| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | 547,773 | 855,876 | +308,103 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 229,147 | 341,959 | +112,812 | 0.00 | 0.00 | -0.00 | buy |
| FEDERATED HERMES, INC. | 0 | 91,419 | +91,419 | 0.00 | 0.00 | +0.00 | buy |
| Altium Capital Management LLC | 501,785 | 541,549 | +39,764 | 1.53 | 0.86 | -0.67 | buy |
| XTX Topco Ltd | 0 | 37,328 | +37,328 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 35,574 | +35,574 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 83,437 | 118,869 | +35,432 | 0.00 | 0.00 | +0.00 | buy |
| Corton Capital Inc. | 0 | 31,162 | +31,162 | 0.00 | 0.08 | +0.08 | buy |
| STATE STREET CORP | 211,341 | 232,542 | +21,201 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 33,172 | 51,459 | +18,287 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 2,694 | 20,943 | +18,249 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 11,235 | +11,235 | 0.00 | 0.00 | +0.00 | buy |
| Christensen, King & Associates Investment Services, Inc. | 0 | 10,276 | +10,276 | 0.00 | 0.03 | +0.03 | buy |
| CITIGROUP INC | 2,333 | 12,336 | +10,003 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 3,254 | 8,286 | +5,032 | 0.00 | 0.00 | +0.00 | buy |
| Corebridge Financial, Inc. | 4,235 | 8,095 | +3,860 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 10,591 | 13,154 | +2,563 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 690 | 3,020 | +2,330 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 166 | 982 | +816 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 829 | 1,600 | +771 | 0.00 | 0.00 | +0.00 | buy |
| Woodline Partners LP | 150,786 | 151,508 | +722 | 0.01 | 0.01 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 570 | 1,133 | +563 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 901 | 1,187 | +286 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 20,360 | 20,553 | +193 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 65 | 127 | +62 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 49 | +49 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 607 | 607 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,125 | 2,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 32,966 | 32,966 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LPL Financial LLC | 11,560 | 11,560 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LVW Advisors, LLC | 47,730 | 47,730 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Rosalind Advisors, Inc. | 450,000 | 450,000 | 0 | 2.63 | 1.59 | -1.03 | hold |
| Schonfeld Strategic Advisors LLC | 285,714 | 285,714 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 62 | 62 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARMSTRONG ADVISORY GROUP, INC | 179 | 179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,821 | 1,821 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 488 | 488 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 153 | 153 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 7,332 | 7,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 465 | 423 | -42 | 0.00 | 0.00 | -0.00 | sell |
| GABLES CAPITAL MANAGEMENT INC. | 11,325 | 10,975 | -350 | 0.04 | 0.03 | -0.01 | sell |
| SIMPLEX TRADING, LLC | 410 | 0 | -410 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,375 | 1,950 | -425 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 2,318 | 15 | -2,303 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 10,164 | 0 | -10,164 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 31,388 | 0 | -31,388 | 0.00 | 0.00 | -0.00 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 36,000 | 0 | -36,000 | 0.01 | 0.00 | -0.01 | sell |
| Walleye Capital LLC | 41,426 | 0 | -41,426 | 0.00 | 0.00 | -0.00 | sell |
| TANG CAPITAL MANAGEMENT LLC | 1,619,412 | 1,559,560 | -59,852 | 1.22 | 0.59 | -0.62 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 250,000 | 159,350 | -90,650 | 0.06 | 0.03 | -0.03 | sell |
| SPHERA FUNDS MANAGEMENT LTD. | 571,428 | 413,545 | -157,883 | 0.69 | 0.36 | -0.33 | sell |
| Caligan Partners LP | 500,000 | 318,699 | -181,301 | 0.86 | 0.54 | -0.32 | sell |
| Velan Capital Investment Management LP | 247,084 | 0 | -247,084 | 1.04 | 0.00 | -1.04 | sell |
| GREAT POINT PARTNERS LLC | 1,701,510 | 1,293,028 | -408,482 | 2.41 | 2.08 | -0.32 | sell |