Stock Transactions — BROOKFIELD REAL ASSETS INCOM

Total Bought
9,746,821
53 transactions
Total Sold
1,293,802
42 transactions
Net
+8,453,019
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Kingstone Capital Partners Texas, LLC08,488,968+8,488,9680.000.06+0.06buy
MORGAN STANLEY3,674,5304,024,717+350,1870.000.00+0.00buy
B. Riley Wealth Advisors, Inc.0147,116+147,1160.000.10+0.10buy
LPL Financial LLC95,927233,885+137,9580.000.00+0.00buy
GUGGENHEIM CAPITAL LLC525,063652,292+127,2290.060.07+0.01buy
Thomas J. Herzfeld Advisors, Inc.666,668720,534+53,8662.983.44+0.45buy
WELLS FARGO & COMPANY/MN1,279,5081,331,075+51,5670.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD275,281319,281+44,0000.390.40+0.01buy
Saba Capital Management, L.P.654,324693,898+39,5740.240.25+0.02buy
ENVESTNET ASSET MANAGEMENT INC404,878436,185+31,3070.000.00-0.00buy
1607 Capital Partners, LLC460,320489,570+29,2500.490.53+0.04buy
Private Advisor Group, LLC93,081121,176+28,0950.010.01+0.00buy
BlackRock, Inc.020,786+20,7860.000.00+0.00buy
DRIVE WEALTH MANAGEMENT, LLC127,194146,193+18,9990.390.43+0.04buy
ATTICUS WEALTH MANAGEMENT, LLC018,815+18,8150.000.07+0.07buy
Fisher Asset Management, LLC017,845+17,8450.000.00+0.00buy
Pekin Hardy Strauss, Inc.37,10454,814+17,7100.060.08+0.02buy
UBS Group AG63,65478,418+14,7640.000.00+0.00buy
Summit Financial, LLC013,283+13,2830.000.00+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC108,199121,418+13,2190.380.36-0.01buy
Advisors Asset Management, Inc.116,778128,878+12,1000.030.03+0.00buy
Penserra Capital Management LLC366,141377,277+11,1360.090.07-0.02buy
Stratos Wealth Partners, LTD.14,43924,804+10,3650.000.00+0.00buy
Rockefeller Capital Management L.P.15,46921,674+6,2050.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC119,968124,828+4,8600.030.03+0.00buy
FIRST TRUST ADVISORS LP115,480119,644+4,1640.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.16,64720,672+4,0250.150.17+0.03buy
AMERIPRISE FINANCIAL INC37,16240,882+3,7200.000.00+0.00buy
Allworth Financial LP03,595+3,5950.000.00+0.00buy
Geneos Wealth Management Inc.7,62110,920+3,2990.000.00+0.00buy
Steward Partners Investment Advisory, LLC111,070113,920+2,8500.010.01-0.00buy
UHLMANN PRICE SECURITIES, LLC15,15417,931+2,7770.150.17+0.02buy
ACCREDITED INVESTOR SERVICES, LLC10,92913,447+2,5180.120.14+0.02buy
Ameritas Advisory Services, LLC02,110+2,1100.000.00+0.00buy
Global Retirement Partners, LLC2391,953+1,7140.000.00+0.00buy
Arlington Capital Management, Inc.73,64475,290+1,6460.730.87+0.14buy
Newbridge Financial Services Group, Inc.01,500+1,5000.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC54,64055,711+1,0710.140.12-0.01buy
COMERICA BANK6,5747,192+6180.000.00+0.00buy
Janney Montgomery Scott LLC15,64416,136+4920.000.00-0.00buy
Mallini Complete Financial Planning LLC16,79817,093+2950.210.29+0.08buy
Kestra Advisory Services, LLC36,28536,549+2640.000.00+0.00buy
Aviance Capital Partners, LLC11,11511,310+1950.020.02-0.00buy
Encompass More Asset Management13,96514,122+1570.050.04-0.01buy
GHP Investment Advisors, Inc.0153+1530.000.00+0.00buy
