Stock Transactions — BROOKFIELD REAL ASSETS INCOM

Total Bought
1,999,130
49 transactions
Total Sold
1,387,872
39 transactions
Net
+611,258
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY4,411,2995,065,633+654,3340.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC2,215,2282,855,236+640,0080.570.75+0.18buy
WELLS FARGO & COMPANY/MN1,430,8931,574,324+143,4310.000.00+0.00buy
GUGGENHEIM CAPITAL LLC876,989991,567+114,5780.080.10+0.02buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD300,319393,872+93,5530.290.37+0.08buy
Penserra Capital Management LLC505,869597,165+91,2960.080.09+0.01buy
Rareview Capital LLC209,077253,193+44,1161.811.98+0.17buy
LPL Financial LLC266,603298,622+32,0190.000.00+0.00buy
Independent Advisor Alliance022,000+22,0000.000.00+0.00buy
FIRST TRUST ADVISORS LP161,928181,293+19,3650.000.00+0.00buy
Pekin Hardy Strauss, Inc.64,97983,805+18,8260.080.11+0.03buy
RIVERBRIDGE PARTNERS LLC221,307239,842+18,5350.050.08+0.02buy
Rockefeller Capital Management L.P.43,05458,796+15,7420.000.00+0.00buy
HARBOUR INVESTMENTS, INC.013,721+13,7210.000.00+0.00buy
AMERIPRISE FINANCIAL INC56,56867,905+11,3370.000.00+0.00buy
BANK OF AMERICA CORP /DE/412,886423,193+10,3070.000.00+0.00buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
CoreCap Advisors, LLC1,3559,363+8,0080.000.00+0.00buy
FIFTH THIRD BANCORP06,307+6,3070.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP39,46943,493+4,0240.000.00+0.00buy
ACCREDITED INVESTOR SERVICES, LLC19,33422,270+2,9360.170.18+0.02buy
Arlington Capital Management, Inc.70,26872,645+2,3770.560.53-0.03buy
Sterneck Capital Management, LLC29,88632,181+2,2950.170.19+0.01buy
Cambridge Investment Research Advisors, Inc.113,007115,207+2,2000.000.00-0.00buy
Merit Financial Group, LLC13,07015,193+2,1230.000.00+0.00buy
PARK AVENUE SECURITIES LLC11,42913,178+1,7490.000.00+0.00buy
Steward Partners Investment Advisory, LLC116,980118,605+1,6250.010.01-0.00buy
Larson Financial Group LLC01,400+1,4000.000.00+0.00buy
Advisory Services Network, LLC01,393+1,3930.000.00+0.00buy
STIFEL FINANCIAL CORP140,664141,981+1,3170.000.00+0.00buy
Stratos Wealth Partners, LTD.66,22767,527+1,3000.010.01+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC55,27156,363+1,0920.110.10-0.00buy
Pinnacle Wealth Planning Services, Inc.5,9466,996+1,0500.010.01+0.00buy
Mariner, LLC15,52016,373+8530.000.00+0.00buy
WHITTIER TRUST CO OF NEVADA INC0695+6950.000.00+0.00buy
Kestra Advisory Services, LLC41,01341,627+6140.000.00-0.00buy
WPG Advisers, LLC2,1872,793+6060.020.03+0.01buy
UHLMANN PRICE SECURITIES, LLC19,26019,695+4350.150.02-0.13buy
Mallini Complete Financial Planning LLC17,69518,010+3150.180.18-0.00buy
Castle Rock Wealth Management, LLC29,68529,981+2960.080.08-0.00buy
CWM, LLC614830+2160.000.00+0.00buy
Aviance Capital Partners, LLC11,70811,916+2080.020.02+0.00buy
GRIFFIN ASSET MANAGEMENT, INC.19,40719,581+1740.030.03+0.00buy
Tennessee Valley Asset Management Partners35,87536,041+1660.060.06+0.00buy
GILL CAPITAL PARTNERS, LLC29,12429,193+690.110.11-0.01buy
Second Line Capital, LLC15,93515,977+420.040.04-0.00buy
