Stock Transactions

BROOKFIELD REAL ASSETS INCOM

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
SIT INVESTMENT ASSOCIATES INC2,215,2282,855,236+640,00835.210.75-34.46buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD300,319393,872+93,5530.290.37+0.08buy
Pekin Hardy Strauss, Inc.64,97983,805+18,8260.080.11+0.03buy
RIVERBRIDGE PARTNERS LLC221,307239,842+18,5350.050.08+0.02buy
Arlington Capital Management, Inc.70,26872,645+2,3770.560.53-0.03buy
Sterneck Capital Management, LLC29,88632,181+2,2950.170.19+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC55,27156,363+1,0920.110.10-0.00buy
UHLMANN PRICE SECURITIES, LLC19,26019,695+4350.150.02-0.13buy
Mallini Complete Financial Planning LLC17,69518,010+3150.180.18-0.00buy
Castle Rock Wealth Management, LLC29,68529,981+2960.080.08-0.00buy
Aviance Capital Partners, LLC11,70811,916+2080.020.02+0.00buy
Tennessee Valley Asset Management Partners35,87536,041+1660.060.06+0.00buy
SeaCrest Wealth Management, LLC15,91215,348-5640.020.02+0.00sell
E&G Advisors, LP47,80847,242-5660.140.14-0.00sell
B. Riley Wealth Advisors, Inc.146,219144,543-1,6760.090.12+0.03sell
CSS LLC/IL33,00827,008-6,0000.020.02-0.00sell
Soltis Investment Advisors LLC29,44820,924-8,5240.030.02-0.01sell
ROBINSON CAPITAL MANAGEMENT, LLC46,60220,952-25,6500.250.12-0.13sell
Shaker Financial Services, LLC153,00532,897-120,1080.630.15-0.48sell
Thomas J. Herzfeld Advisors, Inc.772,267340,641-431,6263.391.49-1.90sell
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