Stock Transactions — RUNWAY GROWTH FINANCE CORP

Total Bought
2,594,477
40 transactions
Total Sold
3,148,777
41 transactions
Net
-554,300
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
North Ground Capital775,0001,569,050+794,0504.836.96+2.13buy
Sound Income Strategies, LLC1,409,5921,671,360+261,7680.760.74-0.01buy
UBS Group AG406,759638,503+231,7440.000.00+0.00buy
MARSHALL WACE, LLP333,757509,225+175,4680.000.00+0.00buy
Bulldog Investors, LLP1,041,2841,200,872+159,5882.452.39-0.06buy
ARES MANAGEMENT LLC435,885553,123+117,2380.200.28+0.08buy
THRIVENT FINANCIAL FOR LUTHERANS0112,253+112,2530.000.00+0.00buy
UMB Bank, n.a.074,951+74,9510.000.01+0.01buy
JANE STREET GROUP, LLC065,397+65,3970.000.00+0.00buy
NORDEN GROUP LLC45,107106,074+60,9670.050.09+0.05buy
Graham Capital Management, L.P.11,00964,798+53,7890.000.02+0.02buy
Summit Financial, LLC422,426473,050+50,6240.070.06-0.00buy
Man Group plc29,17574,575+45,4000.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC21,02165,592+44,5710.000.00+0.00buy
PVG ASSET MANAGEMENT CORP26,90369,289+42,3861.011.31+0.31buy
nVerses Capital, LLC040,863+40,8630.000.82+0.82buy
TWO SIGMA INVESTMENTS, LP602,410635,132+32,7220.010.01-0.00buy
Legal & General Group Plc226,506256,583+30,0770.000.00-0.00buy
D. E. Shaw & Co., Inc.128,253154,708+26,4550.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC23,02143,068+20,0470.000.00+0.00buy
Tidal Investments LLC49,89667,884+17,9880.000.00+0.00buy
Campbell & CO Investment Adviser LLC50,52467,627+17,1030.040.03-0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP26,77143,546+16,7750.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC015,177+15,1770.000.00+0.00buy
Quadrature Capital Ltd16,56431,398+14,8340.000.00+0.00buy
Virtu Financial LLC012,047+12,0470.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS3,57814,810+11,2320.000.00+0.00buy
Jump Financial, LLC56,90567,529+10,6240.010.01-0.00buy
FRANKLIN RESOURCES INC494,486504,655+10,1690.000.00-0.00buy
Dynamic Technology Lab Private Ltd27,68333,116+5,4330.050.07+0.02buy
Kestra Advisory Services, LLC04,658+4,6580.000.00+0.00buy
Sunbeam Capital Management, LLC20,00024,575+4,5750.130.13+0.00buy
Quantbot Technologies LP13,46417,891+4,4270.000.01+0.00buy
Invesco Ltd.27,76931,114+3,3450.000.00-0.00buy
Tower Research Capital LLC (TRC)5942,949+2,3550.000.00+0.00buy
CITIGROUP INC02,055+2,0550.000.00+0.00buy
WealthCollab, LLC0593+5930.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.33,50833,980+4720.000.00-0.00buy
CENTRAL TRUST Co0157+1570.000.00+0.00buy
Caitong International Asset Management Co., Ltd13113+1000.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC18,25318,25300.000.00-0.00hold
CIBC Private Wealth Group LLC2,0682,06800.000.00-0.00hold
Verition Fund Management LLC54,89454,89400.000.00-0.00hold
Allworth Financial LP656500.000.00-0.00hold
Perigon Wealth Management, LLC10,00010,00000.000.00-0.00hold
