| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Altium Capital Management LLC | 0 | 501,785 | +501,785 | 0.00 | 1.53 | +1.53 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.06 | +0.06 | buy |
| GREAT POINT PARTNERS LLC | 1,480,000 | 1,701,510 | +221,510 | 2.75 | 2.41 | -0.35 | buy |
| VANGUARD GROUP INC | 341,300 | 547,773 | +206,473 | 0.00 | 0.00 | -0.00 | buy |
| Woodline Partners LP | 0 | 150,786 | +150,786 | 0.00 | 0.01 | +0.01 | buy |
| Rosalind Advisors, Inc. | 311,775 | 450,000 | +138,225 | 3.48 | 2.63 | -0.85 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 151,580 | 229,147 | +77,567 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 150,116 | 211,341 | +61,225 | 0.00 | 0.00 | -0.00 | buy |
| LVW Advisors, LLC | 0 | 47,730 | +47,730 | 0.00 | 0.05 | +0.05 | buy |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 0 | 41,020 | +41,020 | 0.00 | 0.01 | +0.01 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 36,000 | +36,000 | 0.00 | 0.01 | +0.01 | buy |
| Squarepoint Ops LLC | 0 | 31,388 | +31,388 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 61,113 | 83,437 | +22,324 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 17,730 | 33,172 | +15,442 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 10,164 | +10,164 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 23,695 | 32,966 | +9,271 | 0.00 | 0.00 | -0.00 | buy |
| Walleye Capital LLC | 33,505 | 41,426 | +7,921 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 513 | 7,332 | +6,819 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 2,318 | +2,318 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 510 | 2,375 | +1,865 | 0.00 | 0.00 | +0.00 | buy |
| GABLES CAPITAL MANAGEMENT INC. | 9,725 | 11,325 | +1,600 | 0.06 | 0.04 | -0.02 | buy |
| RHUMBLINE ADVISERS | 9,646 | 10,591 | +945 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 1,555 | 2,333 | +778 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 11,060 | 11,560 | +500 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 0 | 488 | +488 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 465 | +465 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 410 | +410 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 19,983 | 20,360 | +377 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 673 | 901 | +228 | 0.00 | 0.00 | -0.00 | buy |
| ARMSTRONG ADVISORY GROUP, INC | 0 | 179 | +179 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 76 | 166 | +90 | 0.00 | 0.00 | -0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,813 | 1,821 | +8 | 0.00 | 0.00 | -0.00 | buy |
| Ameritas Investment Partners, Inc. | 607 | 607 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,125 | 2,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TANG CAPITAL MANAGEMENT LLC | 1,619,412 | 1,619,412 | 0 | 2.01 | 1.22 | -0.80 | hold |
| Schonfeld Strategic Advisors LLC | 285,714 | 285,714 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caligan Partners LP | 500,000 | 500,000 | 0 | 1.58 | 0.86 | -0.72 | hold |
| Larson Financial Group LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 62 | 62 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 829 | 829 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 65 | 65 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 153 | 153 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SPHERA FUNDS MANAGEMENT LTD. | 571,429 | 571,428 | -1 | 1.10 | 0.69 | -0.42 | sell |
| Avior Wealth Management, LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 283 | 0 | -283 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 885 | 570 | -315 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 5,496 | 2,694 | -2,802 | 0.00 | 0.00 | -0.00 | sell |
| ARMSTRONG ADVISORY GROUP, INC | 3,580 | 0 | -3,580 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 4,505 | 690 | -3,815 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 3,873 | 0 | -3,873 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 10,624 | 0 | -10,624 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 17,600 | 0 | -17,600 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 18,213 | 0 | -18,213 | 0.02 | 0.00 | -0.02 | sell |
| MILLENNIUM MANAGEMENT LLC | 27,744 | 0 | -27,744 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 28,623 | 0 | -28,623 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 57,982 | 0 | -57,982 | 0.00 | 0.00 | -0.00 | sell |
| Velan Capital Investment Management LP | 500,000 | 247,084 | -252,916 | 3.23 | 1.04 | -2.18 | sell |
| ARMISTICE CAPITAL, LLC | 714,285 | 0 | -714,285 | 0.23 | 0.00 | -0.23 | sell |