| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 666,668 | 720,534 | +53,866 | 2.98 | 3.44 | +0.45 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 275,281 | 319,281 | +44,000 | 0.39 | 0.40 | +0.01 | buy |
| Saba Capital Management, L.P. | 654,324 | 693,898 | +39,574 | 0.23 | 0.22 | -0.01 | buy |
| 1607 Capital Partners, LLC | 460,320 | 489,570 | +29,250 | 0.49 | 0.53 | +0.04 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 127,194 | 146,193 | +18,999 | 0.39 | 0.43 | +0.04 | buy |
| Pekin Hardy Strauss, Inc. | 37,104 | 54,814 | +17,710 | 0.06 | 0.08 | +0.02 | buy |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 108,199 | 121,418 | +13,219 | 0.38 | 0.36 | -0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 119,968 | 124,828 | +4,860 | 0.03 | 0.03 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 16,647 | 20,672 | +4,025 | 0.15 | 0.17 | +0.03 | buy |
| UHLMANN PRICE SECURITIES, LLC | 15,154 | 17,931 | +2,777 | 0.15 | 0.17 | +0.02 | buy |
| ACCREDITED INVESTOR SERVICES, LLC | 10,929 | 13,447 | +2,518 | 0.12 | 0.14 | +0.02 | buy |
| Arlington Capital Management, Inc. | 73,644 | 75,290 | +1,646 | 0.73 | 0.87 | +0.14 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 54,640 | 55,711 | +1,071 | 0.14 | 0.12 | -0.01 | buy |
| Mallini Complete Financial Planning LLC | 16,798 | 17,093 | +295 | 0.21 | 0.29 | +0.08 | buy |
| Aviance Capital Partners, LLC | 11,115 | 11,310 | +195 | 0.02 | 0.02 | -0.00 | buy |
| Encompass More Asset Management | 13,965 | 14,122 | +157 | 0.05 | 0.04 | -0.01 | buy |
| GRIFFIN ASSET MANAGEMENT, INC. | 21,275 | 21,373 | +98 | 0.03 | 0.03 | -0.00 | buy |
| Second Line Capital, LLC | 17,023 | 17,085 | +62 | 0.06 | 0.05 | -0.00 | buy |
| Iron Horse Wealth Management, LLC | 1,904 | 1,957 | +53 | 0.01 | 0.01 | -0.00 | buy |
| Castle Rock Wealth Management, LLC | 28,723 | 28,529 | -194 | 0.10 | 0.09 | -0.01 | sell |
| SeaCrest Wealth Management, LLC | 14,578 | 14,384 | -194 | 0.02 | 0.02 | -0.00 | sell |
| E&G Advisors, LP | 49,408 | 48,908 | -500 | 0.18 | 0.17 | -0.01 | sell |
| Rareview Capital LLC | 156,884 | 156,324 | -560 | 1.31 | 1.32 | +0.01 | sell |
| GILL CAPITAL PARTNERS, LLC | 30,682 | 30,103 | -579 | 0.14 | 0.13 | -0.01 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 1,750 | 1,000 | -750 | 0.01 | 0.01 | -0.01 | sell |
| Sterneck Capital Management, LLC | 52,604 | 51,039 | -1,565 | 0.37 | 0.35 | -0.03 | sell |
| Pasadena Private Wealth, LLC | 37,065 | 34,650 | -2,415 | 0.09 | 0.08 | -0.01 | sell |
| CARY STREET PARTNERS FINANCIAL LLC | 21,505 | 12,655 | -8,850 | 0.01 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 64,469 | 38,743 | -25,726 | 0.33 | 0.19 | -0.14 | sell |
| AQR Arbitrage LLC | 358,132 | 227,234 | -130,898 | 0.11 | 0.07 | -0.04 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 313,461 | 104,672 | -208,789 | 0.37 | 0.11 | -0.26 | sell |