 | +2.01 | buy |
| GREAT POINT PARTNERS LLC | 0 | 1,480,000 | +1,480,000 | 0.00 | 2.75 | +2.75 | buy |
| ARMISTICE CAPITAL, LLC | 0 | 714,285 | +714,285 | 0.00 | 0.23 | +0.23 | buy |
| SPHERA FUNDS MANAGEMENT LTD. | 0 | 571,429 | +571,429 | 0.00 | 1.10 | +1.10 | buy |
| Caligan Partners LP | 0 | 500,000 | +500,000 | 0.00 | 1.58 | +1.58 | buy |
| Velan Capital Investment Management LP | 0 | 500,000 | +500,000 | 0.00 | 3.23 | +3.23 | buy |
| VANGUARD GROUP INC | 0 | 341,300 | +341,300 | 0.00 | 0.00 | +0.00 | buy |
| Rosalind Advisors, Inc. | 0 | 311,775 | +311,775 | 0.00 | 3.48 | +3.48 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 285,714 | +285,714 | 0.00 | 0.03 | +0.03 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 151,580 | +151,580 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 0 | 150,116 | +150,116 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 0 | 61,113 | +61,113 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 57,982 | +57,982 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 33,505 | +33,505 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 28,623 | +28,623 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 27,744 | +27,744 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 0 | 23,695 | +23,695 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 0 | 19,983 | +19,983 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 18,213 | +18,213 | 0.00 | 0.02 | +0.02 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 17,730 | +17,730 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 17,600 | +17,600 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 11,060 | +11,060 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 10,624 | +10,624 | 0.00 | 0.00 | +0.00 | buy |
| GABLES CAPITAL MANAGEMENT INC. | 0 | 9,725 | +9,725 | 0.00 | 0.06 | +0.06 | buy |
| RHUMBLINE ADVISERS | 0 | 9,646 | +9,646 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 5,496 | +5,496 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 4,505 | +4,505 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN INTERNATIONAL GROUP, INC. | 0 | 3,873 | +3,873 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 2,125 | +2,125 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 1,813 | +1,813 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 1,555 | +1,555 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 885 | +885 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 829 | +829 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 0 | 673 | +673 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 607 | +607 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 513 | +513 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 510 | +510 | 0.00 | 0.00 | +0.00 | buy |
| SOA Wealth Advisors, LLC. | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 0 | 153 | +153 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 76 | +76 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 65 | +65 | 0.00 | 0.00 | +0.00 | buy |
| Prestige Wealth Management Group LLC | 0 | 62 | +62 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 14 | +14 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| ARMSTRONG ADVISORY GROUP, INC | 3,580 | 3,580 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 400 | 0 | -400 | 0.00 | 0.00 | 0.00 | sell |
| Prestige Wealth Management Group LLC | 1,250 | 0 | -1,250 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 1,300 | 0 | -1,300 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 5,660 | 283 | -5,377 | 0.00 | 0.00 | +0.00 | sell |
| GRIMES & COMPANY, INC. | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 10,270 | 0 | -10,270 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 10,287 | 0 | -10,287 | 0.00 | 0.00 | -0.00 | sell |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 10,500 | 0 | -10,500 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL FINANCIAL GROUP INC /ADV | 11,875 | 0 | -11,875 | 0.00 | 0.00 | -0.00 | sell |
| ZACKS INVESTMENT MANAGEMENT | 12,000 | 0 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 12,147 | 0 | -12,147 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 12,333 | 0 | -12,333 | 0.00 | 0.00 | -0.00 | sell |
| Garden State Investment Advisory Services LLC | 14,898 | 0 | -14,898 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 15,384 | 0 | -15,384 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 16,590 | 0 | -16,590 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Advisors, LLC | 17,000 | 0 | -17,000 | 0.00 | 0.00 | -0.00 | sell |
| TOWNSQUARE CAPITAL LLC | 17,182 | 0 | -17,182 | 0.00 | 0.00 | -0.00 | sell |
| VICTORY CAPITAL MANAGEMENT INC | 17,759 | 0 | -17,759 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 19,336 | 0 | -19,336 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 19,795 | 0 | -19,795 | 0.00 | 0.00 | -0.00 | sell |
| F/m Investments LLC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Crew Capital Management, Ltd. | 20,000 | 0 | -20,000 | 0.01 | 0.00 | -0.01 | sell |
| KWB Wealth | 20,875 | 0 | -20,875 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 21,100 | 0 | -21,100 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 21,883 | 0 | -21,883 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 22,957 | 0 | -22,957 | 0.00 | 0.00 | -0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 23,696 | 0 | -23,696 | 0.00 | 0.00 | -0.00 | sell |
| Zullo Investment Group, Inc. | 24,000 | 0 | -24,000 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 24,276 | 0 | -24,276 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 25,883 | 0 | -25,883 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 25,887 | 0 | -25,887 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 26,030 | 0 | -26,030 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Private Wealth Advisors | 27,706 | 0 | -27,706 | 0.00 | 0.00 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 28,000 | 0 | -28,000 | 0.00 | 0.00 | -0.00 | sell |
| Flower City Capital | 30,000 | 0 | -30,000 | 0.01 | 0.00 | -0.01 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 30,445 | 0 | -30,445 | 0.00 | 0.00 | -0.00 | sell |
| Prospera Financial Services Inc | 30,500 | 0 | -30,500 | 0.00 | 0.00 | -0.00 | sell |
| Solutions 4 Wealth, Ltd | 32,798 | 0 | -32,798 | 0.04 | 0.00 | -0.04 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 33,369 | 0 | -33,369 | 0.00 | 0.00 | -0.00 | sell |
| Neuberger Berman Group LLC | 33,371 | 0 | -33,371 | 0.00 | 0.00 | -0.00 | sell |
| Focus Financial Network, Inc. | 34,194 | 0 | -34,194 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 36,263 | 0 | -36,263 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 37,519 | 0 | -37,519 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 40,175 | 0 | -40,175 | 0.00 | 0.00 | -0.00 | sell |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 40,849 | 0 | -40,849 | 0.00 | 0.00 | -0.00 | sell |
| WEXFORD CAPITAL LP | 48,700 | 0 | -48,700 | 0.00 | 0.00 | -0.00 | sell |
| PPS&V ASSET MANAGEMENT CONSULTANTS, INC. | 50,153 | 0 | -50,153 | 0.02 | 0.00 | -0.02 | sell |
| Corient Private Wealth LLC | 54,000 | 0 | -54,000 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 55,334 | 0 | -55,334 | 0.00 | 0.00 | -0.00 | sell |
| Main Street Financial Solutions, LLC | 60,000 | 0 | -60,000 | 0.00 | 0.00 | -0.00 | sell |
| LINCOLN NATIONAL CORP | 63,300 | 0 | -63,300 | 0.00 | 0.00 | -0.00 | sell |