ARMSTRONG ADVISORY GROUP, INC0134+1340.000.00+0.00buy
GRIFFIN ASSET MANAGEMENT, INC.21,27521,373+980.030.03-0.00buy
Aptus Capital Advisors, LLC31,42331,485+620.000.00-0.00buy
Second Line Capital, LLC17,02317,085+620.060.05-0.00buy
Iron Horse Wealth Management, LLC1,9041,957+530.010.01-0.00buy
TD Waterhouse Canada Inc.6,3066,325+190.000.00-0.00buy
OPPENHEIMER & CO INC10,82210,837+150.000.00-0.00buy
WPG Advisers, LLC1,4381,449+110.020.02-0.00buy
BROOKFIELD Corp /ON/100,582100,58200.000.00-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC17,61417,61400.000.00+0.00hold
CSS LLC/IL33,00833,00800.030.03-0.00hold
AdvisorNet Financial, Inc33033000.000.00-0.00hold
Ancora Advisors LLC12612600.000.00-0.00hold
CWM, LLC61461400.000.00-0.00hold
TD PRIVATE CLIENT WEALTH LLC1100.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC46,60246,60200.250.26+0.01hold
IFP Advisors, Inc1,7121,71200.000.00-0.00hold
Lido Advisors, LLC23,75323,75300.000.00-0.00hold
Darwin Wealth Management, LLC26026000.000.00+0.00hold
Ridgewood Investments LLC30030000.000.00-0.00hold
AlphaCore Capital LLC13,88813,88800.020.01-0.01hold
Sound Income Strategies, LLC6600.000.00-0.00hold
GPS Wealth Strategies Group, LLC2,7932,79300.000.00-0.00hold
Avion Wealth252500.000.000.00hold
Luminist Capital LLC42242200.010.01-0.00hold
Spire Wealth Management6,5666,56600.000.00+0.00hold
Ameliora Wealth Management Ltd.2,3802,38000.010.01-0.00hold
Gridiron Partners, LLC31,55231,55200.270.26-0.00hold
Wealth Preservation Advisors, LLC272700.000.00-0.00hold
Compound Planning, Inc.18,00918,00900.010.01-0.00hold
Farther Finance Advisors, LLC18018000.000.00-0.00hold
Catalina Capital Group, LLC20,52020,52000.180.19+0.00hold
Fourth Dimension Wealth, LLC1,0001,00000.010.01-0.00hold
BIRCHBROOK, INC.73373300.010.01-0.00hold
Caldwell Trust Co97697600.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
NATIONAL BANK OF CANADA /FI/32832800.000.00-0.00hold
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV10,00010,00000.020.01-0.00hold
Castle Rock Wealth Management, LLC28,72328,529-1940.100.09-0.01sell
SeaCrest Wealth Management, LLC14,57814,384-1940.020.02-0.00sell
Capital Analysts, LLC2500-2500.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC4130-4130.000.00-0.00sell
E&G Advisors, LP49,40848,908-5000.180.17-0.01sell
Rareview Capital LLC156,884156,324-5601.311.32+0.01sell
Anfield Capital Management, LLC5750-5750.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC30,68230,103-5790.140.13-0.01sell
NewEdge Advisors, LLC14,90114,201-7000.000.00-0.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC1,7501,000-7500.010.01-0.01sell
WOLVERINE ASSET MANAGEMENT LLC9320-9320.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.93,82492,849-9750.000.00-0.00sell
Mariner, LLC15,37214,157-1,2150.000.00-0.00sell
PFG Investments, LLC36,19634,822-1,3740.030.03-0.00sell
CoreCap Advisors, LLC3,0001,618-1,3820.000.00-0.00sell
Sterneck Capital Management, LLC52,60451,039-1,5650.370.35-0.03sell
WEDBUSH SECURITIES INC31,77130,099-1,6720.020.01-0.00sell
Page 1 of 2