Evanson Asset Management, LLC150,467150,46700.090.07-0.01hold
Crewe Advisors LLC172,002172,00200.170.14-0.03hold
Independence Bank of Kentucky54854800.000.00-0.00hold
SBI Securities Co., Ltd.373700.000.00-0.00hold
Spire Wealth Management70070000.000.00-0.00hold
Financial Network Wealth Advisors LLC75175100.010.01-0.00hold
Harbor Asset Planning, Inc.55455400.010.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.70,47670,47600.000.00-0.00hold
GUGGENHEIM CAPITAL LLC13,15512,744-4110.000.00-0.00sell
CWM, LLC4280-4280.000.00-0.00sell
Advisory Services Network, LLC6070-6070.000.00-0.00sell
Brevan Howard Capital Management LP41,69240,920-7720.010.01+0.00sell
MGO ONE SEVEN LLC19,69818,908-7900.000.00-0.00sell
Farther Finance Advisors, LLC2,2611,307-9540.000.00-0.00sell
WELLS FARGO & COMPANY/MN23,57322,400-1,1730.000.00-0.00sell
Cetera Investment Advisers12,32710,898-1,4290.000.00-0.00sell
ROYAL BANK OF CANADA20,50118,807-1,6940.000.00-0.00sell
CONFLUENCE INVESTMENT MANAGEMENT LLC18,19616,420-1,7760.000.00-0.00sell
NORTHERN TRUST CORP27,46025,278-2,1820.000.00-0.00sell
Quarry LP3,800450-3,3500.010.00-0.01sell
BlackRock, Inc.191,007182,049-8,9580.000.00-0.00sell
State of Wyoming22,77213,275-9,4970.030.01-0.01sell
JPMORGAN CHASE & CO10,7540-10,7540.000.00-0.00sell
Virtus Investment Advisers, LLC108,74797,979-10,7680.320.24-0.08sell
Engineers Gate Manager LP37,56126,673-10,8880.000.00-0.00sell
Aquatic Capital Management LLC48,15536,888-11,2670.010.01+0.00sell
SUMMIT WEALTH GROUP LLC / CO14,7700-14,7700.020.00-0.02sell
FOX RUN MANAGEMENT, L.L.C.18,4920-18,4920.030.00-0.03sell
PFG Investments, LLC19,0000-19,0000.010.00-0.01sell
PharVision Advisers, LLC22,9290-22,9290.130.00-0.13sell
AlphaQuest LLC39,89312,733-27,1600.030.01-0.02sell
US BANCORP \DE\73,21736,630-36,5870.000.00-0.00sell
LPL Financial LLC77,50734,749-42,7580.000.00-0.00sell
STIFEL FINANCIAL CORP97,34153,578-43,7630.000.00-0.00sell
New Republic Capital, LLC44,6210-44,6210.140.00-0.14sell
Curi Capital, LLC50,0000-50,0000.010.00-0.01sell
GOLDMAN SACHS GROUP INC50,2820-50,2820.000.00-0.00sell
Advisors Asset Management, Inc.55,9800-55,9800.010.00-0.01sell
Hennion & Walsh Asset Management, Inc.170,14699,687-70,4590.060.03-0.03sell
Point72 Asset Management, L.P.85,7570-85,7570.000.00-0.00sell
Schonfeld Strategic Advisors LLC85,9510-85,9510.010.00-0.01sell
Redhawk Wealth Advisors, Inc.94,7120-94,7120.110.00-0.11sell
TWO SIGMA ADVISERS, LP757,700627,800-129,9000.020.01-0.00sell
HighTower Advisors, LLC1,442,3451,306,285-136,0600.020.01-0.00sell
BARD ASSOCIATES INC141,3660-141,3660.380.00-0.38sell
BANK OF AMERICA CORP /DE/227,43273,225-154,2070.000.00-0.00sell
ALLIUM FINANCIAL ADVISORS, LLC956,602760,864-195,7388.045.39-2.66sell
Alpine Global Management, LLC407,950107,363-300,5870.750.21-0.54sell
OAKTREE CAPITAL MANAGEMENT LP8,279,6677,029,667-1,250,0001.401.02-0.38sell
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