Stock Transactions — RUNWAY GROWTH FINANCE CORP

Total Bought
3,564,548
47 transactions
Total Sold
2,632,046
32 transactions
Net
+932,502
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Sound Income Strategies, LLC01,409,592+1,409,5920.000.76+0.76buy
Summit Financial, LLC0422,426+422,4260.000.07+0.07buy
Alpine Global Management, LLC0407,950+407,9500.000.75+0.75buy
North Ground Capital521,500775,000+253,5007.174.83-2.34buy
MARSHALL WACE, LLP119,730333,757+214,0270.000.00+0.00buy
Redhawk Wealth Advisors, Inc.094,712+94,7120.000.11+0.11buy
Schonfeld Strategic Advisors LLC085,951+85,9510.000.01+0.01buy
D. E. Shaw & Co., Inc.47,038128,253+81,2150.000.00+0.00buy
Cubist Systematic Strategies, LLC055,055+55,0550.000.01+0.01buy
HighTower Advisors, LLC1,392,6601,442,345+49,6850.020.02-0.00buy
New Republic Capital, LLC044,621+44,6210.000.14+0.14buy
Brevan Howard Capital Management LP041,692+41,6920.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP562,056602,410+40,3540.010.01-0.00buy
Point72 Asset Management, L.P.46,06985,757+39,6880.000.00+0.00buy
AlphaQuest LLC5,09039,893+34,8030.010.03+0.02buy
BlackRock, Inc.157,090191,007+33,9170.000.00+0.00buy
FRANKLIN RESOURCES INC461,975494,486+32,5110.000.00-0.00buy
Dynamic Technology Lab Private Ltd027,683+27,6830.000.05+0.05buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP026,771+26,7710.000.00+0.00buy
Sunbeam Capital Management, LLC020,000+20,0000.000.13+0.13buy
PFG Investments, LLC019,000+19,0000.000.01+0.01buy
FOX RUN MANAGEMENT, L.L.C.018,492+18,4920.000.03+0.03buy
Quadrature Capital Ltd016,564+16,5640.000.00+0.00buy
SUMMIT WEALTH GROUP LLC / CO014,770+14,7700.000.02+0.02buy
State of Wyoming11,25222,772+11,5200.010.03+0.01buy
JPMORGAN CHASE & CO010,754+10,7540.000.00+0.00buy
NORDEN GROUP LLC34,44045,107+10,6670.040.05+0.01buy
UBS Group AG399,007406,759+7,7520.000.00-0.00buy
Invesco Ltd.22,03427,769+5,7350.000.00+0.00buy
Man Group plc24,44729,175+4,7280.000.00+0.00buy
Campbell & CO Investment Adviser LLC46,55950,524+3,9650.030.04+0.01buy
Tidal Investments LLC46,33349,896+3,5630.000.00-0.00buy
ROYAL BANK OF CANADA17,53520,501+2,9660.000.00+0.00buy
LPL Financial LLC74,56777,507+2,9400.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.30,88433,508+2,6240.000.00-0.00buy
Farther Finance Advisors, LLC02,261+2,2610.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC16,15818,196+2,0380.000.00+0.00buy
NORTHERN TRUST CORP25,50227,460+1,9580.000.00-0.00buy
PharVision Advisers, LLC20,97422,929+1,9550.320.13-0.19buy
ENVESTNET ASSET MANAGEMENT INC19,90121,021+1,1200.000.00-0.00buy
Bulldog Investors, LLP1,040,3131,041,284+9712.822.45-0.37buy
Spire Wealth Management0700+7000.000.00+0.00buy
Advisory Services Network, LLC0607+6070.000.00+0.00buy
CWM, LLC0428+4280.000.00+0.00buy
Cetera Investment Advisers12,11012,327+2170.000.00-0.00buy
Advisors Asset Management, Inc.55,88555,980+950.010.01-0.00buy
GUGGENHEIM CAPITAL LLC13,15013,155+50.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC18,25318,25300.000.00-0.00hold
ARES MANAGEMENT LLC435,885435,88500.240.20-0.04hold
CIBC Private Wealth Group LLC2,0682,06800.000.00-0.00hold
Curi Capital, LLC50,00050,00000.010.01-0.00hold
Verition Fund Management LLC54,89454,89400.000.00-0.00hold
Allworth Financial LP656500.000.00-0.00hold
Perigon Wealth Management, LLC10,00010,00000.000.00-0.00hold
Evanson Asset Management, LLC150,467150,46700.100.09-0.01hold
AllSquare Wealth Management LLC20020000.000.00-0.00hold
Crewe Advisors LLC172,002172,00200.260.17-0.09hold
Independence Bank of Kentucky54854800.000.00-0.00hold
Financial Network Wealth Advisors LLC75175100.010.01-0.00hold
Harbor Asset Planning, Inc.55455400.010.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.70,47670,47600.000.00-0.00hold
SBI Securities Co., Ltd.3937-20.000.00-0.00sell
Caitong International Asset Management Co., Ltd29213-2790.000.00-0.00sell
PVG ASSET MANAGEMENT CORP27,25526,903-3521.001.01+0.01sell
Sunbelt Securities, Inc.7000-7000.000.00-0.00sell
STIFEL FINANCIAL CORP98,20397,341-8620.000.00-0.00sell
WELLS FARGO & COMPANY/MN25,30123,573-1,7280.000.00-0.00sell
MGO ONE SEVEN LLC22,60219,698-2,9040.010.00-0.00sell
Quarry LP7,4373,800-3,6370.020.01-0.01sell
US BANCORP \DE\78,51773,217-5,3000.000.00-0.00sell
Tower Research Capital LLC (TRC)5,963594-5,3690.000.00-0.00sell
OSAIC HOLDINGS, INC.5,5150-5,5150.000.00-0.00sell
ALLIUM FINANCIAL ADVISORS, LLC963,973956,602-7,3719.018.04-0.97sell
Aquatic Capital Management LLC57,07248,155-8,9170.010.01-0.00sell
Graham Capital Management, L.P.20,60811,009-9,5990.010.00-0.00sell
Gladstone Institutional Advisory LLC12,1890-12,1890.010.00-0.01sell
Virtus Investment Advisers, LLC122,730108,747-13,9830.450.32-0.13sell
Quantbot Technologies LP28,03913,464-14,5750.010.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS18,5613,578-14,9830.000.00-0.00sell
Legal & General Group Plc242,157226,506-15,6510.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC39,59623,021-16,5750.000.00-0.00sell
Engineers Gate Manager LP59,00937,561-21,4480.010.00-0.00sell
TWO SIGMA ADVISERS, LP784,000757,700-26,3000.020.02-0.00sell
Trexquant Investment LP32,4210-32,4210.000.00-0.00sell
Jump Financial, LLC102,91256,905-46,0070.010.01-0.01sell
GOLDMAN SACHS GROUP INC106,97250,282-56,6900.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.234,902170,146-64,7560.100.06-0.04sell
Round Rock Advisors, LLC91,4520-91,4520.170.00-0.17sell
HRT FINANCIAL LP117,9030-117,9030.010.00-0.01sell
BARD ASSOCIATES INC275,614141,366-134,2480.950.38-0.57sell
BANK OF AMERICA CORP /DE/379,143227,432-151,7110.000.00-0.00sell
MORGAN STANLEY248,6190-248,6190.000.00-0.00sell
OAKTREE CAPITAL MANAGEMENT LP9,779,6678,279,667-1,500,0002.081.40-0.68sell
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