Stock TransactionsRUNWAY GROWTH FINANCE CORP

Total Bought
1,230,994
24 transactions
Total Sold
2,017,539
17 transactions
Net
-786,545
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
ARES MANAGEMENT LLC1,177,8231,517,179+339,3560.530.37-0.16buy
MORGAN STANLEY210,794486,912+276,1180.000.00+0.00buy
Sound Income Strategies, LLC1,843,2322,003,042+159,8100.610.50-0.10buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC284,010431,542+147,5320.010.01+0.00buy
UMB Bank, n.a.74,204156,944+82,7400.010.01+0.00buy
SMH CAPITAL ADVISORS INC14,00056,770+42,7700.271.25+0.98buy
FRANKLIN RESOURCES INC539,750573,697+33,9470.000.00-0.00buy
Man Group plc155,261186,066+30,8050.000.00-0.00buy
Virtus Investment Advisers, LLC96,849121,023+24,1740.180.16-0.03buy
Tidal Investments LLC76,61094,891+18,2810.000.00-0.00buy
BlackRock, Inc.102,209118,235+16,0260.000.00-0.00buy
Summit Financial, LLC527,991543,246+15,2550.050.03-0.01buy
Tower Research Capital LLC (TRC)1,32013,756+12,4360.000.00+0.00buy
Sunbeam Capital Management, LLC24,57532,575+8,0000.100.08-0.01buy
nVerses Capital, LLC13,93720,343+6,4060.090.18+0.09buy
ENVESTNET ASSET MANAGEMENT INC91,27197,622+6,3510.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC18,25322,004+3,7510.000.00-0.00buy
Cetera Investment Advisers12,40115,101+2,7000.000.00-0.00buy
STEEL GROVE CAPITAL ADVISORS, LLC26,51328,105+1,5920.020.01-0.00buy
Cambridge Investment Research Advisors, Inc.35,32936,857+1,5280.000.00-0.00buy
Caitong International Asset Management Co., Ltd6801,422+7420.000.00+0.00buy
PVG ASSET MANAGEMENT CORP89,54990,209+6600.300.29-0.00buy
MGO ONE SEVEN LLC14,94614,954+80.000.00-0.00buy
Allworth Financial LP7076+60.000.00-0.00buy
Farther Finance Advisors, LLC1,9841,500-4840.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS2,315468-1,8470.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.96,05193,050-3,0010.020.01-0.01sell
STIFEL FINANCIAL CORP80,00175,251-4,7500.000.00-0.00sell
State of Wyoming14,9211,444-13,4770.010.00-0.01sell
D. E. Shaw & Co., Inc.125,159110,095-15,0640.000.00-0.00sell
Magnetar Financial LLC89,87648,754-41,1220.010.00-0.00sell
HighTower Advisors, LLC1,394,5801,343,131-51,4490.010.01-0.00sell
ALLIUM FINANCIAL ADVISORS, LLC775,805715,665-60,1404.272.63-1.65sell
NORDEN GROUP LLC97,44717,420-80,0270.060.01-0.06sell
Jump Financial, LLC129,17010,758-118,4120.010.00-0.01sell
Alpine Global Management, LLC681,251500,192-181,0590.710.46-0.25sell
Bulldog Investors, LLP1,200,1291,019,054-181,0751.851.26-0.60sell
MARSHALL WACE, LLP350,719141,904-208,8150.000.00-0.00sell
UBS Group AG343,230128,176-215,0540.000.00-0.00sell
North Ground Capital961,326728,000-233,3267.964.90-3.06sell
TWO SIGMA INVESTMENTS, LP645,47937,042-608,4370.000.00-0.00sell
Page 1 of 1