PFG Investments, LLC35,15535,195+400.020.02-0.00buy
HIGHLINE WEALTH PARTNERS LLC200222+220.000.00+0.00buy
OPPENHEIMER & CO INC11,26711,282+150.000.00-0.00buy
BROOKFIELD Corp /ON/100,582100,58200.000.00+0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC10,75510,75500.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO60360300.000.00-0.00hold
GHP Investment Advisors, Inc.15315300.000.00-0.00hold
AdvisorNet Financial, Inc33033000.000.00-0.00hold
1607 Capital Partners, LLC403,070403,07000.360.37+0.02hold
Ancora Advisors LLC12612600.000.00+0.00hold
CARY STREET PARTNERS FINANCIAL LLC12,65512,65500.000.00-0.00hold
TD PRIVATE CLIENT WEALTH LLC1100.000.00-0.00hold
Allworth Financial LP10010000.000.00-0.00hold
IFP Advisors, Inc1,7121,71200.000.00-0.00hold
Lido Advisors, LLC23,75323,75300.000.00-0.00hold
QUADRANT CAPITAL GROUP LLC3,9693,96900.000.00-0.00hold
Sound Income Strategies, LLC3300.000.00+0.00hold
Pasadena Private Wealth, LLC33,45833,45800.060.06+0.00hold
Geneos Wealth Management Inc.1,9001,90000.000.00-0.00hold
CARY STREET PARTNERS INVESTMENT ADVISORY LLC1,0001,00000.000.00-0.00hold
Ameliora Wealth Management Ltd.2,3802,38000.010.01+0.00hold
Global Wealth Strategies & Associates1,0671,06700.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.20,67220,67200.150.15-0.00hold
Wealth Preservation Advisors, LLC272700.000.00+0.00hold
Compound Planning, Inc.18,00918,00900.010.01+0.00hold
Farther Finance Advisors, LLC18018000.000.00-0.00hold
Savvy Advisors, Inc.14,32514,32500.010.00-0.00hold
Catalina Capital Group, LLC15,96015,96000.130.13-0.00hold
Fourth Dimension Wealth, LLC1,0001,00000.000.00+0.00hold
Caldwell Trust Co97697600.000.00-0.00hold
US BANCORP \DE\7,5647,56400.000.00+0.00hold
NATIONAL BANK OF CANADA /FI/7,2287,22800.000.00-0.00hold
Arax Advisory Partners1,0211,000-210.000.00-0.00sell
Encompass More Asset Management14,27614,108-1680.030.03-0.00sell
Summit Financial, LLC10,49810,298-2000.000.00-0.00sell
Darwin Wealth Management, LLC2600-2600.000.00-0.00sell
TD Waterhouse Canada Inc.2,8172,435-3820.000.00-0.00sell
Luminist Capital LLC4220-4220.010.00-0.01sell
SeaCrest Wealth Management, LLC15,91215,348-5640.020.02+0.00sell
E&G Advisors, LP47,80847,242-5660.140.14-0.00sell
Kovack Advisors, Inc.14,69614,107-5890.010.01+0.00sell
RAYMOND JAMES FINANCIAL INC230,992229,990-1,0020.000.00-0.00sell
Janney Montgomery Scott LLC15,20514,120-1,0850.000.00-0.00sell
CALDWELL SUTTER CAPITAL, INC.1,4710-1,4710.010.00-0.01sell
B. Riley Wealth Advisors, Inc.146,219144,543-1,6760.090.12+0.03sell
AlphaCore Capital LLC13,88811,001-2,8870.000.00-0.00sell
WEDBUSH SECURITIES INC35,25931,297-3,9620.010.01-0.00sell
NewEdge Advisors, LLC19,17114,067-5,1040.000.00-0.00sell
Gridiron Partners, LLC31,55226,024-5,5280.230.20-0.03sell
CSS LLC/IL33,00827,008-6,0000.020.02-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC115,085107,565-7,5200.000.00-0.00sell
Soltis Investment Advisors LLC29,44820,924-8,5240.030.02-0.01sell
ROYAL BANK OF CANADA654,830644,351-10,4790.000.00+0.00sell
HRT FINANCIAL LP11,4900-11,4900.000.00-0.00sell
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